23rd Dec 2021 11:17
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Playtech plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Playtech plc |
(d) Date dealing undertaken: | 22 December 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 75957 | 7.36750 GBP | 7.19000 GBP |
Ordinary NPV | Sell
| 81251 | 7.43944 GBP | 7.20500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 893 | 7.25115341545353 GBP |
Ordinary NPV | CFD
| Long | 375 | 7.3348 GBP |
Ordinary NPV | CFD
| Long | 346 | 7.21998863294798 GBP |
Ordinary NPV | CFD
| Long | 1442 | 7.26288 GBP |
Ordinary NPV | CFD
| Long | 3835 | 7.244021 GBP |
Ordinary NPV | CFD
| Long | 1400 | 7.287842 GBP |
Ordinary NPV | CFD
| Long | 1314 | 7.307559 GBP |
Ordinary NPV | CFD
| Long | 264 | 7.25117424242424 GBP |
Ordinary NPV | CFD
| Long | 110 | 7.33481818181818 GBP |
Ordinary NPV | CFD
| Long | 102 | 7.22002773529412 GBP |
Ordinary NPV | CFD
| Long | 424 | 7.262838 GBP |
Ordinary NPV | CFD
| Long | 2894 | 7.25115756738079 GBP |
Ordinary NPV | CFD
| Long | 1218 | 7.3347947454844 GBP |
Ordinary NPV | CFD
| Long | 6376 | 7.262869 GBP |
Ordinary NPV | CFD
| Long | 1123 | 7.21998268788958 GBP |
Ordinary NPV | CFD
| Long | 605 | 7.335 GBP |
Ordinary NPV | CFD
| Long | 372 | 7.25115591397849 GBP |
Ordinary NPV | CFD
| Long | 156 | 7.33480769230769 GBP |
Ordinary NPV | CFD
| Long | 143 | 7.21999894055944 GBP |
Ordinary NPV | CFD
| Long | 599 | 7.262899 GBP |
Ordinary NPV | CFD
| Long | 1051 | 7.25115128449096 GBP |
Ordinary NPV | CFD
| Long | 442 | 7.3347963800905 GBP |
Ordinary NPV | CFD
| Long | 408 | 7.21997871568627 GBP |
Ordinary NPV | CFD
| Long | 770 | 7.25115584415584 GBP |
Ordinary NPV | CFD
| Long | 323 | 7.33479876160991 GBP |
Ordinary NPV | CFD
| Long | 299 | 7.21997461705686 GBP |
Ordinary NPV | CFD
| Long | 1240 | 7.262843 GBP |
Ordinary NPV | CFD
| Long | 1958 | 7.25115423901941 GBP |
Ordinary NPV | CFD
| Long | 824 | 7.33479368932039 GBP |
Ordinary NPV | CFD
| Long | 758 | 7.21998039709763 GBP |
Ordinary NPV | CFD
| Long | 3165 | 7.262873 GBP |
Ordinary NPV | CFD
| Long | 1119 | 7.2511528150134 GBP |
Ordinary NPV | CFD
| Long | 471 | 7.3347983014862 GBP |
Ordinary NPV | CFD
| Long | 434 | 7.21999249539171 GBP |
Ordinary NPV | CFD
| Long | 1809 | 7.262875 GBP |
Ordinary NPV | CFD
| Long | 183 | 7.25114754098361 GBP |
Ordinary NPV | CFD
| Long | 76 | 7.33473684210526 GBP |
Ordinary NPV | CFD
| Long | 70 | 7.22001092857143 GBP |
Ordinary NPV | CFD
| Long | 296 | 7.262882 GBP |
Ordinary NPV | CFD
| Long | 80 | 7.251125 GBP |
Ordinary NPV | CFD
| Long | 33 | 7.33484848484848 GBP |
Ordinary NPV | CFD
| Long | 31 | 7.22008466129032 GBP |
Ordinary NPV | CFD
| Long | 130 | 7.262763 GBP |
Ordinary NPV | CFD
| Long | 1739 | 7.25115583668775 GBP |
Ordinary NPV | CFD
| Long | 731 | 7.33480164158687 GBP |
Ordinary NPV | CFD
| Long | 674 | 7.21997362462908 GBP |
Ordinary NPV | CFD
| Long | 2809 | 7.262887 GBP |
Ordinary NPV | CFD
| Long | 1511 | 7.439442 GBP |
Ordinary NPV | CFD
| Short | 200 | 7.3398 GBP |
Ordinary NPV | CFD
| Short | 7658 | 7.299164 GBP |
Ordinary NPV | CFD
| Short | 1 | 7.32 GBP |
Ordinary NPV | CFD
| Short | 626 | 7.319028 GBP |
Ordinary NPV | CFD
| Short | 7454 | 7.276839 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 23 December 2021 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Playtech