6th Nov 2015 12:04
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 05/11/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 5,774,851 | 17.61 GBP | 17.16 GBP |
Common - ISIN GB00B03MM408 | Sale | 5,861,504 | 17.61 GBP | 17.18 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,762,615 | 17.51 GBP | 17.11 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 3,983,879 | 24.85 EUR | 24.15 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,742,440 | 17.5 GBP | 17.08 GBP |
Common - ISIN GB00B03MLX29 | Sale | 3,869,952 | 24.88 EUR | 24.15 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 368 | 17.176 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,940 | 17.176 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,147 | 17.176 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 359 | 24.33 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,547 | 24.282 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,170 | 26.228 USD |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,754 | 17.209 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,914 | 17.162 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 43,804 | 17.182 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,589 | 17.206 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 20 | 17.223 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 117 | 24.336 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,836 | 24.384 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,904 | 24.336 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,081 | 24.384 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 610 | 17.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,720 | 17.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,223 | 17.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,787 | 17.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 177 | 24.31 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,453 | 24.486 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,927 | 24.298 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,961 | 24.333 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 339 | 17.243 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 461 | 17.243 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 921 | 17.243 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,923 | 17.243 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 847,667 | 24.383 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,377,188 | 17.21 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,482 | 17.241 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,970 | 17.2 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 241 | 24.236 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 258 | 24.236 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,943 | 24.364 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,293 | 24.22 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 111 | 24.221 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 213 | 24.401 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 179 | 17.21 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,760 | 17.231 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 12,436 | 17.18 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,200 | 17.137 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,200 | 17.147 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 132,305 | 24.413 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 81 | 24.294 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,966 | 24.46 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,530 | 17.154 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,819 | 17.207 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,416 | 17.207 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,312 | 17.193 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 678 | 17.193 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 20 | 17.193 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,985 | 24.739 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,784 | 24.363 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,833 | 17.181 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 610 | 17.25 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 300 | 24.272 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 200 | 24.272 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,923 | 17.155 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 846,141 | 24.385 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,554 | 24.385 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,377,188 | 17.211 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 585 | 17.211 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,515 | 17.21 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,482 | 17.234 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,455 | 17.234 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,293 | 24.392 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,943 | 24.392 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 802 | 24.392 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 675 | 24.392 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 335 | 24.209 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 261 | 24.392 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 258 | 24.392 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 241 | 24.392 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 207 | 24.209 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 155 | 24.329 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15,109 | 24.385 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,293 | 24.22 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 179 | 17.21 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 609 | 17.189 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,767 | 17.354 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,375 | 17.354 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,577 | 24.194 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 62,338 | 17.155 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 18,360 | 17.253 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,467 | 17.226 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,832 | 26.349 USD |
Common - ISIN GB00B03MM408 | Swaps | Short | 50 | 17.612 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,504 | 17.233 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,657 | 17.286 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,346 | 17.222 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,930 | 17.238 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 20,000 | 17.236 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 54,757 | 17.259 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,341 | 17.611 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,052 | 17.274 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,552 | 17.274 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,251 | 17.208 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,518 | 17.237 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,637 | 17.237 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,576 | 17.237 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 90 | 17.19 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,100 | 17.254 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,715,591 | 17.277 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,944 | 17.56 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,973 | 17.288 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 31,643 | 17.272 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 219 | 17.381 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,760 | 17.291 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 62,338 | 17.24 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 18,360 | 17.342 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,461 | 17.23 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,341 | 17.239 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,846 | 17.313 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,993 | 17.313 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7 | 17.313 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,637 | 17.287 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,900 | 17.347 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 300 | 17.305 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,715,591 | 17.279 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,139 | 17.279 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 99 | 17.279 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 23,487 | 17.284 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,156 | 17.278 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,973 | 17.278 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 295 | 17.219 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 20 | 17.284 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8 | 17.219 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 638 | 17.214 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 62 | 17.349 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 17,706 | 17.333 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,135 | 17.194 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 66,280 | 17.229 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 30,884 | 17.229 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 21,001 | 17.229 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 45,070 | 17.229 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 66,280 | 17.289 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 45,070 | 17.289 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 06/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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