20th Feb 2020 10:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NMC Health plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | GK Investment Holding Group SA |
(d) Date dealing undertaken: | 19 February 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | PURCHASES | 891,554 | 8.5120 GBP | 7.6000 GBP |
10p ordinary | SALES | 4,539,650 | 8.5100 GBP | 7.6060 GBP |
10p ordinary | PURCHASES | 4,089,091 | 10.1297 USD | 10.1297 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 613 | 7.7481 GBP |
10p ordinary | CFD | LONG | 387 | 7.7616 GBP |
10p ordinary | CFD | LONG | 16,297 | 7.8257 GBP |
10p ordinary | CFD | LONG | 78 | 7.8300 GBP |
10p ordinary | CFD | LONG | 11,467 | 7.8300 GBP |
10p ordinary | CFD | LONG | 512 | 7.8300 GBP |
10p ordinary | CFD | LONG | 11,467 | 7.8300 GBP |
10p ordinary | CFD | LONG | 181 | 7.8300 GBP |
10p ordinary | CFD | LONG | 1,318 | 7.8300 GBP |
10p ordinary | CFD | LONG | 674 | 7.8307 GBP |
10p ordinary | CFD | LONG | 186 | 7.8381 GBP |
10p ordinary | CFD | LONG | 33,333 | 7.8440 GBP |
10p ordinary | CFD | LONG | 573 | 7.8483 GBP |
10p ordinary | CFD | LONG | 498 | 7.8495 GBP |
10p ordinary | CFD | LONG | 7,368 | 7.8915 GBP |
10p ordinary | CFD | LONG | 100 | 7.9124 GBP |
10p ordinary | CFD | LONG | 17,081 | 7.9134 GBP |
10p ordinary | CFD | LONG | 19,790 | 7.9134 GBP |
10p ordinary | CFD | LONG | 5,433 | 7.9187 GBP |
10p ordinary | CFD | LONG | 448 | 7.9187 GBP |
10p ordinary | CFD | LONG | 44,316 | 7.9695 GBP |
10p ordinary | CFD | LONG | 2,869 | 7.9838 GBP |
10p ordinary | CFD | LONG | 4,845 | 7.9856 GBP |
10p ordinary | CFD | LONG | 11,433 | 7.9942 GBP |
10p ordinary | CFD | LONG | 122 | 7.9960 GBP |
10p ordinary | CFD | LONG | 25,896 | 8.0159 GBP |
10p ordinary | CFD | LONG | 3,600 | 8.0374 GBP |
10p ordinary | CFD | LONG | 4,000 | 8.0586 GBP |
10p ordinary | CFD | LONG | 3,000 | 8.0586 GBP |
10p ordinary | CFD | LONG | 3,000 | 8.0586 GBP |
10p ordinary | CFD | LONG | 13,210 | 8.1150 GBP |
10p ordinary | CFD | LONG | 450 | 8.2659 GBP |
10p ordinary | CFD | LONG | 4,000,000 | 8.3000 GBP |
10p ordinary | CFD | LONG | 5,050 | 8.3341 GBP |
10p ordinary | CFD | LONG | 6,972 | 8.3475 GBP |
10p ordinary | CFD | SHORT | 13,000 | 7.8300 GBP |
10p ordinary | CFD | SHORT | 24,336 | 7.8307 GBP |
10p ordinary | CFD | SHORT | 287 | 7.8365 GBP |
10p ordinary | CFD | SHORT | 14,023 | 7.8397 GBP |
10p ordinary | CFD | SHORT | 1,217 | 7.8534 GBP |
10p ordinary | CFD | SHORT | 19,032 | 7.8534 GBP |
10p ordinary | CFD | SHORT | 4,740 | 7.8751 GBP |
10p ordinary | CFD | SHORT | 442,764 | 7.8902 GBP |
10p ordinary | CFD | SHORT | 5,433 | 7.8959 GBP |
10p ordinary | CFD | SHORT | 14,010 | 7.9045 GBP |
10p ordinary | CFD | SHORT | 7,500 | 7.9068 GBP |
10p ordinary | CFD | SHORT | 63,786 | 7.9628 GBP |
10p ordinary | CFD | SHORT | 25,698 | 7.9628 GBP |
10p ordinary | CFD | SHORT | 2,175 | 8.0829 GBP |
10p ordinary | CFD | SHORT | 17,019 | 8.1421 GBP |
10p ordinary | CFD | SHORT | 5,050 | 8.4868 GBP |
10p ordinary | CFD | SHORT | 4,089,091 | 10.1296 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 20 February 2020 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
NMC.L