24th Dec 2021 10:40
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Playtech plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Playtech plc |
(d) Date dealing undertaken: | 23 December 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary NPV | Buy
| 94241 | 7.35251 GBP | 7.30500 GBP |
Ordinary NPV | Sell
| 102126 | 7.35251 GBP | 7.30000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary NPV | CFD
| Long | 61 | 7.33494168327869 GBP |
Ordinary NPV | CFD
| Long | 47 | 7.331482 GBP |
Ordinary NPV | CFD
| Long | 932 | 7.339266 GBP |
Ordinary NPV | CFD
| Long | 1243 | 7.343003 GBP |
Ordinary NPV | CFD
| Long | 17 | 7.33444988 GBP |
Ordinary NPV | CFD
| Long | 88 | 7.33954545454545 GBP |
Ordinary NPV | CFD
| Long | 1717 | 7.305 GBP |
Ordinary NPV | CFD
| Long | 973 | 7.33950668036999 GBP |
Ordinary NPV | CFD
| Long | 506 | 7.331217 GBP |
Ordinary NPV | CFD
| Long | 31 | 7.33509504129032 GBP |
Ordinary NPV | CFD
| Long | 224 | 7.30477678571429 GBP |
Ordinary NPV | CFD
| Long | 149 | 7.331302 GBP |
Ordinary NPV | CFD
| Long | 287 | 7.33951219512195 GBP |
Ordinary NPV | CFD
| Long | 66 | 7.30484848484848 GBP |
Ordinary NPV | CFD
| Long | 3152 | 7.33950507614213 GBP |
Ordinary NPV | CFD
| Long | 729 | 7.30480109739369 GBP |
Ordinary NPV | CFD
| Long | 1644 | 7.33114 GBP |
Ordinary NPV | CFD
| Long | 102 | 7.33503811529412 GBP |
Ordinary NPV | CFD
| Long | 1145 | 7.33950218340611 GBP |
Ordinary NPV | CFD
| Long | 596 | 7.331167 GBP |
Ordinary NPV | CFD
| Long | 37 | 7.33499042054054 GBP |
Ordinary NPV | CFD
| Long | 264 | 7.30481060606061 GBP |
Ordinary NPV | CFD
| Long | 211 | 7.331228 GBP |
Ordinary NPV | CFD
| Long | 12 | 7.33528321333333 GBP |
Ordinary NPV | CFD
| Long | 404 | 7.33950495049505 GBP |
Ordinary NPV | CFD
| Long | 138 | 7.30478260869565 GBP |
Ordinary NPV | CFD
| Long | 2132 | 7.33950281425891 GBP |
Ordinary NPV | CFD
| Long | 493 | 7.30478701825558 GBP |
Ordinary NPV | CFD
| Long | 1111 | 7.331168 GBP |
Ordinary NPV | CFD
| Long | 69 | 7.33502959014493 GBP |
Ordinary NPV | CFD
| Long | 838 | 7.3395107398568 GBP |
Ordinary NPV | CFD
| Long | 437 | 7.331175 GBP |
Ordinary NPV | CFD
| Long | 26 | 7.33483449538462 GBP |
Ordinary NPV | CFD
| Long | 193 | 7.30481865284974 GBP |
Ordinary NPV | CFD
| Long | 1218 | 7.33950738916256 GBP |
Ordinary NPV | CFD
| Long | 636 | 7.331145 GBP |
Ordinary NPV | CFD
| Long | 40 | 7.33494988 GBP |
Ordinary NPV | CFD
| Long | 282 | 7.30478723404255 GBP |
Ordinary NPV | CFD
| Long | 104 | 7.331224 GBP |
Ordinary NPV | CFD
| Long | 200 | 7.3395 GBP |
Ordinary NPV | CFD
| Long | 1893 | 7.33950343370312 GBP |
Ordinary NPV | CFD
| Long | 438 | 7.30479452054795 GBP |
Ordinary NPV | CFD
| Long | 987 | 7.331156 GBP |
Ordinary NPV | CFD
| Short | 162 | 7.3134 GBP |
Ordinary NPV | CFD
| Short | 1838 | 7.342508 GBP |
Ordinary NPV | CFD
| Short | 2941 | 7.324118 GBP |
Ordinary NPV | CFD
| Short | 2642 | 7.328772 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 24 December 2021 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Playtech