13th Jul 2015 11:55
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 10/07/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 1,708,869 | 18.63 GBP | 18.4 GBP |
Common - ISIN GB00B03MM408 | Sale | 1,835,389 | 18.62 GBP | 18.37GBP |
Common - ISIN GB00B03MM408 | Sale | 12 | 25.81 EUR | 25.81 EUR |
Common - ISIN GB00B03MLX29 | Purchase | 866,528 | 18.39 GBP | 18.11 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 3,154,187 | 25.61 EUR | 25.24 EUR |
Common - ISIN GB00B03MLX29 | Sale | 953,706 | 18.38 GBP | 18.12 GBP |
Common - ISIN GB00B03MLX29 | Sale | 3,127,270 | 25.6 EUR | 25.23 EUR |
ADR - US7802592060 | Sale | 55,000 | 56.88 USD | 56.55 USD |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,947 | 25.472 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 8 | 25.526 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 231,038 | 25.442 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,617 | 25.49 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,074 | 25.465 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 921 | 25.465 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 287 | 25.498 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 79 | 25.498 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,500 | 25.587 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 291 | 25.487 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 223 | 18.299 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7 | 18.299 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 546 | 18.248 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 117 | 18.248 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 624,758 | 18.266 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,723 | 18.297 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,552 | 18.281 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 460 | 18.297 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 785 | 18.375 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 310 | 18.244 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4 | 18.244 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,997 | 18.3 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,131 | 18.3 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 539 | 25.478 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 782 | 25.435 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,224 | 25.418 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 14,479 | 25.425 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 231,038 | 25.439 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,617 | 25.462 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,154 | 25.462 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,439 | 25.462 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 308 | 25.527 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 79 | 25.457 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 488 | 25.439 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 921 | 25.457 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 1,074 | 25.439 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 10 | 25.433 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,490 | 25.433 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 35,007 | 25.548 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 291 | 25.506 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 9,380 | 25.506 EUR |
Common - ISIN GB00B03MLX29 | Swap | Short | 168 | 18.263 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 624,758 | 18.263 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 4,012 | 18.294 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 5,723 | 18.304 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 675 | 18.26 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 2,793 | 18.26 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 3,687 | 18.26 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 4 | 18.256 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 196 | 18.256 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 380 | 18.126 GBP |
Common - ISIN GB00B03MLX29 | Swap | Short | 14,233 | 18.263 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 12 | 25.808 EUR |
Common - ISIN GB00B03MM408 | Swap | Long | 9,312 | 18.452 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,709 | 18.452 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,379 | 18.483 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,646 | 18.518 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 4,760 | 18.503 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 1,912 | 18.501 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2 | 18.501 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 286 | 18.545 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 484,533 | 18.519 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 9,022 | 18.545 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 5,474 | 18.531 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 2,543 | 18.531 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 413 | 18.554 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 84 | 18.499 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 74 | 18.499 GBP |
Common - ISIN GB00B03MM408 | Swap | Long | 15,961 | 18.543 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,429 | 18.551 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 127 | 18.388 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 1,912 | 18.485 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 4,758 | 18.485 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,855 | 18.515 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 484,533 | 18.515 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 5,474 | 18.569 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 11,565 | 18.54 GBP |
Common - ISIN GB00B03MM408 | Swap | Short | 3,504 | 18.486 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 13/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BG Group PLC | |||||
| Royal Dutch Shell PLC | |||||
| 10/07/2015 | |||||
| YES If YES, specify which: (Royal Dutch Shell PLC) | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common - ISIN GB0008762899 | Purchase | 6,610,535 | 10.91 GBP | 10.74 GBP | |||
Common - ISIN GB0008762899 | Sale | 6,766,395 | 10.91 GBP | 10.75 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0008762899 | Swaps | Long | 15,186 | 10.772 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 8,834 | 10.772 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,920 | 10.772 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,786 | 10.772 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,211 | 10.772 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,061 | 10.772 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 830 | 10.772 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 34,865 | 10.876 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,171 | 10.832 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,038 | 10.864 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,253 | 10.864 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 540,532 | 10.843 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 540,532 | 10.84 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 25,208 | 10.827 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 24,781 | 10.848 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 2,032 | 10.827 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 25,208 | 10.819 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 26,813 | 10.844 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 411 | 10.791 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 3,821 | 10.838 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 1,645 | 10.847 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 972 | 10.847 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 534 | 10.847 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 321 | 10.847 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 302 | 10.847 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 185 | 10.824 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 124 | 10.838 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 15 | 10.824 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 15 | 10.837 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 185 | 10.821 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 972 | 10.85 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 1,645 | 10.837 GBP | |||
Common - ISIN GB0008762899 | Swaps | Short | 3,821 | 10.821 GBP | |||
Common - ISIN GB0008762899 | Swaps | Long | 21,417 | 10.787 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 13/07/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L