5th Jul 2016 11:10
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| J Sainsbury PLC | ||
| Home Retail Group PLC | ||
| 04/07/2016 | ||
| YES If YES, specify which: (Home Retail Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B019KW72 | Purchase | 2,802,799 | 2.372 GBP | 2.298 GBP |
Convertibles - ISIN XS1139087933 | Sale | 2,100,000 | 91.72 GBP | 91.72 GBP |
Common - ISIN GB00B019KW72 | Sale | 2,018,497 | 2.369 GBP | 2.299 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B019KW72 | Swaps | Long | 45,176 | 2.348 GBP |
Common - ISIN GB00B019KW73 | Swaps | Short | 45,176 | 2.321 GBP |
Common - ISIN GB00B019KW74 | Swaps | Long | 7,733 | 2.309 GBP |
Common - ISIN GB00B019KW75 | Swaps | Long | 3,349 | 2.36 GBP |
Common - ISIN GB00B019KW76 | Swaps | Long | 1,145 | 2.36 GBP |
Common - ISIN GB00B019KW77 | Swaps | Long | 391 | 2.36 GBP |
Common - ISIN GB00B019KW78 | Swaps | Short | 391 | 2.303 GBP |
Common - ISIN GB00B019KW79 | Swaps | Long | 5,380 | 2.328 GBP |
Common - ISIN GB00B019KW80 | Swaps | Short | 2 | 2.308 GBP |
Common - ISIN GB00B019KW81 | Swaps | Short | 5,377 | 2.308 GBP |
Common - ISIN GB00B019KW82 | Swaps | Short | 57,950 | 2.308 GBP |
Common - ISIN GB00B019KW83 | Swaps | Long | 307,339 | 2.3 GBP |
Common - ISIN GB00B019KW84 | Swaps | Long | 61,042 | 2.318 GBP |
Common - ISIN GB00B019KW85 | Swaps | Long | 21,284 | 2.318 GBP |
Common - ISIN GB00B019KW86 | Swaps | Short | 1,705 | 2.35 GBP |
Common - ISIN GB00B019KW87 | Swaps | Short | 10,287 | 2.327 GBP |
Common - ISIN GB00B019KW88 | Swaps | Short | 21,284 | 2.327 GBP |
Common - ISIN GB00B019KW89 | Swaps | Long | 847,846 | 2.327 GBP |
Common - ISIN GB00B019KW90 | Swaps | Short | 6,089 | 2.327 GBP |
Common - ISIN GB00B019KW91 | Swaps | Short | 847,846 | 2.327 GBP |
Common - ISIN GB00B019KW92 | Swaps | Long | 371,824 | 2.3 GBP |
Common - ISIN GB00B019KW93 | Swaps | Long | 1,705 | 2.341 GBP |
Common - ISIN GB00B019KW94 | Swaps | Long | 1,705 | 2.35 GBP |
Common - ISIN GB00B019KW95 | Swaps | Long | 542 | 2.325 GBP |
Common - ISIN GB00B019KW96 | Swaps | Short | 1,268 | 2.307 GBP |
Common - ISIN GB00B019KW97 | Swaps | Short | 1,629 | 2.307 GBP |
Common - ISIN GB00B019KW98 | Swaps | Long | 100,652 | 2.309 GBP |
Common - ISIN GB00B019KW99 | Swaps | Long | 48,918 | 2.309 GBP |
Common - ISIN GB00B019KW100 | Swaps | Long | 510 | 2.309 GBP |
Common - ISIN GB00B019KW101 | Swaps | Short | 5,355 | 2.318 GBP |
Common - ISIN GB00B019KW102 | Swaps | Short | 35,092 | 2.332 GBP |
Common - ISIN GB00B019KW103 | Swaps | Short | 21,655 | 2.305 GBP |
Common - ISIN GB00B019KW104 | Swaps | Short | 15,669 | 2.305 GBP |
Common - ISIN GB00B019KW105 | Swaps | Short | 5,986 | 2.305 GBP |
Common - ISIN GB00B019KW106 | Swaps | Short | 43,309 | 2.305 GBP |
Common - ISIN GB00B019KW107 | Swaps | Short | 368,129 | 2.305 GBP |
Common - ISIN GB00B019KW108 | Swaps | Short | 230,000 | 2.315 GBP |
Common - ISIN GB00B019KW109 | Swaps | Short | 96,238 | 2.355 GBP |
Common - ISIN GB00B019KW110 | Swaps | Short | 46,762 | 2.355 GBP |
Common - ISIN GB00B019KW111 | Swaps | Short | 484,507 | 2.355 GBP |
Common - ISIN GB00B019KW112 | Swaps | Short | 240,493 | 2.355 GBP |
Common - ISIN GB00B019KW113 | Swaps | Short | 2,806 | 2.355 GBP |
Common - ISIN GB00B019KW114 | Swaps | Short | 5,792 | 2.355 GBP |
Common - ISIN GB00B019KW115 | Swaps | Short | 7,541 | 2.355 GBP |
Common - ISIN GB00B019KW116 | Swaps | Short | 2,939 | 2.355 GBP |
Common - ISIN GB00B019KW117 | Swaps | Short | 18,509 | 2.309 GBP |
Convertibles - ISIN XS1139087933 | Swaps | Long | 17,000 | 91.72 GBP |
Convertibles - ISIN XS1139087933 | Swaps | Long | 1,000 | 91.72 GBP |
Convertibles - ISIN XS1139087933 | Swaps | Long | 1,000 | 91.72 GBP |
Convertibles - ISIN XS1139087933 | Swaps | Long | 2,000 | 91.72 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 05/07/2016 |
Contact name: | Harshini Gopa |
Telephone number: | +44207 996 3410 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Sainsbury's