27th Jul 2015 12:04
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 24/07/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 741,990 | 18.03 GBP | 17.7 GBP |
Common - ISIN GB00B03MM408 | Sale | 702,364 | 17.99 GBP | 17.7 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 795,158 | 17.92 GBP | 17.55 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 583,118 | 25.46 EUR | 24.91 EUR |
Common - ISIN GB00B03MLX29 | Sale | 758,139 | 18.62 GBP | 17.55 GBP |
Common - ISIN GB00B03MLX29 | Sale | 597,272 | 25.46 EUR | 24.88 EUR |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 131,027 | 25.301 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,383 | 25.063 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,128 | 25.063 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,204 | 24.929 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 532 | 25.44 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 216,881 | 25.156 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,055 | 25.334 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,682 | 25.334 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 362 | 25.334 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,090 | 24.983 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 209 | 24.983 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,564 | 24.976 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,874 | 17.82 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,351 | 17.551 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 89 | 17.564 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 17.564 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 17.564 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,321 | 17.56 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9 | 17.56 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 578,929 | 17.703 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 439 | 17.703 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 9,542 | 17.704 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 6,039 | 17.704 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 2,643 | 17.771 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 6,250 | 17.599 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 1,397 | 17.599 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 6,983 | 17.675 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 2,200 | 17.555 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 16,180 | 17.837 GBP |
Common - ISIN GB00B03MLX29 | Swap | Long | 2,200 | 17.837 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,149 | 25.314 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 13 | 25.179 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 6,128 | 25.089 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 912 | 25.213 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,708 | 25.311 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 216,881 | 25.155 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,682 | 25.293 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 9 | 25.034 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 100 | 25.092 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,090 | 25.034 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 99 | 17.785 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 17,000 | 17.72 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,264 | 17.619 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,295 | 17.619 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 141 | 17.705 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 410 | 17.705 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 491 | 17.705 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,330 | 17.835 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 578,929 | 17.7 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 8,682 | 17.723 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 9,542 | 17.7 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 161 | 17.756 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,397 | 17.756 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 259 | 17.751 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 419 | 17.861 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 463 | 17.586 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 8,512 | 17.798 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 11,284 | 17.798 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 15,190 | 17.798 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,429 | 17.971 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,270 | 17.971 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 262 | 17.971 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 658 | 17.707 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1 | 17.707 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 3,207 | 17.694 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,007 | 17.839 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 917 | 17.839 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 810 | 17.839 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 342 | 17.839 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 303 | 17.839 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,912 | 17.772 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 4,830 | 17.705 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 464,926 | 17.827 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,015 | 17.827 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 5,904 | 17.891 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 5,248 | 17.865 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 5,012 | 17.865 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 22 | 17.989 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 18 | 17.989 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 11,135 | 17.924 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,293 | 17.7 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 7,044 | 17.699 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 7,284 | 17.703 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 10,816 | 17.934 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 659 | 17.863 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 18,000 | 17.864 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 303 | 17.701 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 342 | 17.701 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,283 | 17.696 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,600 | 17.705 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 2,740 | 17.705 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 195 | 17.925 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 464,926 | 17.825 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 5,248 | 17.879 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 10,916 | 17.893 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 5,041 | 17.953 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 27/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 24/07/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 924,673 | 10.58 GBP | 10.345 GBP | |||
Common - ISIN GB0008762899 | Sale | 754,824 | 10.565 GBP | 10.345 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0008762899 | Swaps | Short | 5000 | 10.357 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 5000 | 10.403 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 25000 | 10.488 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 197 | 10.495 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 197 | 10.356 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 355 | 10.356 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1182 | 10.356 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 16613 | 10.355 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 426436 | 10.438 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2502 | 10.438 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 426436 | 10.435 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 15073 | 10.44 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 11632 | 10.487 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 5160 | 10.487 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 11632 | 10.464 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 20233 | 10.459 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1039 | 10.484 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 721 | 10.458 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 661 | 10.458 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 379 | 10.464 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 305 | 10.479 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 126 | 10.458 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 101 | 10.484 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 101 | 10.482 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 126 | 10.445 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 144 | 10.346 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 661 | 10.469 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 907 | 10.445 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1405 | 10.482 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3904 | 10.455 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 6096 | 10.455 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 27/07/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L