5th Apr 2024 11:01
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 04 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 1038485 | 14.30584 GBP | 13.30000 GBP |
EUR 0.22 ordinary | Sell
| 995323 | 14.30285 GBP | 13.30000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 1810 | 14.115364 GBP |
EUR 0.22 ordinary | CFD
| Long | 567 | 14.047694 GBP |
EUR 0.22 ordinary | CFD
| Long | 5565 | 13.779531 GBP |
EUR 0.22 ordinary | CFD
| Long | 34146 | 14.2024308 GBP |
EUR 0.22 ordinary | CFD
| Long | 76711 | 14.205 GBP |
EUR 0.22 ordinary | CFD
| Long | 25830 | 13.893749 GBP |
EUR 0.22 ordinary | CFD
| Long | 1583 | 14.03115722 GBP |
EUR 0.22 ordinary | CFD
| Long | 72740 | 13.9758795710751 GBP |
EUR 0.22 ordinary | CFD
| Long | 11429 | 14.1620509230904 GBP |
EUR 0.22 ordinary | CFD
| Long | 7253 | 329.84463119 ZAR |
EUR 0.22 ordinary | CFD
| Long | 90000 | 14.14 GBP |
EUR 0.22 ordinary | CFD
| Long | 3907 | 325.949160481188 ZAR |
EUR 0.22 ordinary | CFD
| Long | 5604 | 14.01239 GBP |
EUR 0.22 ordinary | CFD
| Long | 698 | 14.02412 GBP |
EUR 0.22 ordinary | CFD
| Long | 376 | 14.0763720997872 GBP |
EUR 0.22 ordinary | CFD
| Long | 793 | 14.024611 GBP |
EUR 0.22 ordinary | CFD
| Long | 1734 | 14.0204728950404 GBP |
EUR 0.22 ordinary | CFD
| Long | 400 | 14.074425 GBP |
EUR 0.22 ordinary | CFD
| Long | 4634 | 13.6763 GBP |
EUR 0.22 ordinary | CFD
| Long | 17205 | 14.0852 GBP |
EUR 0.22 ordinary | CFD
| Long | 87865 | 14.203948 GBP |
EUR 0.22 ordinary | CFD
| Long | 2542 | 13.8990833988985 GBP |
EUR 0.22 ordinary | CFD
| Long | 934 | 13.482342 GBP |
EUR 0.22 ordinary | CFD
| Long | 528 | 314.8688 ZAR |
EUR 0.22 ordinary | CFD
| Long | 6547 | 331.02480373 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1965 | 329.8409 ZAR |
EUR 0.22 ordinary | CFD
| Long | 10360 | 331.67813224 ZAR |
EUR 0.22 ordinary | CFD
| Long | 8087 | 13.79109033 GBP |
EUR 0.22 ordinary | CFD
| Long | 8777 | 325.950962743534 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1958 | 13.86455318 GBP |
EUR 0.22 ordinary | CFD
| Long | 985 | 13.75265047 GBP |
EUR 0.22 ordinary | CFD
| Long | 41340 | 14.012246 GBP |
EUR 0.22 ordinary | CFD
| Long | 5246 | 14.02383 GBP |
EUR 0.22 ordinary | CFD
| Long | 2776 | 14.0759317855043 GBP |
EUR 0.22 ordinary | CFD
| Long | 12864 | 14.0160377798508 GBP |
EUR 0.22 ordinary | CFD
| Long | 3474 | 14.0747610823258 GBP |
EUR 0.22 ordinary | CFD
| Long | 12563 | 13.3850003979941 GBP |
EUR 0.22 ordinary | CFD
| Long | 3816 | 14.0486596 GBP |
EUR 0.22 ordinary | CFD
| Long | 1845 | 13.5688117 GBP |
EUR 0.22 ordinary | CFD
| Long | 8315 | 14.20429 GBP |
EUR 0.22 ordinary | CFD
| Long | 5202 | 14.204291 GBP |
EUR 0.22 ordinary | CFD
| Long | 144 | 13.399306 GBP |
EUR 0.22 ordinary | CFD
| Long | 8497 | 14.1080200019995 GBP |
EUR 0.22 ordinary | CFD
| Long | 317 | 13.39899054 GBP |
EUR 0.22 ordinary | CFD
