8th Jun 2010 12:37
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Babcock International Group |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to VT Group Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
07/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0009697037 |
Purchase |
20,152 |
GBP 5.68 |
GBP 5.65 |
|
|
Common - GB0009697037 |
Sale |
158,013 |
GBP 5.68 |
GBP 5.66 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
LONG |
4790 |
GBP 5.67 |
|
|
Common - GB0009697037 |
Swap |
LONG |
2707 |
GBP 5.67 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1935 |
GBP 5.66 |
|
|
Common - GB0009697037 |
Swap |
LONG |
1024 |
GBP 5.66 |
|
|
Common - GB0009697037 |
Swap |
LONG |
915 |
GBP 5.66 |
|
|
Common - GB0009697037 |
Swap |
LONG |
375 |
GBP 5.67 |
|
|
Common - GB0009697037 |
Swap |
LONG |
139 |
GBP 5.67 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0009697037 |
Swap |
SHORT |
375 |
GBP 5.67 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
915 |
GBP 5.67 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
1935 |
GBP 5.67 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
2707 |
GBP 5.69 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
4790 |
GBP 5.67 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
25000 |
GBP 5.66 |
|
|
Common - GB0009697037 |
Swap |
SHORT |
119781 |
GBP 5.66 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
08/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
VT Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Vt Group Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
07/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0031729733 |
Purchase |
1,119,702 |
GBP 7.44 |
GBP 7.40 |
|
|
Common - GB0031729733 |
Sale |
768,643 |
GBP 7.44 |
GBP 7.40 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0031729733 |
Swap |
LONG |
159484 |
GBP 7.43 |
|
|
Common - GB0031729733 |
Swap |
LONG |
600 |
GBP 7.42 |
|
|
Common - GB0031729733 |
Swap |
LONG |
688 |
GBP 7.44 |
|
|
Common - GB0031729733 |
Swap |
LONG |
794 |
GBP 7.43 |
|
|
Common - GB0031729733 |
Swap |
LONG |
906 |
GBP 7.44 |
|
|
Common - GB0031729733 |
Swap |
LONG |
1140 |
GBP 7.43 |
|
|
Common - GB0031729733 |
Swap |
LONG |
2507 |
GBP 7.44 |
|
|
Common - GB0031729733 |
Swap |
LONG |
356 |
GBP 7.44 |
|
|
Common - GB0031729733 |
Swap |
LONG |
4250 |
GBP 7.44 |
|
|
Common - GB0031729733 |
Swap |
LONG |
180516 |
GBP 7.43 |
|
|
Common - GB0031729733 |
Swap |
LONG |
2863 |
GBP 7.43 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0031729733 |
Swap |
SHORT |
600 |
GBP 7.42 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
2507 |
GBP 7.43 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
1929 |
GBP 7.43 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
1134 |
GBP 7.44 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
688 |
GBP 7.44 |
|
|
Common - GB0031729733 |
Swap |
SHORT |
686 |
GBP 7.42 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
08/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
RENSBURG SHEPPARDS PLC |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Investec Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
07/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - |
Sale |
329 |
GBP 7.86 |
GBP 7.86 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - |
Swap |
SHORT |
329 |
GBP 7.85 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
08/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Investec Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to INVESTEC PLC |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
07/06/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
YES - . |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB00B17BBQ50 |
Purchase |
305,172 |
GBP 54.11 |
GBP 4.70 |
|
|
Common - GB00B17BBQ50 |
Sale |
434,884 |
GBP 54.11 |
GBP 4.72 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
19156 |
GBP 4.72 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
188 |
GBP 4.79 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
207 |
GBP 4.75 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
298 |
GBP 4.75 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
333 |
GBP 4.72 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
532 |
GBP 4.79 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
671 |
GBP 4.76 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
853 |
GBP 4.82 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
1269 |
GBP 4.76 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
1687 |
GBP 4.72 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
2538 |
GBP 4.82 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
2562 |
GBP 4.79 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
4432 |
GBP 4.77 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
821 |
ZAR 54.14 |
|
|
Common - GB00B17BBQ50 |
Swap |
LONG |
54 |
GBP 4.75 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
8868 |
GBP 4.72 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
4432 |
GBP 4.75 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
2562 |
GBP 4.75 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
2323 |
GBP 4.74 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
2185 |
GBP 4.76 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
1964 |
GBP 4.72 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
1300 |
GBP 4.81 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
1269 |
GBP 4.72 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
821 |
GBP 4.79 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
671 |
GBP 4.75 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
510 |
GBP 4.74 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
315 |
GBP 4.76 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
72 |
GBP 4.75 |
|
|
Common - GB00B17BBQ50 |
Swap |
SHORT |
117500 |
GBP 4.75 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
08/06/2010 |
|
|
Contact name: |
Bhavika Mistry |
|
|
Telephone number: |
+44 207 995 4747 |
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