7th Sep 2015 11:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 04/09/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 2,740,787 | 16.61 GBP | 16.1 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,588,699 | 16.6 GBP | 16.1 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,808,719 | 16.53 GBP | 16.05 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,057,742 | 22.8 EUR | 22.11 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,826,488 | 16.54 GBP | 16.02 GBP |
Common - ISIN GB00B03MLX29 | Sale | 920,034 | 22.82 EUR | 22.15 EUR |
ADR - ISIN US7802592060 | Purchase | 632 | 49.75 USD | 49.62 USD |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,494 | 22.473 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 279 | 22.19 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 735,306 | 22.364 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,079 | 22.455 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,129 | 22.452 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 632 | 22.452 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 631 | 22.839 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,472 | 22.169 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,047 | 22.252 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,510 | 22.281 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,022 | 22.337 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,139 | 22.337 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 757 | 22.252 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 31 | 22.169 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 351 | 22.494 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,208 | 22.175 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 15,123 | 22.425 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,377 | 22.425 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8,000 | 16.054 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,146 | 16.065 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,006 | 16.049 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,928 | 16.081 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,445 | 16.44 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 559 | 16.309 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,330 | 16.408 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 310 | 16.408 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 125 | 16.095 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,457,440 | 16.238 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,735 | 16.238 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 18,434 | 16.28 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,668 | 16.263 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 6,421 | 16.404 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,273 | 16.22 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 697 | 16.404 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 254 | 16.119 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 16,358 | 16.337 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 423 | 22.387 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,164 | 22.541 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 43 | 22.185 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 279 | 22.82 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 462 | 22.364 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,128 | 22.364 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 735,306 | 22.364 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 569 | 22.193 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,711 | 22.17 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 330 | 22.181 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 473 | 22.194 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 22,500 | 22.433 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,566 | 16.39 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 239 | 16.317 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,123 | 16.317 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,905 | 16.317 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,568 | 16.317 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,445 | 16.051 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,718 | 16.051 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,923 | 16.051 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 160 | 16.312 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 345 | 16.358 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 435 | 16.358 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,330 | 16.312 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,456,558 | 16.236 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,804 | 16.257 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,668 | 16.257 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 14,630 | 16.23 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 275 | 16.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 500 | 16.191 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,566 | 16.188 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,569 | 16.21 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,080 | 16.21 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,480 | 16.299 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,942 | 16.143 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,817 | 16.117 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,077 | 16.127 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 756 | 16.162 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,918 | 16.349 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,818 | 16.349 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,877 | 16.236 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 415 | 16.236 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,460 | 16.17 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,236,382 | 16.3 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,726 | 16.3 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,394 | 16.59 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,884 | 16.589 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,671 | 16.589 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 202 | 16.329 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 353 | 16.263 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 227 | 16.263 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 112 | 16.263 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,957 | 16.481 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,939 | 16.591 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 30,487 | 16.429 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,258 | 16.156 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 128,139 | 16.529 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 248,741 | 16.529 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,899 | 16.115 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,171 | 16.115 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,236,101 | 16.296 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 424 | 16.543 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,970 | 16.539 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 202 | 16.365 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 300 | 16.296 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,371 | 16.365 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,653 | 16.365 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 227 | 16.321 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 353 | 16.126 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 828 | 16.321 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 127 | 16.176 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 07/09/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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