4th Mar 2024 11:53
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 01 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 182765 | 14.16953 GBP | 13.97507 GBP |
EUR 0.22 ordinary | Sell
| 249902 | 14.16663 GBP | 13.97507 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 15860 | 14.12 GBP |
EUR 0.22 ordinary | CFD
| Long | 777 | 14.1171814671815 GBP |
EUR 0.22 ordinary | CFD
| Long | 1407 | 340.070973702914 ZAR |
EUR 0.22 ordinary | CFD
| Long | 103 | 14.09126298 GBP |
EUR 0.22 ordinary | CFD
| Long | 375 | 14.10479347 GBP |
EUR 0.22 ordinary | CFD
| Long | 618 | 14.09200676 GBP |
EUR 0.22 ordinary | CFD
| Long | 310 | 14.06201588 GBP |
EUR 0.22 ordinary | CFD
| Long | 726 | 14.08165588 GBP |
EUR 0.22 ordinary | CFD
| Long | 656 | 14.10387373 GBP |
EUR 0.22 ordinary | CFD
| Long | 40 | 14.06950755 GBP |
EUR 0.22 ordinary | CFD
| Long | 2000 | 14.093475 GBP |
EUR 0.22 ordinary | CFD
| Long | 218 | 14.09579 GBP |
EUR 0.22 ordinary | CFD
| Long | 12134 | 341.13460112 ZAR |
EUR 0.22 ordinary | CFD
| Long | 883 | 14.100821 GBP |
EUR 0.22 ordinary | CFD
| Long | 499 | 340.170400801603 ZAR |
EUR 0.22 ordinary | CFD
| Long | 10030 | 14.108318 GBP |
EUR 0.22 ordinary | CFD
| Long | 6059 | 14.06365325 GBP |
EUR 0.22 ordinary | CFD
| Long | 5260 | 14.0912129 GBP |
EUR 0.22 ordinary | CFD
| Long | 69 | 14.125 GBP |
EUR 0.22 ordinary | CFD
| Long | 11519 | 14.082122 GBP |
EUR 0.22 ordinary | CFD
| Long | 679 | 14.08514 GBP |
EUR 0.22 ordinary | CFD
| Long | 17982 | 14.119294 GBP |
EUR 0.22 ordinary | CFD
| Long | 23443 | 14.10745027 GBP |
EUR 0.22 ordinary | CFD
| Long | 4555 | 14.1198235 GBP |
EUR 0.22 ordinary | CFD
| Long | 3568 | 14.081875 GBP |
EUR 0.22 ordinary | CFD
| Long | 2553 | 14.121794 GBP |
EUR 0.22 ordinary | CFD
| Long | 1859 | 14.12042 GBP |
EUR 0.22 ordinary | CFD
| Long | 2065 | 14.1200004 GBP |
EUR 0.22 ordinary | CFD
| Long | 1914 | 14.113607 GBP |
EUR 0.22 ordinary | CFD
| Long | 386 | 14.1215025906736 GBP |
EUR 0.22 ordinary | CFD
| Long | 5691 | 14.123795 GBP |
EUR 0.22 ordinary | CFD
| Long | 10900 | 14.096771 GBP |
EUR 0.22 ordinary | CFD
| Long | 1062 | 14.071525 GBP |
EUR 0.22 ordinary | CFD
| Long | 10818 | 340.79072472 ZAR |
EUR 0.22 ordinary | CFD
| Short | 111 | 14.0640540540541 GBP |
EUR 0.22 ordinary | CFD
| Short | 1906 | 340.0970042 ZAR |
EUR 0.22 ordinary | CFD
| Short | 4118 | 14.11993201 GBP |
EUR 0.22 ordinary | CFD
| Short | 186 | 14.1012 GBP |
EUR 0.22 ordinary | CFD
| Short | 419 | 14.06310556 GBP |
EUR 0.22 ordinary | CFD
| Short | 58 | 14.08174284 GBP |
EUR 0.22 ordinary | CFD
| Short | 417 | 14.08835878 GBP |
EUR 0.22 ordinary | CFD
| Short | 30582 | 14.12036264 GBP |
EUR 0.22 ordinary | CFD
| Short | 178 | 14.07549263 GBP |
EUR 0.22 ordinary | CFD
| Short | 597 | 14.08160255 GBP |
EUR 0.22 ordinary | CFD
| Short | 602 | 14.09652326 GBP |
EUR 0.22 ordinary | CFD
| Short | 557 | 14.09034952 GBP |
EUR 0.22 ordinary | CFD
| Short | 1500 | 14.1079066666667 GBP |
EUR 0.22 ordinary | CFD
| Short | 10818 | 340.79072472 ZAR |
EUR 0.22 ordinary | CFD
| Short | 10539 | 14.1175524 GBP |
EUR 0.22 ordinary | CFD
| Short | 831 | 14.10962094 GBP |
EUR 0.22 ordinary | CFD
| Short | 179 | 14.09 GBP |
EUR 0.22 ordinary | CFD
| Short | 24810 | 14.12 GBP |
EUR 0.22 ordinary | CFD
| Short | 850 | 14.1201765 GBP |
EUR 0.22 ordinary | CFD
| Short | 708 | 13.98858757 GBP |
EUR 0.22 ordinary | CFD
| Short | 2561 | 14.10088735 GBP |
EUR 0.22 ordinary | CFD
| Short | 77 | 14.08961 GBP |
EUR 0.22 ordinary | CFD
| Short | 76 | 14.108947 GBP |
EUR 0.22 ordinary | CFD
| Short | 12134 | 341.13460112 ZAR |
EUR 0.22 ordinary | CFD
| Short | 103 | 14.0640776699029 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 04 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi