1st Mar 2024 11:37
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 29 February 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 1149339 | 14.25286 GBP | 13.96750 GBP |
EUR 0.22 ordinary | Sell
| 1003062 | 14.26703 GBP | 13.88870 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 1448 | 14.113898 GBP |
EUR 0.22 ordinary | CFD
| Long | 114 | 14.074298 GBP |
EUR 0.22 ordinary | CFD
| Long | 14342 | 14.093462 GBP |
EUR 0.22 ordinary | CFD
| Long | 30 | 14.11666667 GBP |
EUR 0.22 ordinary | CFD
| Long | 408 | 14.13911296 GBP |
EUR 0.22 ordinary | CFD
| Long | 2317 | 14.122188 GBP |
EUR 0.22 ordinary | CFD
| Long | 1647 | 14.044869 GBP |
EUR 0.22 ordinary | CFD
| Long | 3660 | 340.8719 ZAR |
EUR 0.22 ordinary | CFD
| Long | 7320 | 340.8725 ZAR |
EUR 0.22 ordinary | CFD
| Long | 375 | 14.0765066666667 GBP |
EUR 0.22 ordinary | CFD
| Long | 415 | 341.91 ZAR |
EUR 0.22 ordinary | CFD
| Long | 7320 | 340.8727 ZAR |
EUR 0.22 ordinary | CFD
| Long | 3660 | 340.8724 ZAR |
EUR 0.22 ordinary | CFD
| Long | 383 | 14.105953 GBP |
EUR 0.22 ordinary | CFD
| Long | 31880 | 14.085 GBP |
EUR 0.22 ordinary | CFD
| Long | 3660 | 340.8728 ZAR |
EUR 0.22 ordinary | CFD
| Long | 3660 | 340.9812 ZAR |
EUR 0.22 ordinary | CFD
| Long | 3660 | 340.872 ZAR |
EUR 0.22 ordinary | CFD
| Long | 3660 | 340.9323 ZAR |
EUR 0.22 ordinary | CFD
| Long | 20303 | 343.49107373 ZAR |
EUR 0.22 ordinary | CFD
| Long | 3200 | 14.07094766 GBP |
EUR 0.22 ordinary | CFD
| Long | 19201 | 341.73398677 ZAR |
EUR 0.22 ordinary | CFD
| Long | 185 | 14.07394595 GBP |
EUR 0.22 ordinary | CFD
| Long | 1867 | 14.15195512 GBP |
EUR 0.22 ordinary | CFD
| Long | 5332 | 14.0835915 GBP |
EUR 0.22 ordinary | CFD
| Long | 12422 | 14.091937 GBP |
EUR 0.22 ordinary | CFD
| Long | 344 | 14.14213582 GBP |
EUR 0.22 ordinary | CFD
| Long | 4668 | 14.084295 GBP |
EUR 0.22 ordinary | CFD
| Long | 1011 | 340.36946588 ZAR |
EUR 0.22 ordinary | CFD
| Long | 5 | 14.08482394 GBP |
EUR 0.22 ordinary | CFD
| Long | 421 | 14.07910283 GBP |
EUR 0.22 ordinary | CFD
| Long | 3233 | 14.088429 GBP |
EUR 0.22 ordinary | CFD
| Long | 1830 | 14.0821803278688 GBP |
EUR 0.22 ordinary | CFD
| Long | 5573 | 14.08979708 GBP |
EUR 0.22 ordinary | CFD
| Long | 4579 | 14.11392736 GBP |
EUR 0.22 ordinary | CFD
| Long | 4067 | 14.08168832 GBP |
EUR 0.22 ordinary | CFD
| Long | 240 | 14.106275 GBP |
EUR 0.22 ordinary | CFD
| Long | 381 | 14.15040367 GBP |
EUR 0.22 ordinary | CFD
| Short | 1294 | 14.09483771 GBP |
EUR 0.22 ordinary | CFD
| Short | 3660 | 340.8727 ZAR |
EUR 0.22 ordinary | CFD
| Short | 415 | 341.91 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1600 | 14.13513125 GBP |
EUR 0.22 ordinary | CFD
| Short | 360 | 14.1198414 GBP |
EUR 0.22 ordinary | CFD
| Short | 2810 | 14.08496965 GBP |
EUR 0.22 ordinary | CFD
| Short | 172 | 14.07049245 GBP |
EUR 0.22 ordinary | CFD
| Short | 1457 | 14.102361 GBP |
EUR 0.22 ordinary | CFD
