5th Aug 2011 11:57
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 04/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - ZAE000081949 Purchase 4,288 ZAR 48.84 ZAR 48.84
Common - ZAE000081949 Sale 4,288 ZAR 48.84 ZAR 48.84
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 05/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and INVESTEC LTD
principal trader is connected:
(d) Date dealing undertaken: 04/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 269,237 GBP 4.54 GBP 4.26
Common - GB00B17BBQ50 Sale 118,302 GBP 4.47 GBP 4.29
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap SHORT 919 GBP 4.43
Common - GB00B17BBQ50 Swap SHORT 19 GBP 4.40
Common - GB00B17BBQ50 Swap SHORT 7126 GBP 4.37
Common - GB00B17BBQ50 Swap SHORT 5165 GBP 4.30
Common - GB00B17BBQ50 Swap SHORT 4598 GBP 4.43
Common - GB00B17BBQ50 Swap SHORT 2979 GBP 4.30
Common - GB00B17BBQ50 Swap SHORT 2148 GBP 4.48
Common - GB00B17BBQ50 Swap SHORT 9286 GBP 4.40
Common - GB00B17BBQ50 Swap SHORT 1218 GBP 4.44
Common - GB00B17BBQ50 Swap SHORT 11861 GBP 4.43
Common - GB00B17BBQ50 Swap SHORT 623 GBP 4.29
Common - GB00B17BBQ50 Swap SHORT 562 GBP 4.40
Common - GB00B17BBQ50 Swap SHORT 417 GBP 4.44
Common - GB00B17BBQ50 Swap SHORT 270 GBP 4.42
Common - GB00B17BBQ50 Swap SHORT 109 GBP 4.29
Common - GB00B17BBQ50 Swap SHORT 29 GBP 4.40
Common - GB00B17BBQ50 Swap SHORT 1347 GBP 4.43
Common - GB00B17BBQ50 Swap SHORT 18728 GBP 4.43
Common - GB00B17BBQ50 Swap SHORT 19103 GBP 4.43
Common - GB00B17BBQ50 Swap SHORT 20731 GBP 4.46
Common - GB00B17BBQ50 Swap SHORT 22917 GBP 4.43
Common - GB00B17BBQ50 Swap SHORT 28427 GBP 4.43
Common - GB00B17BBQ50 Swap SHORT 28622 GBP 4.43
Common - GB00B17BBQ50 Swap SHORT 8478 GBP 4.43
Common - GB00B17BBQ50 Swap SHORT 1732 GBP 4.50
Common - GB00B17BBQ50 Swap SHORT 2187 GBP 4.48
Common - GB00B17BBQ50 Swap SHORT 29 GBP 4.40
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap LONG 11600 GBP 4.46
Common - GB00B17BBQ50 Swap LONG 18 GBP 4.37
Common - GB00B17BBQ50 Swap LONG 79 GBP 4.40
Common - GB00B17BBQ50 Swap LONG 536 GBP 4.41
Common - GB00B17BBQ50 Swap LONG 562 GBP 4.46
Common - GB00B17BBQ50 Swap LONG 582 GBP 4.40
Common - GB00B17BBQ50 Swap LONG 1110 GBP 4.52
Common - GB00B17BBQ50 Swap LONG 3711 GBP 4.41
Common - GB00B17BBQ50 Swap LONG 18771 ZAR 4.42
Common - GB00B17BBQ50 Swap LONG 1696 GBP 4.46
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 05/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Micro Focus Plc
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Bain Capital
principal trader is connected:
(d) Date dealing undertaken: 04/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B079W581 Purchase 65,559 GBP 2.64 GBP 2.49
Common - GB00B079W581 Sale 103,389 GBP 2.78 GBP 2.52
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap SHORT 2165 GBP 2.63
Common - Swap SHORT 117 GBP 2.55
Common - Swap SHORT 5907 GBP 2.61
Common - Swap SHORT 5774 GBP 2.63
Common - Swap SHORT 4871 GBP 2.63
Common - Swap SHORT 3363 GBP 2.69
Common - Swap SHORT 3051 GBP 2.49
Common - Swap SHORT 2958 GBP 2.56
Common - Swap SHORT 10454 GBP 2.62
Common - Swap SHORT 2234 GBP 2.56
Common - Swap SHORT 12115 GBP 2.58
Common - Swap SHORT 1978 GBP 2.66
