7th Jul 2015 12:20
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 06/07/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 593,579 | 18.16 GBP | 18.01 GBP |
Common - ISIN GB00B03MM408 | Sale | 589,406 | 18.16 GBP | 18 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 774,976 | 17.99 GBP | 17.88 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 373,571 | 25.48 EUR | 25.3 EUR |
Common - ISIN GB00B03MLX29 | Sale | 741,140 | 18.02 GBP | 17.84 GBP |
Common - ISIN GB00B03MLX29 | Sale | 359,591 | 25.49 EUR | 25.29 EUR |
ADR - ISIN US7802592060 | Purchase | 40,000 | 55.81 USD | 55.8 USD |
ADR - ISIN US7802592060 | Sale | 15,000 | 56.23 USD | 56.23 USD |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 75,110 | 25.382 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 166,195 | 25.364 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,489 | 17.963 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,367 | 17.963 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,145 | 17.963 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,000 | 17.847 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 358 | 17.956 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 139 | 17.956 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,665 | 17.88 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 520,248 | 17.934 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,623 | 17.952 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,015 | 17.921 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,950 | 17.888 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 500 | 17.939 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 497 | 17.899 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 126 | 17.964 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 79 | 17.964 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,465 | 17.943 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 240 | 17.878 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,199 | 25.368 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 22,441 | 25.383 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 70 | 25.314 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 166,195 | 25.363 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 210 | 25.383 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,467 | 17.921 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6 | 17.88 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,664 | 17.88 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 520,248 | 17.932 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 455 | 17.93 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,015 | 17.93 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 9,168 | 17.933 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,908 | 17.963 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 389 | 17.931 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,465 | 17.918 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 6,208 | 17.918 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 29,643 | 17.918 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,924 | 18.027 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 574 | 18.071 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 291,174 | 18.078 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 891 | 18.078 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 11,541 | 18.081 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 5,420 | 18.081 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 4,279 | 18.092 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,233 | 18.041 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 162 | 18.074 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 56 | 18.041 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 312 | 18.065 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 176 | 18.065 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 100 | 18.065 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 27 | 18.109 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 107 | 18.003 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 6,604 | 18.066 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 16 | 18.106 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 60 | 18.106 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 96 | 18.106 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 374 | 18.106 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 915 | 18.106 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,539 | 18.106 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,888 | 18.007 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 62 | 18.053 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 40 | 18.035 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 291,174 | 18.077 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 9,699 | 18.071 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 11,541 | 18.09 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 312 | 18.056 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 435 | 18.035 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 19 | 18.058 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 07/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 06/07/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 839,289 | 10.64 GBP | 10.61 GBP | |||
Common - ISIN GB0008762899 | Sale | 854,357 | 10.68 GBP | 10.59 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (GBP) | |||
Common - ISIN GB0008762899 | Swaps | Short | 609 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Long | 7,780 | 10.61 | |||
Common - ISIN GB0008762899 | Swaps | Long | 363,529 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Short | 362,779 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Long | 24,203 | 10.63 | |||
Common - ISIN GB0008762899 | Swaps | Long | 17,094 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Short | 2,319 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Short | 14,775 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Short | 24,203 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,631 | 10.63 | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,819 | 10.63 | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,026 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Long | 853 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Long | 588 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Long | 424 | 10.59 | |||
Common - ISIN GB0008762899 | Swaps | Long | 101 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Short | 101 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Short | 737 | 10.61 | |||
Common - ISIN GB0008762899 | Swaps | Short | 853 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,026 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,855 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Short | 2,243 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Short | 2,894 | 10.62 | |||
Common - ISIN GB0008762899 | Swaps | Long | 176 | 10.61 | |||
Common - ISIN GB0008762899 | Swaps | Long | 12 | 10.61 | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 07/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L