12th Feb 2020 10:03
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NMC Health plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | GK Investment Holding Group SA |
(d) Date dealing undertaken: | 11 FEBRUARY 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | PURCHASES | 467,856 | 9.6100 GBP | 7.6300 GBP |
10p ordinary | SALES | 950,934 | 9.6100 GBP | 7.6100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 10 | 7.6540 GBP |
10p ordinary | CFD | LONG | 8,456 | 7.6584 GBP |
10p ordinary | CFD | LONG | 1,000 | 7.7340 GBP |
10p ordinary | CFD | LONG | 1,000 | 7.7529 GBP |
10p ordinary | CFD | LONG | 176 | 7.7782 GBP |
10p ordinary | CFD | LONG | 2,137 | 7.7818 GBP |
10p ordinary | CFD | LONG | 4,471 | 7.7820 GBP |
10p ordinary | CFD | LONG | 26,251 | 7.7820 GBP |
10p ordinary | CFD | LONG | 699 | 7.7820 GBP |
10p ordinary | CFD | LONG | 26,252 | 7.7820 GBP |
10p ordinary | CFD | LONG | 635 | 7.7820 GBP |
10p ordinary | CFD | LONG | 30,635 | 7.7851 GBP |
10p ordinary | CFD | LONG | 1,000 | 7.7975 GBP |
10p ordinary | CFD | LONG | 28,677 | 7.7989 GBP |
10p ordinary | CFD | LONG | 75,000 | 7.8270 GBP |
10p ordinary | CFD | LONG | 1,627 | 7.8397 GBP |
10p ordinary | CFD | LONG | 7,900 | 7.8529 GBP |
10p ordinary | CFD | LONG | 2,500 | 7.8545 GBP |
10p ordinary | CFD | LONG | 1,000 | 7.8709 GBP |
10p ordinary | CFD | LONG | 10,151 | 7.8823 GBP |
10p ordinary | CFD | LONG | 1,564 | 7.8893 GBP |
10p ordinary | CFD | LONG | 15,875 | 7.8893 GBP |
10p ordinary | CFD | LONG | 18,872 | 7.8893 GBP |
10p ordinary | CFD | LONG | 912 | 7.8966 GBP |
10p ordinary | CFD | LONG | 1,000 | 7.9004 GBP |
10p ordinary | CFD | LONG | 1,738 | 7.9484 GBP |
10p ordinary | CFD | LONG | 1,500 | 7.9651 GBP |
10p ordinary | CFD | LONG | 16,938 | 7.9773 GBP |
10p ordinary | CFD | LONG | 490 | 7.9773 GBP |
10p ordinary | CFD | LONG | 1,412 | 8.0260 GBP |
10p ordinary | CFD | LONG | 921 | 8.0676 GBP |
10p ordinary | CFD | LONG | 5,912 | 8.0676 GBP |
10p ordinary | CFD | LONG | 6,270 | 8.1339 GBP |
10p ordinary | CFD | LONG | 14,469 | 8.1554 GBP |
10p ordinary | CFD | LONG | 280,664 | 8.1555 GBP |
10p ordinary | CFD | LONG | 3,212 | 8.1704 GBP |
10p ordinary | CFD | LONG | 40,859 | 8.3934 GBP |
10p ordinary | CFD | LONG | 8,451 | 8.4006 GBP |
10p ordinary | CFD | LONG | 6,424 | 8.4007 GBP |
10p ordinary | CFD | LONG | 20,016 | 8.4151 GBP |
10p ordinary | CFD | LONG | 710 | 8.6096 GBP |
10p ordinary | CFD | LONG | 26,861 | 8.8273 GBP |
10p ordinary | CFD | LONG | 21,295 | 8.8319 GBP |
10p ordinary | CFD | LONG | 10,051 | 8.9331 GBP |
10p ordinary | CFD | LONG | 2,072 | 9.0841 GBP |
10p ordinary | CFD | LONG | 1,000 | 9.1040 GBP |
10p ordinary | CFD | LONG | 1,000 | 9.1804 GBP |
10p ordinary | CFD | LONG | 1,000 | 9.2260 GBP |
10p ordinary | CFD | LONG | 25 | 9.2992 GBP |
10p ordinary | CFD | LONG | 878 | 9.3020 GBP |
10p ordinary | CFD | LONG | 34 | 9.3080 GBP |
10p ordinary | CFD | LONG | 1,088 | 9.3513 GBP |
