29th Feb 2024 11:45
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 28 February 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 332986 | 14.16000 GBP | 13.98507 GBP |
EUR 0.22 ordinary | Sell
| 260776 | 14.17263 GBP | 13.95328 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 29886 | 14.1 GBP |
EUR 0.22 ordinary | CFD
| Long | 1566 | 14.098959 GBP |
EUR 0.22 ordinary | CFD
| Long | 12125 | 14.103205 GBP |
EUR 0.22 ordinary | CFD
| Long | 6316 | 14.107501 GBP |
EUR 0.22 ordinary | CFD
| Long | 579 | 14.110242 GBP |
EUR 0.22 ordinary | CFD
| Long | 77 | 13.999351 GBP |
EUR 0.22 ordinary | CFD
| Long | 708 | 13.9989548 GBP |
EUR 0.22 ordinary | CFD
| Long | 376 | 14.11179169 GBP |
EUR 0.22 ordinary | CFD
| Long | 55 | 14.098455 GBP |
EUR 0.22 ordinary | CFD
| Long | 120 | 14.0925 GBP |
EUR 0.22 ordinary | CFD
| Long | 120 | 14.091667 GBP |
EUR 0.22 ordinary | CFD
| Long | 650 | 14.088892 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 14.04981132 GBP |
EUR 0.22 ordinary | CFD
| Long | 172 | 14.07206247 GBP |
EUR 0.22 ordinary | CFD
| Long | 14639 | 343.03850946 ZAR |
EUR 0.22 ordinary | CFD
| Long | 421 | 14.079192 GBP |
EUR 0.22 ordinary | CFD
| Long | 19373 | 343.04221855 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1925 | 14.10448944 GBP |
EUR 0.22 ordinary | CFD
| Long | 932 | 14.05094597 GBP |
EUR 0.22 ordinary | CFD
| Long | 7177 | 14.10799478 GBP |
EUR 0.22 ordinary | CFD
| Long | 4692 | 14.08561259 GBP |
EUR 0.22 ordinary | CFD
| Long | 789 | 14.05171983 GBP |
EUR 0.22 ordinary | CFD
| Long | 4948 | 14.10581843 GBP |
EUR 0.22 ordinary | CFD
| Long | 1874 | 14.10736908 GBP |
EUR 0.22 ordinary | CFD
| Long | 413 | 14.04194798 GBP |
EUR 0.22 ordinary | CFD
| Long | 398 | 14.06798122 GBP |
EUR 0.22 ordinary | CFD
| Long | 338 | 14.07844215 GBP |
EUR 0.22 ordinary | CFD
| Long | 2596 | 14.11786006 GBP |
EUR 0.22 ordinary | CFD
| Long | 1794 | 14.08812451 GBP |
EUR 0.22 ordinary | CFD
| Long | 4154 | 14.096516 GBP |
EUR 0.22 ordinary | CFD
| Long | 79 | 14.10950615 GBP |
EUR 0.22 ordinary | CFD
| Long | 702 | 14.07506291 GBP |
EUR 0.22 ordinary | CFD
| Short | 546 | 14.07477831 GBP |
EUR 0.22 ordinary | CFD
| Short | 3392 | 14.05037898 GBP |
EUR 0.22 ordinary | CFD
| Short | 2390 | 14.05344374 GBP |
EUR 0.22 ordinary | CFD
| Short | 1044 | 14.07877339 GBP |
EUR 0.22 ordinary | CFD
| Short | 338 | 14.12924451 GBP |
EUR 0.22 ordinary | CFD
| Short | 676 | 14.03920437 GBP |
EUR 0.22 ordinary | CFD
| Short | 6968 | 14.05739785 GBP |
EUR 0.22 ordinary | CFD
| Short | 5068 | 14.06613555 GBP |
EUR 0.22 ordinary | CFD
| Short | 856 | 14.07905583 GBP |
EUR 0.22 ordinary | CFD
| Short | 14600 | 14.0467397260274 GBP |
EUR 0.22 ordinary | CFD
| Short | 11400 | 14.1278403508772 GBP |
EUR 0.22 ordinary | CFD
| Short | 14639 | 343.03850946 ZAR |
EUR 0.22 ordinary | CFD
| Short | 3602 | 14.071001 GBP |
EUR 0.22 ordinary | CFD
| Short | 24624 | 14.097505 GBP |
EUR 0.22 ordinary | CFD
| Short | 769 | 14.074428 GBP |
EUR 0.22 ordinary | CFD
| Short | 2336 | 14.055814 GBP |
EUR 0.22 ordinary | CFD
| Short | 11094 | 14.100705 GBP |
EUR 0.22 ordinary | CFD
| Short | 2738 | 14.08979638 GBP |
EUR 0.22 ordinary | CFD
| Short | 2486 | 14.103644 GBP |
EUR 0.22 ordinary | CFD
| Short | 2398 | 14.10017625 GBP |
EUR 0.22 ordinary | CFD
| Short | 137 | 14.086186 GBP |
EUR 0.22 ordinary | CFD
| Short | 363 | 14.0926763467 GBP |
EUR 0.22 ordinary | CFD
| Short | 48 | 14.07375 GBP |
EUR 0.22 ordinary | CFD
| Short | 4966 | 14.078824 GBP |
EUR 0.22 ordinary | CFD
| Short | 4261 | 14.100282 GBP |
EUR 0.22 ordinary | CFD
| Short | 2677 | 14.099774 GBP |
EUR 0.22 ordinary | CFD
| Short | 14082 | 14.077478 GBP |
EUR 0.22 ordinary | CFD
| Short | 8448 | 14.040384 GBP |
EUR 0.22 ordinary | CFD
| Short | 9231 | 14.091337 GBP |
EUR 0.22 ordinary | CFD
| Short | 3334 | 14.087573 GBP |
EUR 0.22 ordinary | CFD
| Short | 1136 | 14.0889348591549 GBP |
EUR 0.22 ordinary | CFD
| Short | 491 | 14.07 GBP |
EUR 0.22 ordinary | CFD
| Short | 560 | 14.094446 GBP |
EUR 0.22 ordinary | CFD
| Short | 19373 | 343.04221855 ZAR |
EUR 0.22 ordinary | CFD
| Short | 4275 | 14.0908 GBP |
EUR 0.22 ordinary | CFD
| Short | 9610 | 14.10055337 GBP |
EUR 0.22 ordinary | CFD
| Short | 2609 | 14.05410916 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 29 February 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi