1st Sep 2015 11:09
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 28/08/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 2,957,021 | 17.07 GBP | 16.66 GBP |
Common - ISIN GB00B03MM408 | Purchase | 80 | 23.48 EUR | 23.48 EUR |
Common - ISIN GB00B03MM408 | Sale | 3,018,833 | 17.07 GBP | 16.68 GBP |
Common - ISIN GB00B03MM408 | Sale | 80 | 23.48 EUR | 23.48 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 2,138,760 | 16.99 GBP | 16.59 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,020,752 | 23.49 EUR | 22.82 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,179,429 | 16.98 GBP | 16.55 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,629,298 | 23.52 EUR | 22.77 EUR |
ADR - ISIN US7802592060 | Sale | 1,419 | 55.78 USD | 55.78 USD |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,132 | 23.102 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 912 | 23.102 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,683 | 23.05 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 21,438 | 23.071 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,229,226 | 23.16 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,051 | 23.16 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,371 | 23.319 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,662 | 23.302 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 800 | 23.284 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 609 | 23.302 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 600 | 23.299 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 192 | 23.302 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 190 | 23.302 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 115 | 23.302 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16 | 23.319 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 264 | 22.919 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 22,684 | 23.387 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,350 | 23.365 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,156 | 23.365 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 244 | 23.365 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,844 | 16.768 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 99 | 16.768 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 777 | 16.866 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,992 | 16.741 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 893 | 16.741 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 345 | 16.792 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,575 | 16.95 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,644 | 16.95 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 681 | 16.95 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,642,406 | 16.815 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,092 | 16.815 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 33,222 | 16.798 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 17,730 | 16.802 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,517 | 16.798 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 244 | 16.729 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 73 | 16.729 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,710 | 16.798 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 19 | 23.233 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,229,226 | 23.158 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 187 | 22.881 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 754 | 22.881 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,906 | 22.877 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 473 | 23.153 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 269 | 23.261 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 244 | 23.393 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 25,593 | 16.7 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,992 | 16.951 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,433 | 16.951 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 997 | 16.846 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,254 | 16.846 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 681 | 16.893 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,225 | 16.896 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,642,406 | 16.813 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,517 | 16.773 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 17,730 | 16.773 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 33,222 | 16.816 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 39 | 16.961 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 73 | 16.856 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 203 | 16.879 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 205 | 16.879 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 292 | 16.856 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 253 | 16.952 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,273 | 16.846 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,120 | 16.858 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,120 | 16.927 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,565 | 16.839 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,124 | 16.839 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,060 | 16.858 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 865 | 16.927 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 721 | 16.839 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 589 | 16.841 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 344 | 16.839 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 334 | 16.841 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 333 | 16.858 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 151 | 16.927 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,500 | 16.913 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,500 | 16.939 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,162 | 17.063 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 676 | 17.063 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,453 | 16.977 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,732 | 17.064 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,651 | 17.064 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,998 | 16.919 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,880 | 16.873 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,800 | 16.873 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,679,643 | 16.908 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 209 | 16.844 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,172 | 17.011 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,446 | 17.064 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,967 | 16.996 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 45,157 | 16.706 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 587 | 16.835 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,388 | 16.835 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 31,380 | 16.835 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,000 | 17.066 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,651 | 16.796 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,553 | 16.938 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,989 | 16.938 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,357 | 16.864 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,679,643 | 16.905 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 209 | 16.795 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,380 | 17.081 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 200 | 16.896 GBP |
Common - ISIN GB00B03MLX29 | Futures | Short | 500,000 | 1.52 EUR |
Common - ISIN GB00B03MLX29 | Futures | Short | 500,000 | 21.66 EUR |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 01/09/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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