10p ordinary | CFD | LONG | 1,000 | 9.4440 GBP |
10p ordinary | CFD | LONG | 1,000 | 9.4600 GBP |
10p ordinary | CFD | LONG | 1,000 | 9.6100 GBP |
10p ordinary | CFD | SHORT | 3,969 | 7.7310 GBP |
10p ordinary | CFD | SHORT | 391 | 7.7310 GBP |
10p ordinary | CFD | SHORT | 4,718 | 7.7310 GBP |
10p ordinary | CFD | SHORT | 18,984 | 7.7519 GBP |
10p ordinary | CFD | SHORT | 13,141 | 7.7519 GBP |
10p ordinary | CFD | SHORT | 2,849 | 7.7519 GBP |
10p ordinary | CFD | SHORT | 919 | 7.7618 GBP |
10p ordinary | CFD | SHORT | 720 | 7.7785 GBP |
10p ordinary | CFD | SHORT | 1,449 | 7.7785 GBP |
10p ordinary | CFD | SHORT | 5,167 | 7.7785 GBP |
10p ordinary | CFD | SHORT | 2,100 | 7.7789 GBP |
10p ordinary | CFD | SHORT | 17,458 | 7.7789 GBP |
10p ordinary | CFD | SHORT | 708 | 7.7789 GBP |
10p ordinary | CFD | SHORT | 840 | 7.7820 GBP |
10p ordinary | CFD | SHORT | 3,000 | 7.7839 GBP |
10p ordinary | CFD | SHORT | 3,000 | 7.7839 GBP |
10p ordinary | CFD | SHORT | 4,000 | 7.7839 GBP |
10p ordinary | CFD | SHORT | 710 | 7.7867 GBP |
10p ordinary | CFD | SHORT | 12,900 | 7.7867 GBP |
10p ordinary | CFD | SHORT | 7,500 | 7.7898 GBP |
10p ordinary | CFD | SHORT | 7,500 | 7.7898 GBP |
10p ordinary | CFD | SHORT | 10,000 | 7.7898 GBP |
10p ordinary | CFD | SHORT | 191 | 7.7917 GBP |
10p ordinary | CFD | SHORT | 697 | 7.7938 GBP |
10p ordinary | CFD | SHORT | 1,015 | 7.8368 GBP |
10p ordinary | CFD | SHORT | 970 | 7.8899 GBP |
10p ordinary | CFD | SHORT | 1,859 | 7.8899 GBP |
10p ordinary | CFD | SHORT | 1,247 | 7.8899 GBP |
10p ordinary | CFD | SHORT | 1,113 | 7.8899 GBP |
10p ordinary | CFD | SHORT | 383 | 7.8899 GBP |
10p ordinary | CFD | SHORT | 13,509 | 7.8996 GBP |
10p ordinary | CFD | SHORT | 1,500 | 7.9827 GBP |
10p ordinary | CFD | SHORT | 1,000 | 7.9883 GBP |
10p ordinary | CFD | SHORT | 11,675 | 7.9959 GBP |
10p ordinary | CFD | SHORT | 825 | 7.9959 GBP |
10p ordinary | CFD | SHORT | 2,500 | 7.9982 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.0040 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.0170 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.0187 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.0303 GBP |
10p ordinary | CFD | SHORT | 1,738 | 8.0412 GBP |
10p ordinary | CFD | SHORT | 4,539 | 8.0555 GBP |
10p ordinary | CFD | SHORT | 219 | 8.0678 GBP |
10p ordinary | CFD | SHORT | 3,998 | 8.1470 GBP |
10p ordinary | CFD | SHORT | 15,200 | 8.1470 GBP |
10p ordinary | CFD | SHORT | 34,775 | 8.4424 GBP |
10p ordinary | CFD | SHORT | 1,548 | 8.4744 GBP |
10p ordinary | CFD | SHORT | 21,295 | 8.6263 GBP |
10p ordinary | CFD | SHORT | 1,000 | 9.0780 GBP |
10p ordinary | CFD | SHORT | 1,000 | 9.0955 GBP |
10p ordinary | CFD | SHORT | 6,000 | 9.3000 GBP |
10p ordinary | CFD | SHORT | 8,456 | 9.3037 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: | 12 FEBRUARY 2020
|
Contact name: | Craig Horsley
|
Telephone number: | +44(141) 245 7736
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
NMC.L