10th Jun 2015 12:01
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 09/06/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,235,858 | 19.15 GBP | 18.94 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,242,268 | 19.13 GBP | 18.91 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,516,858 | 25.95 EUR | 25.65 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 2,463,728 | 19.04 GBP | 18.76 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,340,418 | 25.9 EUR | 25.67 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,439,596 | 19 GBP | 18.76 GBP |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,205 | 18.881 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,552 | 25.754 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 158 | 18.828 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,138,414 | 18.874 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,000 | 25.753 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,247 | 25.753 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,166 | 25.77 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,200 | 18.796 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,843 | 18.905 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,462 | 18.796 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 800 | 18.905 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 385 | 18.859 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 44 | 18.859 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,082 | 18.962 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 24 | 18.974 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 88 | 18.822 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 972 | 25.774 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 537,002 | 25.774 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 529 | 18.779 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 18.779 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,167 | 18.893 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,877 | 18.893 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,991 | 18.832 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,344 | 18.82 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 60,744 | 25.783 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 180 | 25.793 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,138,771 | 18.872 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,000 | 25.777 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,166 | 25.777 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 800 | 18.921 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,200 | 18.921 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 699 | 25.711 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,166 | 25.77 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,498 | 25.749 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,035 | 25.751 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,568 | 25.745 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,650 | 18.832 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,639 | 18.807 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,643 | 18.905 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,364 | 18.826 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,607 | 18.826 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16,082 | 18.826 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 102 | 18.817 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 20 | 25.709 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 706 | 25.772 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 537,002 | 25.772 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,167 | 18.883 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,868 | 18.879 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 400 | 19.003 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 600 | 18.999 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,194 | 19.033 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 180 | 18.968 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 822,359 | 19.029 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 985 | 19.029 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 142 | 19.029 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 73 | 19.009 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 599 | 19.09 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 270 | 19.09 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,069 | 18.954 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,699 | 18.968 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,812 | 18.943 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,358 | 18.96 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2 | 18.96 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,224 | 19.051 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,813 | 19.051 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,005 | 19.107 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,725 | 18.972 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 822,359 | 19.028 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 73 | 18.993 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,883 | 18.993 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 216 | 19.106 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 39 | 19.016 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 135 | 19.106 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 220 | 18.961 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 270 | 19.016 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,813 | 19.018 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 9,229 | 19.053 GBP |
Common - ISIN GB00B03MLX29 | Futures | Short | 250,000 | 1.48 EUR |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 10/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 09/06/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 1,923,130 | 11.028 GBP | 10.91 GBP | |||
Common - ISIN GB0008762899 | Sale | 2,123,661 | 11.03 GBP | 10.93 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,104,469 | 10.97 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,579 | 10.97 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,104,337 | 10.97 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,080 | 11.005 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 571 | 10.983 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 377 | 10.971 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 5 | 10.971 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 137 | 11.006 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 377 | 10.934 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 7,510 | 10.977 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 571 | 11.006 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 5 | 10.983 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,234 | 10.954 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 9,300 | 10.971 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 32,939 | 10.973 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,357 | 10.973 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 848 | 10.944 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 4,894 | 10.999 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 4,047 | 10.944 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,232 | 10.984 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 13,000 | 10.96 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 41,000 | 10.96 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 85 | 10.96 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 830 | 10.96 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 85 | 10.96 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 34,094 | 10.969 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 16,911 | 10.991 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 12,269 | 10.986 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,498 | 10.991 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 546 | 10.934 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 546 | 10.931 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 12,269 | 10.985 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 16,911 | 10.973 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 37,592 | 10.974 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 10/06/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L