31st Oct 2011 10:45
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this INVESTEC LTD
form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 28/10/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - ZAE000081949 Purchase 41,310 ZAR 51.00 ZAR 50.00
Common - ZAE000081949 Sale 41,310 ZAR 50.49 ZAR 50.23
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant securities
security
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 31/10/2011
Contact name: Balenkosi Dungeni
Telephone number: +44 20 7996 1639
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this Evolution Group Plc
form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 28/10/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0030221864 Purchase 24,398 GBP 0.89 GBP 0.88
Common - GB0030221864 Sale 10,160 GBP 0.89 GBP 0.88
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB0030221864 Swap SHORT 10668 GBP 0.89
Common - GB0030221864 Swap SHORT 6474 GBP 0.88
Common - GB0030221864 Swap SHORT 2863 GBP 0.88
Common - GB0030221864 Swap SHORT 2693 GBP 0.88
Common - GB0030221864 Swap SHORT 1700 GBP 0.88
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB0030221864 Swap LONG 314 GBP 0.90
Common - GB0030221864 Swap LONG 1386 GBP 0.90
Common - GB0030221864 Swap LONG 2452 GBP 0.88
Common - GB0030221864 Swap LONG 2938 GBP 0.88
Common - GB0030221864 Swap LONG 3070 GBP 0.88
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 31/10/2011
Contact name: Balenkosi Dungeni
Telephone number: +44 20 7996 1639
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING
IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose relevant securities this INVESTEC PLC
form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 28/10/2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the NO
Code in respect of any other party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 38,933 GBP 3.99 GBP 3.94
Common - GB00B17BBQ50 Sale 1,295 GBP 4.02 GBP 3.94
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB00B17BBQ50 Swap SHORT 21012 GBP 3.94
Common - GB00B17BBQ50 Swap SHORT 2441 GBP 3.99
Common - GB00B17BBQ50 Swap SHORT 1166 GBP 3.94 Common - GB00B17BBQ50 Swap SHORT 11212 GBP 3.97
Common - GB00B17BBQ50 Swap SHORT 715 GBP 3.95
Common - GB00B17BBQ50 Swap SHORT 825 GBP 3.99
Common - GB00B17BBQ50 Swap SHORT 599 GBP 3.95
Common - GB00B17BBQ50 Swap SHORT 445 GBP 3.95
Common - GB00B17BBQ50 Swap SHORT 137 GBP 3.99
Common - GB00B17BBQ50 Swap SHORT 116 GBP 3.96
Common - GB00B17BBQ50 Swap SHORT 104 GBP 3.96
Common - GB00B17BBQ50 Swap SHORT 84 GBP 3.96
Common - GB00B17BBQ50 Swap SHORT 77 GBP 3.96
Class of Product description Nature of dealing Number of reference Price per unit
relevant eg. CFD securities
security
Common - GB00B17BBQ50 Swap LONG 90 GBP 4.01
Common - GB00B17BBQ50 Swap LONG 360 GBP 4.02
Common - GB00B17BBQ50 Swap LONG 845 GBP 3.94
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 31/10/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
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