19th Nov 2015 11:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 18/11/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,431,853 | 16.66 GBP | 16.29 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,374,729 | 16.66 GBP | 16.28 GBP |
ADR - ISIN US7802592060 | Purchase | 68,096 | 49.27 USD | 49.27 USD |
Common - ISIN GB00B03MLX29 | Purchase | 2,137,047 | 16.52 GBP | 16.19 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,129,149 | 23.76 EUR | 23.2 EUR |
Common - ISIN GB00B03MLX29 | Sale | 2,191,168 | 16.51 GBP | 16.08 GBP |
Common - ISIN GB00B03MLX29 | Sale | 1,141,983 | 24.8 EUR | 23.19 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,426 | 16.426 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,596 | 16.426 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,029 | 16.286 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,928 | 23.519 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 33 | 16.342 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 40 | 16.342 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 138 | 16.342 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 339 | 16.342 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 382 | 16.342 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 670 | 16.342 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 681 | 16.342 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,530 | 16.342 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,660 | 16.342 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,064 | 16.342 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 19,617 | 16.342 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,418 | 16.346 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,226 | 16.326 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,537 | 23.323 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,832 | 23.323 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,906 | 23.475 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 190 | 16.455 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,890 | 16.428 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,595 | 16.428 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 300 | 23.482 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 484 | 23.529 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 721,329 | 23.529 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,667,890 | 16.391 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 16,403 | 16.366 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 28,315 | 16.372 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 158 | 23.668 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 400 | 23.489 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 800 | 23.668 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 997 | 23.489 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,148 | 23.489 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,848 | 23.489 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,487 | 23.668 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,046 | 23.489 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,024 | 23.489 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10 | 23.401 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 42 | 23.401 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 394 | 23.401 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,500 | 23.163 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,964 | 16.252 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 100,000 | 23.567 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 18,476 | 23.615 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,678 | 23.604 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,083 | 23.604 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 31,998 | 16.385 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 23,888 | 16.437 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 613 | 16.367 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,946 | 23.696 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 109 | 16.396 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,205 | 16.234 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,226 | 16.43 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 291 | 16.43 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,966 | 23.379 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,832 | 23.206 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,537 | 23.379 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 244 | 23.206 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,850 | 16.461 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,890 | 16.461 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 850 | 16.465 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 190 | 16.461 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 100 | 23.413 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 158 | 16.378 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 720,929 | 23.529 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,667,833 | 16.393 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,576 | 16.393 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 21,702 | 16.374 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,403 | 16.374 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,613 | 16.334 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,794 | 23.466 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 800 | 23.504 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 252 | 23.504 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 158 | 23.669 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 42 | 23.604 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 19,463 | 23.489 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,820 | 16.391 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 977 | 16.391 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,610 | 23.37 EUR |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,100 | 16.435 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 80 | 16.624 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 353 | 16.497 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,292 | 16.617 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 14,514 | 16.544 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 30,000 | 16.363 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 664 | 16.561 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 180 | 16.626 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,936 | 16.587 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 202 | 16.53 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 438 | 16.53 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 842 | 16.515 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,238 | 16.515 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,700 | 16.537 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,126,687 | 16.555 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 210 | 16.287 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,810 | 16.497 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 45,710 | 16.46 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,023 | 16.486 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,266 | 16.486 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 365 | 16.626 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 455 | 16.575 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,568 | 16.575 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 7,298 | 16.624 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,649 | 16.532 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 121 | 16.283 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 157 | 16.64 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 458 | 16.49 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,777 | 16.616 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,238 | 16.616 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 842 | 16.555 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 438 | 16.555 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,485 | 16.438 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 515 | 16.438 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 100 | 16.39 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,126,687 | 16.558 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,280 | 16.558 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 877 | 16.558 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 43,396 | 16.479 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 12,810 | 16.467 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,314 | 16.467 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 354 | 16.524 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 175 | 16.634 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 48 | 16.524 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,023 | 16.575 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,060 | 16.533 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,258 | 16.514 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 613 | 16.514 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 129 | 16.514 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 19/11/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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