11th Jul 2016 10:50
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | J Sainsbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connect advisor to J Sainsbury Plc offeror to Home Retail Group Plc |
(d) Date dealing undertaken: | 08 July 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Home Retail Group PLC
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
28 4/7p ordinary | Buy
| 853333 | 2.25200 GBP | 2.17200 GBP |
28 4/7p ordinary | Sell
| 2284516 | 2.25150 GBP | 2.16800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
28 4/7p ordinary | CFD
| Long | 21131 | 2.2489409 GBP |
28 4/7p ordinary | CFD
| Long | 1831 | 2.23810431 GBP |
28 4/7p ordinary | CFD
| Long | 72608 | 2.23810437 GBP |
28 4/7p ordinary | CFD
| Long | 42045 | 2.23810429 GBP |
28 4/7p ordinary | CFD
| Long | 1697 | 2.2381043 GBP |
28 4/7p ordinary | CFD
| Long | 37344 | 2.23810427 GBP |
28 4/7p ordinary | CFD
| Long | 268562 | 2.23810442 GBP |
28 4/7p ordinary | CFD
| Long | 918 | 2.249597 GBP |
28 4/7p ordinary | CFD
| Long | 4014 | 2.221553 GBP |
28 4/7p ordinary | CFD
| Long | 55259 | 2.2489411 GBP |
28 4/7p ordinary | CFD
| Long | 18739 | 2.249595 GBP |
28 4/7p ordinary | CFD
| Long | 60532 | 2.239 GBP |
28 4/7p ordinary | CFD
| Long | 40433 | 2.21883412 GBP |
28 4/7p ordinary | CFD
| Long | 134972 | 2.248941 GBP |
28 4/7p ordinary | CFD
| Long | 192297 | 2.249596 GBP |
28 4/7p ordinary | CFD
| Long | 920 | 2.2489388 GBP |
28 4/7p ordinary | CFD
| Long | 853 | 2.2489383 GBP |
28 4/7p ordinary | CFD
| Long | 43922 | 2.24312986 GBP |
28 4/7p ordinary | CFD
| Long | 14350 | 2.243179 GBP |
28 4/7p ordinary | CFD
| Long | 22000 | 2.230232 GBP |
28 4/7p ordinary | CFD
| Long | 92880 | 2.241067 GBP |
28 4/7p ordinary | CFD
| Long | 851 | 2.249589 GBP |
28 4/7p ordinary | CFD
| Short | 19978 | 2.2107 GBP |
28 4/7p ordinary | CFD
| Short | 24482 | 2.200292 GBP |
28 4/7p ordinary | CFD
| Short | 32138 | 2.24373639 GBP |
28 4/7p ordinary | CFD
| Short | 900 | 2.223498 GBP |
28 4/7p ordinary | CFD
| Short | 19697 | 2.239 GBP |
28 4/7p ordinary | CFD
| Short | 13700 | 2.222249 GBP |
28 4/7p ordinary | CFD
| Short | 4000 | 2.18175 GBP |
28 4/7p ordinary | CFD
| Short | 5415 | 2.194659 GBP |
28 4/7p ordinary | CFD
| Short | 17297 | 2.22119825 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 11 July 2016 |
| Contact name: | Tahmidul Haque |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Sainsbury's