20th Feb 2024 11:40
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 19 February 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 156826 | 13.79518 GBP | 13.66000 GBP |
EUR 0.22 ordinary | Sell
| 109105 | 13.79500 GBP | 13.66000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 1 | 13.79 GBP |
EUR 0.22 ordinary | CFD
| Long | 9156 | 13.753024 GBP |
EUR 0.22 ordinary | CFD
| Long | 526 | 13.79482756 GBP |
EUR 0.22 ordinary | CFD
| Long | 307 | 13.74397394 GBP |
EUR 0.22 ordinary | CFD
| Long | 1664 | 13.78405048 GBP |
EUR 0.22 ordinary | CFD
| Long | 15503 | 13.713515 GBP |
EUR 0.22 ordinary | CFD
| Long | 241 | 13.735104 GBP |
EUR 0.22 ordinary | CFD
| Long | 914 | 13.7204923413567 GBP |
EUR 0.22 ordinary | CFD
| Long | 873 | 13.722005 GBP |
EUR 0.22 ordinary | CFD
| Long | 2 | 13.7325 GBP |
EUR 0.22 ordinary | CFD
| Long | 30 | 13.72133333 GBP |
EUR 0.22 ordinary | CFD
| Long | 1135 | 327.52591189 ZAR |
EUR 0.22 ordinary | CFD
| Long | 10707 | 327.6889745 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1432 | 13.795 GBP |
EUR 0.22 ordinary | CFD
| Long | 212 | 327.42 ZAR |
EUR 0.22 ordinary | CFD
| Long | 12863 | 13.7900217 GBP |
EUR 0.22 ordinary | CFD
| Long | 4984 | 13.79431 GBP |
EUR 0.22 ordinary | CFD
| Long | 139 | 13.7936205 GBP |
EUR 0.22 ordinary | CFD
| Long | 332 | 13.742199 GBP |
EUR 0.22 ordinary | CFD
| Long | 1053 | 13.701714 GBP |
EUR 0.22 ordinary | CFD
| Long | 14 | 13.745 GBP |
EUR 0.22 ordinary | CFD
| Long | 21 | 13.761905 GBP |
EUR 0.22 ordinary | CFD
| Long | 12 | 13.725 GBP |
EUR 0.22 ordinary | CFD
| Long | 4618 | 13.787673 GBP |
EUR 0.22 ordinary | CFD
| Long | 52 | 13.74625 GBP |
EUR 0.22 ordinary | CFD
| Long | 47 | 13.72106383 GBP |
EUR 0.22 ordinary | CFD
| Long | 221 | 13.712127 GBP |
EUR 0.22 ordinary | CFD
| Long | 1618 | 13.774703 GBP |
EUR 0.22 ordinary | CFD
| Long | 463 | 13.68 GBP |
EUR 0.22 ordinary | CFD
| Long | 4245 | 13.79002169 GBP |
EUR 0.22 ordinary | CFD
| Long | 1364 | 328.91648094 ZAR |
EUR 0.22 ordinary | CFD
| Short | 218 | 13.68425187 GBP |
EUR 0.22 ordinary | CFD
| Short | 1583 | 13.71728521 GBP |
EUR 0.22 ordinary | CFD
| Short | 867 | 13.69230159 GBP |
EUR 0.22 ordinary | CFD
| Short | 423 | 13.71071627 GBP |
EUR 0.22 ordinary | CFD
| Short | 167 | 13.7404809 GBP |
EUR 0.22 ordinary | CFD
| Short | 36 | 13.69797941 GBP |
EUR 0.22 ordinary | CFD
| Short | 8753 | 13.7253113218325 GBP |
EUR 0.22 ordinary | CFD
| Short | 1340 | 13.7323880597015 GBP |
EUR 0.22 ordinary | CFD
| Short | 1207 | 13.7278541839271 GBP |
EUR 0.22 ordinary | CFD
| Short | 11700 | 13.7565820512821 GBP |
EUR 0.22 ordinary | CFD
| Short | 10707 | 327.6889745 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1033 | 13.745 GBP |
EUR 0.22 ordinary | CFD
| Short | 9235 | 13.723322 GBP |
EUR 0.22 ordinary | CFD
| Short | 11287 | 13.795 GBP |
EUR 0.22 ordinary | CFD
| Short | 387 | 327.550981912145 ZAR |
EUR 0.22 ordinary | CFD
| Short | 13048 | 13.708283 GBP |
EUR 0.22 ordinary | CFD
| Short | 116 | 13.7675 GBP |
EUR 0.22 ordinary | CFD
| Short | 2972 | 13.698326 GBP |
EUR 0.22 ordinary | CFD
| Short | 2641 | 13.693714 GBP |
EUR 0.22 ordinary | CFD
| Short | 1213 | 13.74357744 GBP |
EUR 0.22 ordinary | CFD
| Short | 101 | 13.73 GBP |
EUR 0.22 ordinary | CFD
| Short | 132 | 13.72 GBP |
EUR 0.22 ordinary | CFD
| Short | 2023 | 13.692275 GBP |
EUR 0.22 ordinary | CFD
| Short | 307 | 13.79517244 GBP |
EUR 0.22 ordinary | CFD
| Short | 233 | 13.72849785 GBP |
EUR 0.22 ordinary | CFD
| Short | 135 | 13.73074074 GBP |
EUR 0.22 ordinary | CFD
| Short | 59 | 13.6989830508475 GBP |
EUR 0.22 ordinary | CFD
| Short | 1536 | 13.783109 GBP |
EUR 0.22 ordinary | CFD
| Short | 15591 | 13.74501379 GBP |
EUR 0.22 ordinary | CFD
| Short | 212 | 327.42 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1364 | 328.91648094 ZAR |
EUR 0.22 ordinary | CFD
| Short | 9404 | 13.789109 GBP |
EUR 0.22 ordinary | CFD
| Short | 748 | 327.512941176471 ZAR |
EUR 0.22 ordinary | CFD
| Short | 493 | 13.72340119 GBP |
EUR 0.22 ordinary | CFD
| Short | 458 | 13.70365647 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 20 February 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi