6th Aug 2015 11:45
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 05/08/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 957,451 | 18.82 GBP | 18.37 GBP |
Common - ISIN GB00B03MM408 | Sale | 892,117 | 18.8 GBP | 18.4 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 1,454,252 | 18.64 GBP | 18.29 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 591,324 | 26.88 EUR | 26.3 EUR |
Common - ISIN GB00B03MLX29 | Sale | 1,391,513 | 18.61 GBP | 18.25 GBP |
Common - ISIN GB00B03MLX29 | Sale | 694,016 | 26.89 EUR | 26.34 EUR |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 10,749 | 26.53 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 771 | 26.682 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,842 | 26.742 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,370 | 26.762 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 574 | 26.485 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 86 | 26.485 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 275,875 | 26.64 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 9,130 | 26.702 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,297 | 26.702 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,218 | 26.76 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 871 | 26.702 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 169 | 26.764 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,865 | 26.562 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 978 | 26.562 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 661 | 26.562 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 362 | 26.562 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 255 | 26.562 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 189 | 26.568 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 178 | 26.364 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,387 | 26.697 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 14,120 | 18.555 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,840 | 18.424 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,420 | 18.424 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1 | 18.61 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,360 | 18.375 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 744,923 | 18.473 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,662 | 18.454 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,308 | 18.454 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,153 | 18.384 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 3,494 | 18.576 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,798 | 18.576 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 141 | 18.576 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 295 | 18.514 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 11,525 | 18.445 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,058 | 26.751 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 733 | 26.81 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,370 | 26.81 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,842 | 26.81 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,155 | 26.81 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 275,875 | 26.638 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,168 | 26.592 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 362 | 26.551 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 978 | 26.527 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,865 | 26.668 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,838 | 26.74 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,387 | 26.74 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 5,525 | 18.435 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 382 | 18.367 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,354 | 18.367 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,840 | 18.367 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 356 | 18.441 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 733 | 18.441 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 164 | 18.376 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,736 | 18.376 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 216 | 18.472 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 989 | 18.472 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 744,923 | 18.472 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,153 | 18.448 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,308 | 18.448 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,662 | 18.408 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 306 | 18.446 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 346 | 18.524 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 24 | 18.612 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 31 | 18.612 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 11,324 | 18.45 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 89,080 | 18.548 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,540 | 18.759 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10,783 | 18.728 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 138 | 18.759 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 137 | 18.777 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 6,710 | 18.576 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 265 | 18.535 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 145 | 18.535 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 584,579 | 18.633 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 14,424 | 18.565 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 11,328 | 18.537 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 10,729 | 18.565 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 104 | 18.694 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 398 | 18.702 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3 | 18.76 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 591 | 18.411 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,837 | 18.419 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 138 | 18.411 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 304 | 18.411 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,466 | 18.614 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 145 | 18.538 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,665 | 18.538 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,506 | 18.631 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 584,579 | 18.631 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 104,669 | 18.769 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 6,681 | 18.769 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 10,729 | 18.562 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 11,328 | 18.555 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 14,424 | 18.555 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 280 | 18.501 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 06/08/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L