| Long | 661 | 13.345265 GBP |
EUR 0.22 ordinary | CFD
| Long | 3650 | 14.03169863 GBP |
EUR 0.22 ordinary | CFD
| Short | 12 | 13.675 GBP |
EUR 0.22 ordinary | CFD
| Short | 132624 | 14.1273183 GBP |
EUR 0.22 ordinary | CFD
| Short | 1861 | 14.03673697 GBP |
EUR 0.22 ordinary | CFD
| Short | 503 | 13.7511282 GBP |
EUR 0.22 ordinary | CFD
| Short | 613 | 13.4604711 GBP |
EUR 0.22 ordinary | CFD
| Short | 223 | 13.45047075 GBP |
EUR 0.22 ordinary | CFD
| Short | 186 | 13.847897 GBP |
EUR 0.22 ordinary | CFD
| Short | 1942 | 13.9632 GBP |
EUR 0.22 ordinary | CFD
| Short | 164 | 13.4214024390244 GBP |
EUR 0.22 ordinary | CFD
| Short | 234 | 13.98 GBP |
EUR 0.22 ordinary | CFD
| Short | 10360 | 331.67813224 ZAR |
EUR 0.22 ordinary | CFD
| Short | 2 | 13.7925 GBP |
EUR 0.22 ordinary | CFD
| Short | 2016 | 331.02375 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1642 | 13.385 GBP |
EUR 0.22 ordinary | CFD
| Short | 990 | 13.413589 GBP |
EUR 0.22 ordinary | CFD
| Short | 95757 | 14.205 GBP |
EUR 0.22 ordinary | CFD
| Short | 3685 | 13.67781004 GBP |
EUR 0.22 ordinary | CFD
| Short | 918 | 13.96037037 GBP |
EUR 0.22 ordinary | CFD
| Short | 1200 | 13.3682555232 GBP |
EUR 0.22 ordinary | CFD
| Short | 12684 | 325.9504076 ZAR |
EUR 0.22 ordinary | CFD
| Short | 7253 | 329.84463119 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1082 | 329.842799 ZAR |
EUR 0.22 ordinary | CFD
| Short | 256 | 314.8688502725 ZAR |
EUR 0.22 ordinary | CFD
| Short | 64 | 314.86881121 ZAR |
EUR 0.22 ordinary | CFD
| Short | 209 | 329.829991 ZAR |
EUR 0.22 ordinary | CFD
| Short | 327 | 329.83967 ZAR |
EUR 0.22 ordinary | CFD
| Short | 100 | 314.86886121 ZAR |
EUR 0.22 ordinary | CFD
| Short | 347 | 329.842732 ZAR |
EUR 0.22 ordinary | CFD
| Short | 108 | 314.868857506296 ZAR |
EUR 0.22 ordinary | CFD
| Short | 4531 | 331.025272566762 ZAR |
EUR 0.22 ordinary | CFD
| Short | 747 | 13.7741869 GBP |
EUR 0.22 ordinary | CFD
| Short | 80 | 13.345 GBP |
EUR 0.22 ordinary | CFD
| Short | 10921 | 13.3849995421665 GBP |
EUR 0.22 ordinary | CFD
| Short | 18554 | 13.718214 GBP |
EUR 0.22 ordinary | CFD
| Short | 115 | 14.0439002 GBP |
EUR 0.22 ordinary | CFD
| Short | 983 | 13.39958887 GBP |
EUR 0.22 ordinary | CFD
| Short | 582 | 14.30302405 GBP |
EUR 0.22 ordinary | CFD
| Short | 260 | 14.30584615 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 14.105 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 14.12 GBP |
EUR 0.22 ordinary | CFD
| Short | 67426 | 14.105982 GBP |
EUR 0.22 ordinary | CFD
| Short | 108143 | 13.954134 GBP |
EUR 0.22 ordinary | CFD
| Short | 100000 | 13.96624168 GBP |
EUR 0.22 ordinary | CFD
| Short | 100000 | 13.6142 GBP |
EUR 0.22 ordinary | CFD
| Short | 732 | 13.8145082 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 05 April 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi