23rd Jun 2015 12:00
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| BG Group PLC | ||
| Royal Dutch Shell PLC | ||
| 22/06/2015 | ||
| YES If YES, specify which: (Royal Dutch Shell PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0008762899 | Purchase | 2,366,349 | 10.97 GBP | 10.877 GBP |
Common - ISIN GB0008762899 | Sale | 1,597,556 | 10.975 GBP | 10.88 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB0008762899 | Swaps | Short | 100 | 10.934 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 372 | 10.956 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,726 | 10.922 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 12,000 | 10.931 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 188,000 | 10.931 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 229,095 | 10.941 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 231,971 | 10.941 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 114,934 | 10.941 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 63 | 10.929 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 112 | 10.929 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,036,991 | 10.935 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 3,815 | 10.935 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,036,491 | 10.935 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 707 | 10.95 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 49,293 | 10.95 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 17,719 | 10.93 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 983 | 10.93 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 439 | 10.933 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 439 | 10.959 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 1,462 | 10.93 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 2,299 | 10.933 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,003 | 10.933 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 604 | 10.947 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 474 | 10.933 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2,299 | 10.928 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 737 | 10.941 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 1,462 | 10.933 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 8,969 | 10.922 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 541 | 10.877 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 89 | 10.936 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 2,905 | 10.936 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 6,033 | 10.939 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 541 | 10.928 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 25,917 | 10.936 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 12,934 | 10.935 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 7,932 | 10.935 GBP |
Common - ISIN GB0008762899 | Swaps | Long | 91 | 10.908 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 91 | 10.913 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 12,934 | 10.929 GBP |
Common - ISIN GB0008762899 | Swaps | Short | 33,849 | 10.932 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 23/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 22/06/2015 | |||||
| YES If YES, specify which: (BG Group PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB00B03MM408 | Purchase | 741,872 | 19.05 GBP | 26.48 EUR | |||
Common - ISIN GB00B03MM408 | Sale | 1,162,038 | 19.04 GBP | 18.915 GBP | |||
Common - ISIN GB00B03MLX29 | Purchase | 897,934 | 26.27 EUR | 26 EUR | |||
Common - ISIN GB00B03MLX29 | Purchase | 1,115,319 | 18.765 GBP | 18.62 GBP | |||
Common - ISIN GB00B03MLX29 | Sale | 944,853 | 26.27 EUR | 25.207 EUR | |||
Common - ISIN GB00B03MLX29 | Sale | 1,211,420 | 18.778 GBP | 18.625 GBP | |||
ADR - ISIN US7802592060 | Sale | 17,260 | 59.19 USD | 59.1 USD | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 2,320 | 19.001 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 45,985 | 18.986 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 4 | 26.482 EUR | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 6,707 | 19.004 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 197 | 19.023 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 3,030 | 18.983 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 645,412 | 18.982 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 645,412 | 18.983 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 31,292 | 19.032 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 514 | 19.004 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 792 | 18.935 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 168 | 18.935 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 2,027 | 19.004 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 500 | 18.949 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 282 | 19.029 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 2,782 | 18.975 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 10 | 19.012 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 526 | 18.991 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 304 | 19.006 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 125 | 19.021 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 362 | 19.001 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 274 | 18.951 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 1 | 18.939 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 352 | 18.939 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 495 | 19.039 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 703 | 19.012 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 239 | 19.021 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 5,084 | 18.944 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 3,444 | 18.996 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 109 | 18.968 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 3,066 | 19.027 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 1,709 | 18.986 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 2,789 | 19.012 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 6 | 18.989 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 1,035 | 19.005 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 1,142 | 18.978 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 5,345 | 18.953 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 83,735 | 18.953 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 52,987 | 18.986 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 106,946 | 18.986 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 105,617 | 18.986 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,308 | 18.723 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 66,622 | 18.703 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 55,249 | 26.102 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 24,750 | 26.199 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 209 | 18.748 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,070 | 18.748 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 129 | 26.161 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,500 | 26 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 166 | 26.161 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 10 | 26.161 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 47 | 26.161 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 180 | 26.161 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,500 | 26.161 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 45 | 26.161 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,073 | 18.703 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 997,182 | 18.703 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 996,084 | 18.703 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 30,000 | 18.749 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,888 | 26.156 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,965 | 26.156 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,888 | 26.07 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,400 | 26.156 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,400 | 26.167 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,969 | 18.691 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,300 | 18.644 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,663 | 18.699 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,058 | 18.699 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,663 | 18.691 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 205 | 18.754 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 50 | 18.744 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 344 | 18.744 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,864 | 26.134 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,888 | 26.07 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,975 | 26.113 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,705 | 26.113 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,816 | 26.121 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,290 | 26.153 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 844 | 26.153 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,115 | 18.634 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 34,324 | 18.714 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,796 | 18.693 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,451 | 18.693 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 34,324 | 18.693 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,507 | 18.719 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 393 | 18.658 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,416 | 18.692 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,742 | 18.704 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 393 | 18.678 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 100 | 18.718 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 645 | 26.156 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 281 | 18.665 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 368 | 26.159 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 781,390 | 26.159 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 132 | 26.159 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 781,390 | 26.159 EUR | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 617 | 18.73 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 3 | 18.73 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 610 | 18.75 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,874 | 18.70 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,681 | 18.73 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,336 | 18.73 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,681 | 18.71 GBP | |||
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,210 | 18.70 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 12,755 | 18.98 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Long | 4,804 | 18.98 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 4,035 | 18.98 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 4,804 | 18.97 GBP | |||
Common - ISIN GB00B03MM408 | Swaps | Short | 8,720 | 18.97 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 23/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L