30th Sep 2011 11:49
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 29/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - ZAE000081949 Purchase 15,865 ZAR 44.35 ZAR 44.35
Common - ZAE000081949 Sale 15,865 ZAR 44.35 ZAR 44.35
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 30/09/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Autonomy Corporation Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Autonomy Corporation Plc
principal trader is connected:
(d) Date dealing undertaken: 29/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0055007982 Purchase 22,119 GBP 25.44 GBP 25.40
Common - GB0055007982 Sale 1,306,353 GBP 25.44 GBP 25.38
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0055007982 Swap SHORT 3136 GBP 25.42
Common - GB0055007982 Swap SHORT 658 GBP 25.44
Common - GB0055007982 Swap SHORT 230 GBP 25.42
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0055007982 Swap LONG 942 GBP 25.44
Common - GB0055007982 Swap LONG 994 GBP 25.43
Common - GB0055007982 Swap LONG 1349 GBP 25.44
Common - GB0055007982 Swap LONG 1584 GBP 25.44
Common - GB0055007982 Swap LONG 37833 GBP 25.42
Common - GB0055007982 Swap LONG 37833 GBP 25.42
Common - GB0055007982 Swap LONG 47472 GBP 25.42
Common - GB0055007982 Swap LONG 47472 GBP 25.42
Common - GB0055007982 Swap LONG 1200000 GBP 25.38
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 30/09/2011
Contact name: Balenkosi Dungeni
Telephone number: +44 20 7996 1639
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Evolution Group Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 29/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0030221864 Purchase 5,140 GBP 0.82 GBP 0.81
Common - GB0030221864 Sale 9,007 GBP 0.83 GBP 0.82
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0030221864 Swap SHORT 2624 GBP 0.81
Common - GB0030221864 Swap SHORT 1832 GBP 0.82
Common - GB0030221864 Swap SHORT 684 GBP 0.82
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0030221864 Swap LONG 127 GBP 0.82
Common - GB0030221864 Swap LONG 167 GBP 0.82
Common - GB0030221864 Swap LONG 684 GBP 0.82
Common - GB0030221864 Swap LONG 800 GBP 0.82
Common - GB0030221864 Swap LONG 2624 GBP 0.82
Common - GB0030221864 Swap LONG 4605 GBP 0.82
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 30/09/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and
INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 29/09/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 55,611 GBP 3.70 GBP 3.60
Common - GB00B17BBQ50 Sale 72,778 GBP 3.69 GBP 3.60
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap SHORT 923 GBP 3.64
Common - Swap SHORT 17 GBP 3.70
Common - Swap SHORT 44 GBP 3.70
Common - Swap SHORT 199 GBP 3.63
Common - Swap SHORT 502 GBP 3.63
Common - Swap SHORT 952 GBP 3.67
Common - Swap SHORT 1588 GBP 3.69
Common - Swap SHORT 18926 GBP 3.65
Common - Swap SHORT 16 GBP 3.70
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap LONG 1651 GBP 3.63
Common - Swap LONG 23428 GBP 3.61
Common - Swap LONG 8377 GBP 3.61
Common - Swap LONG 1960 GBP 3.69
Common - Swap LONG 952 GBP 3.65
Common - Swap LONG 1580 GBP 3.69
Common - Swap LONG 1219 GBP 3.63
Common - Swap LONG 713 GBP 3.69
Common - Swap LONG 471 GBP 3.69
Common - Swap LONG 420 GBP 3.64
Common - Swap LONG 153 GBP 3.69
Common - Swap LONG 17 GBP 3.69
Common - Swap LONG 16 GBP 3.69 Common - Swap LONG 16 GBP 3.69
Common - Swap LONG 1962 GBP 3.66
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 30/09/2011
Contact name: Balenkosi Dungeni
Telephone number: +44 20 7996 1639
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