| Short | 24792 | 14.085 GBP |
EUR 0.22 ordinary | CFD
| Short | 785 | 14.08652229 GBP |
EUR 0.22 ordinary | CFD
| Short | 1925 | 14.11608885 GBP |
EUR 0.22 ordinary | CFD
| Short | 1596 | 14.087888 GBP |
EUR 0.22 ordinary | CFD
| Short | 25528 | 14.0868618771545 GBP |
EUR 0.22 ordinary | CFD
| Short | 1254 | 14.08221136 GBP |
EUR 0.22 ordinary | CFD
| Short | 34 | 14.0804928 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 14.078514 GBP |
EUR 0.22 ordinary | CFD
| Short | 1830 | 340.9812 ZAR |
EUR 0.22 ordinary | CFD
| Short | 816 | 14.090539 GBP |
EUR 0.22 ordinary | CFD
| Short | 3660 | 340.8725 ZAR |
EUR 0.22 ordinary | CFD
| Short | 701 | 340.369129814551 ZAR |
EUR 0.22 ordinary | CFD
| Short | 8954 | 14.093157 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 14.075 GBP |
EUR 0.22 ordinary | CFD
| Short | 6436 | 14.0838 GBP |
EUR 0.22 ordinary | CFD
| Short | 310 | 340.370225806452 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1830 | 340.8719 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1830 | 340.9323 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1830 | 340.8728 ZAR |
EUR 0.22 ordinary | CFD
| Short | 19201 | 341.73398677 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1830 | 340.8724 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1893 | 14.1424775488642 GBP |
EUR 0.22 ordinary | CFD
| Short | 120 | 14.087292 GBP |
EUR 0.22 ordinary | CFD
| Short | 1830 | 340.872 ZAR |
EUR 0.22 ordinary | CFD
| Short | 13944 | 14.09606 GBP |
EUR 0.22 ordinary | CFD
| Short | 18409 | 14.0855634 GBP |
EUR 0.22 ordinary | CFD
| Short | 449 | 14.10215 GBP |
EUR 0.22 ordinary | CFD
| Short | 325 | 14.07606154 GBP |
EUR 0.22 ordinary | CFD
| Short | 3560 | 14.0427556179775 GBP |
EUR 0.22 ordinary | CFD
| Short | 19239 | 14.085704 GBP |
EUR 0.22 ordinary | CFD
| Short | 516 | 14.07472868 GBP |
EUR 0.22 ordinary | CFD
| Short | 6346 | 14.09978673 GBP |
EUR 0.22 ordinary | CFD
| Short | 179 | 14.0611 GBP |
EUR 0.22 ordinary | CFD
| Short | 2223 | 14.08846654 GBP |
EUR 0.22 ordinary | CFD
| Short | 2096 | 14.10047397 GBP |
EUR 0.22 ordinary | CFD
| Short | 607 | 14.07382865 GBP |
EUR 0.22 ordinary | CFD
| Short | 23443 | 14.0864085 GBP |
EUR 0.22 ordinary | CFD
| Short | 16719 | 14.2131515042766 GBP |
EUR 0.22 ordinary | CFD
| Short | 2473 | 14.09325406 GBP |
EUR 0.22 ordinary | CFD
| Short | 2687 | 14.0811 GBP |
EUR 0.22 ordinary | CFD
| Short | 10161 | 14.06891 GBP |
EUR 0.22 ordinary | CFD
| Short | 20303 | 343.49107373 ZAR |
EUR 0.22 ordinary | CFD
| Short | 5007 | 14.05078741 GBP |
EUR 0.22 ordinary | CFD
| Short | 2008 | 14.0703779 GBP |
EUR 0.22 ordinary | CFD
| Short | 120 | 14.0845 GBP |
EUR 0.22 ordinary | CFD
| Short | 5517 | 14.08166 GBP |
EUR 0.22 ordinary | CFD
| Short | 513 | 14.05161679 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 01 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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