Common - Swap SHORT 1711 GBP 2.62
Common - Swap SHORT 1664 GBP 2.56
Common - Swap SHORT 1284 GBP 2.56
Common - Swap SHORT 678 GBP 2.63
Common - Swap SHORT 363 GBP 2.72
Common - Swap SHORT 286 GBP 2.72
Common - Swap SHORT 253 GBP 2.56
Common - Swap SHORT 2840 GBP 2.66
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - Swap LONG 1879 GBP 2.52
Common - Swap LONG 84 GBP 2.51
Common - Swap LONG 212 GBP 2.57
Common - Swap LONG 518 GBP 2.50
Common - Swap LONG 716 GBP 2.55
Common - Swap LONG 814 GBP 2.51
Common - Swap LONG 961 GBP 2.56
Common - Swap LONG 1284 GBP 2.54
Common - Swap LONG 55018 GBP 2.59
Common - Swap LONG 1871 GBP 2.51
Common - Swap LONG 76 GBP 2.51
Common - Swap LONG 2234 GBP 2.80
Common - Swap LONG 2615 GBP 2.56
Common - Swap LONG 2685 GBP 2.54
Common - Swap LONG 2958 GBP 2.55
Common - Swap LONG 3292 GBP 2.55
Common - Swap LONG 5774 GBP 2.59
Common - Swap LONG 6767 GBP 2.55
Common - Swap LONG 10454 GBP 2.54
Common - Swap LONG 1684 GBP 2.51
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 05/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose EVOLUTION GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to INVESTEC PLC and INVESTEC lTD
principal trader is connected:
(d) Date dealing undertaken: 04/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB0030221864 Sale 10,528 GBP 0.81 GBP 0.80
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB0030221864 Swap LONG 1734 GBP 0.80
Common - GB0030221864 Swap LONG 2773 GBP 0.80
Common - GB0030221864 Swap LONG 6021 GBP 0.80
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 05/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose Hansen Transmissions International NV
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Hansen Transmissions
International NV
principal trader is connected:
(d) Date dealing undertaken: 04/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - BE0947727377 Purchase 1,250,612 GBP 0.65 GBP 0.65
Common - BE0947727377 Sale 1,037,658 GBP 0.65 GBP 0.64
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap SHORT 149841 GBP 0.65
Common - BE0947727377 Swap SHORT 6342 GBP 0.65
Common - BE0947727377 Swap SHORT 8880 GBP 0.65
Common - BE0947727377 Swap SHORT 10356 GBP 0.65
Common - BE0947727377 Swap SHORT 13048 GBP 0.65
Common - BE0947727377 Swap SHORT 13433 GBP 0.65
Common - BE0947727377 Swap SHORT 14650 GBP 0.65
Common - BE0947727377 Swap SHORT 3036 GBP 0.65
Common - BE0947727377 Swap SHORT 16268 GBP 0.65
Common - BE0947727377 Swap SHORT 14758 GBP 0.65
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - BE0947727377 Swap LONG 960 GBP 0.64
Common - BE0947727377 Swap LONG 11455 GBP 0.64
Common - BE0947727377 Swap LONG 8342 GBP 0.64
Common - BE0947727377 Swap LONG 5711 GBP 0.64
Common - BE0947727377 Swap LONG 3895 GBP 0.64
Common - BE0947727377 Swap LONG 3576 GBP 0.64
Common - BE0947727377 Swap LONG 2629 GBP 0.64
Common - BE0947727377 Swap LONG 1090 GBP 0.64
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities Exercise price per unit
security
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 05/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
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