21st Oct 2015 11:45
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 20/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 876,546 | 18 GBP | 17.68 GBP |
Common - ISIN GB00B03MM408 | Sale | 808,273 | 18 GBP | 17.7 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 905,349 | 17.73 GBP | 17.49 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 989,486 | 24.26 EUR | 23.82 EUR |
Common - ISIN GB00B03MLX29 | Sale | 922,151 | 17.75 GBP | 17.51 GBP |
Common - ISIN GB00B03MLX29 | Sale | 977,854 | 24.22 EUR | 23.9 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 18,442 | 17.733 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 6,327 | 17.561 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 443 | 23.965 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 685 | 17.746 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 42 | 17.648 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 553 | 24.235 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,230 | 24.028 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,847 | 24.235 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 340 | 17.51 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,423 | 24.03 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 558,835 | 24.03 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,696 | 17.613 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 716,215 | 17.613 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,948 | 17.548 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,974 | 17.605 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 272 | 24.211 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 951 | 24.066 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 45,602 | 24.052 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 18,984 | 24.22 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 350 | 17.587 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,892 | 17.716 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 57 | 23.936 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,516 | 23.936 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,427 | 23.936 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,225 | 17.57 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,699 | 23.913 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,996 | 24.216 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 43 | 17.59 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 25 | 17.528 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 110 | 17.554 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,504 | 17.712 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,235 | 17.712 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,238 | 17.712 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,009 | 17.712 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 685 | 17.712 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,940 | 17.611 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 695 | 17.611 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 42 | 17.611 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,230 | 24.025 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,972 | 24.057 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,875 | 24.025 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 291 | 24.025 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 810 | 17.727 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 383 | 24.24 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 558,835 | 24.034 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 25 | 24.034 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 716,215 | 17.615 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,500 | 17.615 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,766 | 17.567 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,948 | 17.622 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 208 | 17.622 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14,481 | 24.22 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,503 | 24.22 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 400 | 23.957 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 951 | 24.144 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 599 | 23.968 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 329 | 24.144 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 313 | 24.144 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 272 | 24.144 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 111 | 24.144 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 38,312 | 23.972 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,492 | 23.972 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,442 | 23.972 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 176 | 17.723 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 93 | 17.723 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 249 | 17.574 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 615 | 17.657 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,600 | 17.654 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 28,600 | 23.976 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 21,400 | 23.976 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 21,187 | 24.035 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,380 | 17.728 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,820 | 17.728 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,139 | 17.81 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,160 | 17.938 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,250 | 17.938 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,451 | 17.938 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,146 | 17.938 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 520 | 17.934 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 520 | 17.934 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 617 | 17.934 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,813 | 17.934 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,422 | 17.763 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 661,971 | 17.837 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 115 | 17.779 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 278 | 17.779 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 578 | 17.931 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 18,227 | 17.912 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,551 | 17.929 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,762 | 17.947 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 77 | 17.998 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 42 | 17.79 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 24 | 17.713 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,451 | 17.999 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,988 | 17.797 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 500 | 17.936 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 655,347 | 17.838 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 237 | 17.804 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 115 | 17.804 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,702 | 17.936 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,520 | 17.938 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 600 | 17.954 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 491 | 17.939 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 857 | 17.954 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 222 | 17.954 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,749 | 17.924 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 21/10/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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