15th Oct 2015 11:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 14/10/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,966,093 | 18.09 GBP | 17.7 GBP |
Common - ISIN GB00B03MM408 | Sale | 2,175,367 | 18.08 GBP | 17.69 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,617,005 | 17.86 GBP | 17.54 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 881,961 | 24.26 EUR | 23.54 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,623,825 | 17.94 GBP | 17.55 GBP |
Common - ISIN GB00B03MLX29 | Sale | 754,915 | 24.26 EUR | 23.54 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,259 | 17.904 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,813 | 17.884 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,761 | 17.885 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,309 | 17.904 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,850 | 24.199 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,670 | 24.199 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 267 | 24.199 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,960 | 17.79 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 24.044 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,434 | 17.797 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,678 | 17.663 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,187 | 17.663 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,060 | 17.663 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 523 | 17.552 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,460 | 23.693 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 368 | 23.693 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,170 | 17.716 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 100 | 24.09 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 418,232 | 23.964 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,801 | 23.964 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,457,881 | 17.739 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,854 | 17.739 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,633 | 17.739 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,666 | 17.683 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,358 | 17.713 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,069 | 17.683 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 214 | 24.254 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 49 | 24.254 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 354 | 23.642 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,621 | 23.973 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 72 | 23.973 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 269 | 17.774 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,371 | 17.841 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 707 | 17.841 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 646 | 17.841 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 41 | 17.683 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15,159 | 17.805 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 33 | 17.923 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 77 | 17.633 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,900 | 17.633 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,974 | 23.752 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 34 | 17.818 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 20,039 | 23.832 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 83 | 17.713 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 47 | 24.13 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,951 | 17.626 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 265 | 17.778 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 299 | 17.778 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 601 | 23.73 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,460 | 23.703 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,742 | 23.703 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 110 | 17.668 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 120 | 17.668 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 477 | 17.668 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 600 | 17.668 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 640 | 17.668 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,170 | 17.823 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14,333 | 17.668 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 100 | 24.08 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,997 | 23.962 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 418,232 | 23.962 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,457,881 | 17.739 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,666 | 17.692 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,427 | 17.724 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 49 | 24.186 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 603 | 24.186 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,135 | 24.189 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,752 | 24.181 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,794 | 24.024 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 354 | 24.058 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,709 | 24.049 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,767 | 24.058 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 36,474 | 24.056 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 72 | 24.221 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 255 | 24.221 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,092 | 23.951 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 341 | 17.691 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 17,007 | 17.751 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,000 | 17.686 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 990 | 17.857 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,371 | 17.858 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,585 | 17.859 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,186 | 17.814 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,459 | 17.629 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 43,159 | 23.903 EUR |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,560 | 18.071 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 465 | 18.071 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 187,500 | 17.901 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,219 | 17.974 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,485 | 17.823 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 36,184 | 17.863 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,672 | 17.86 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 19,598 | 17.86 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 906 | 17.809 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,811 | 17.706 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,200 | 17.922 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 630 | 17.922 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,468 | 17.977 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,119 | 17.977 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 613 | 17.977 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 925,100 | 17.893 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 314 | 17.959 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 32 | 18.019 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,946 | 17.884 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,431 | 17.923 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,254 | 18.04 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 60 | 17.879 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,890 | 17.804 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 578 | 17.804 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 29,186 | 17.965 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,343 | 17.813 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 33 | 17.966 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,860 | 17.946 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 101 | 17.88 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 906 | 17.826 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,302 | 17.826 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,394 | 17.826 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,411 | 17.938 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,504 | 17.938 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 530 | 17.828 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 91 | 17.72 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,510 | 17.9 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,397 | 17.893 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 925,720 | 17.893 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12 | 17.731 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 25 | 17.731 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 91 | 17.711 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 243 | 17.941 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 310 | 17.731 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 569 | 18.019 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 578 | 18.04 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 676 | 18.04 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 898 | 18.019 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 992 | 18.016 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,327 | 18.021 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,360 | 17.913 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 257 | 17.998 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 50,000 | 17.867 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 15/10/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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