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Form 8.5 (EPT/RI)

26th Sep 2012 12:00

RNS Number : 2091N
Bank of America Merrill Lynch
26 September 2012
 



FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

European Aeronautic Defence and Space Co NV

(c)

Name of the party to the offer with which exempt principal trader is connected:

European Aeronautic Defence and Space Co NV

(d)

Date dealing undertaken:

25/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN NL0000235190

Purchase

293,975

25.4 EUR

24.99 EUR

Common - ISIN NL0000235190

Sale

189,583

25.4 EUR

24.99 EUR

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN NL0000235190

Swaps

Long

23,963

25.263 EUR

Common - ISIN NL0000235190

Swaps

Long

20,335

25.263

EUR

Common - ISIN NL0000235190

Swaps

Long

5,133

25.263

EUR

Common - ISIN NL0000235190

Swaps

Long

4,105

25.263

EUR

Common - ISIN NL0000235190

Swaps

Long

1,718

25.201

EUR

Common - ISIN NL0000235190

Swaps

Long

816

25.201

EUR

Common - ISIN NL0000235190

Swaps

Long

418

25.201

EUR

Common - ISIN NL0000235190

Swaps

Long

300

25.21

EUR

Common - ISIN NL0000235190

Swaps

Long

202

25.201

EUR

Common - ISIN NL0000235190

Swaps

Long

165

25.222

EUR

Common - ISIN NL0000235190

Swaps

Short

165

25.278

EUR

Common - ISIN NL0000235190

Swaps

Short

500

25.194

EUR

Common - ISIN NL0000235190

Swaps

Short

500

25.238

EUR

Common - ISIN NL0000235190

Swaps

Short

1,284

25.198

EUR

Common - ISIN NL0000235190

Swaps

Short

2,358

25.221

EUR

Common - ISIN NL0000235190

Swaps

Short

4,105

25.257

EUR

Common - ISIN NL0000235190

Swaps

Short

5,133

25.257

EUR

Common - ISIN NL0000235190

Swaps

Short

20,335

25.257

EUR

Common - ISIN NL0000235190

Swaps

Short

23,963

25.257

EUR

Common - ISIN NL0000235190

Swaps

Short

944

25.223 EUR

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

Common - ISIN NL0000235190

Put Option

Buy

100

24

AMERICAN

NOV 2012

0.60 EUR

Common - ISIN NL0000235190

Put Option

Buy

10

10

AMERICAN

Mar 2013

1.37 EUR

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

26/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

BAE Systems PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

European Aeronautic Defence and Space Co NV

(d)

Date dealing undertaken:

25/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0002634946

Purchase

2,973,553

3.346 GBP

3.279 GBP

Common - ISIN GB0002634946

Sale

2,850,701

3.343 GBP

3.275 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0002634946

Swaps

Long

205

3.294 GBP

Common - ISIN GB0002634946

Swaps

Long

563

3.294 GBP

Common - ISIN GB0002634946

Swaps

Long

713

3.294 GBP

Common - ISIN GB0002634946

Swaps

Long

1,603

3.294 GBP

Common - ISIN GB0002634946

Swaps

Short

39,852

3.322 GBP

Common - ISIN GB0002634946

Swaps

Long

8,876

3.3 GBP

Common - ISIN GB0002634946

Swaps

Long

48,633

3.297 GBP

Common - ISIN GB0002634946

Swaps

Long

16,168

3.297 GBP

Common - ISIN GB0002634946

Swaps

Short

48,633

3.296 GBP

Common - ISIN GB0002634946

Swaps

Short

14,338

3.296 GBP

Common - ISIN GB0002634946

Swaps

Short

1,020

3.325 GBP

Common - ISIN GB0002634946

Swaps

Short

22,613

3.342 GBP

Common - ISIN GB0002634946

Swaps

Short

70,000

3.325 GBP

Common - ISIN GB0002634946

Swaps

Short

3,000

3.281 GBP

Common - ISIN GB0002634946

Swaps

Long

1,713

3.294 GBP

Common - ISIN GB0002634946

Swaps

Short

1,309

3.281 GBP

Common - ISIN GB0002634946

Swaps

Long

450

3.319 GBP

Common - ISIN GB0002634946

Swaps

Long

629

3.319 GBP

Common - ISIN GB0002634946

Swaps

Long

1,062

3.297 GBP

Common - ISIN GB0002634946

Swaps

Short

425

3.293 GBP

Common - ISIN GB0002634946

Swaps

Short

4,321

3.293 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

26/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Bank of America Merrill Lynch

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:Use a separate form for each offeror/offeree

Redrow PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

Redrow PLC

(d)

Date dealing undertaken:

25/09/2012

(e)

Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

No

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant security

Purchases/sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Common - ISIN GB0007282386

Sale

5,684

1.546 GBP

1.542 GBP

 

(b)

Derivatives transactions (other than options)

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Common - ISIN GB0007282386

Swaps

Long

956

1.545 GBP

Common - ISIN GB0007282386

Swaps

Long

175

1.543 GBP

Common - ISIN GB0007282386

Swaps

Long

1,702

1.543 GBP

Common - ISIN GB0007282386

Swaps

Long

178

1.544 GBP

Common - ISIN GB0007282386

Swaps

Long

192

1.544 GBP

Common - ISIN GB0007282386

Swaps

Long

883

1.544 GBP

Common - ISIN GB0007282386

Swaps

Long

751

1.545 GBP

Common - ISIN GB0007282386

Swaps

Long

847

1.545 GBP

 

(c)

Options transactions in respect of existing securities

(i)

Writing, selling, purchasing or varying

Class ofrelevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number ofsecurities to which option relates

Exercise priceper unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Class of relevant security

Product descriptione.g. call option

Number of securities

Exercise Price per unit

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

26/09/2012

Contact name:

Stacy Otieno

Telephone number:

0207 995 1335

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERBGGDCUUDBGDL

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