14th Mar 2024 11:33
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 13 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 779018 | 13.32828 GBP | 13.11515 GBP |
EUR 0.22 ordinary | Sell
| 1634114 | 13.52330 GBP | 13.11515 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 615250 | 13.200892 GBP |
EUR 0.22 ordinary | CFD
| Long | 376 | 13.18578848 GBP |
EUR 0.22 ordinary | CFD
| Long | 665 | 13.30840602 GBP |
EUR 0.22 ordinary | CFD
| Long | 32 | 13.230625 GBP |
EUR 0.22 ordinary | CFD
| Long | 3404 | 13.23141598 GBP |
EUR 0.22 ordinary | CFD
| Long | 548 | 13.2699635 GBP |
EUR 0.22 ordinary | CFD
| Long | 188 | 13.24853894 GBP |
EUR 0.22 ordinary | CFD
| Long | 61839 | 13.19689347 GBP |
EUR 0.22 ordinary | CFD
| Long | 17945 | 315.57808582 ZAR |
EUR 0.22 ordinary | CFD
| Long | 34659 | 13.18 GBP |
EUR 0.22 ordinary | CFD
| Long | 102 | 13.1943380038235 GBP |
EUR 0.22 ordinary | CFD
| Long | 22696 | 13.184112 GBP |
EUR 0.22 ordinary | CFD
| Long | 605 | 316.64657851 ZAR |
EUR 0.22 ordinary | CFD
| Long | 2905 | 13.179343 GBP |
EUR 0.22 ordinary | CFD
| Long | 171327 | 13.25492625 GBP |
EUR 0.22 ordinary | CFD
| Long | 135000 | 13.3933 GBP |
EUR 0.22 ordinary | CFD
| Long | 270100 | 13.1268 GBP |
EUR 0.22 ordinary | CFD
| Long | 12 | 313.415 ZAR |
EUR 0.22 ordinary | CFD
| Long | 286 | 13.19828671 GBP |
EUR 0.22 ordinary | CFD
| Long | 32 | 13.275 GBP |
EUR 0.22 ordinary | CFD
| Long | 14916 | 13.23772045 GBP |
EUR 0.22 ordinary | CFD
| Long | 50906 | 314.967329 ZAR |
EUR 0.22 ordinary | CFD
| Long | 3943 | 13.208494 GBP |
EUR 0.22 ordinary | CFD
| Long | 185 | 13.25676573 GBP |
EUR 0.22 ordinary | CFD
| Short | 10930 | 13.29164227 GBP |
EUR 0.22 ordinary | CFD
| Short | 43648 | 13.18 GBP |
EUR 0.22 ordinary | CFD
| Short | 2044 | 13.18016475 GBP |
EUR 0.22 ordinary | CFD
| Short | 39902 | 13.19415527 GBP |
EUR 0.22 ordinary | CFD
| Short | 2633 | 13.2133365 GBP |
EUR 0.22 ordinary | CFD
| Short | 5399 | 13.179611 GBP |
EUR 0.22 ordinary | CFD
| Short | 16857 | 13.185746 GBP |
EUR 0.22 ordinary | CFD
| Short | 1813 | 13.192453 GBP |
EUR 0.22 ordinary | CFD
| Short | 23450 | 13.183519 GBP |
EUR 0.22 ordinary | CFD
| Short | 185 | 13.200462 GBP |
EUR 0.22 ordinary | CFD
| Short | 840 | 13.1805272 GBP |
EUR 0.22 ordinary | CFD
| Short | 211 | 13.182654028436 GBP |
EUR 0.22 ordinary | CFD
| Short | 21411 | 13.29164261 GBP |
EUR 0.22 ordinary | CFD
| Short | 3596 | 13.2040454 GBP |
EUR 0.22 ordinary | CFD
| Short | 2186 | 13.180659 GBP |
EUR 0.22 ordinary | CFD
| Short | 7370 | 13.1509229363094 GBP |
EUR 0.22 ordinary | CFD
| Short | 360 | 13.191972 GBP |
EUR 0.22 ordinary | CFD
| Short | 14358 | 13.1928 GBP |
EUR 0.22 ordinary | CFD
| Short | 5302 | 13.17535458 GBP |
EUR 0.22 ordinary | CFD
| Short | 82200 | 13.2115590024331 GBP |
EUR 0.22 ordinary | CFD
| Short | 2207 | 13.328283 GBP |
EUR 0.22 ordinary | CFD
| Short | 50906 | 314.967329 ZAR |
EUR 0.22 ordinary | CFD
| Short | 348 | 13.201724 GBP |
EUR 0.22 ordinary | CFD
| Short | 188 | 316.64829787234 ZAR |
EUR 0.22 ordinary | CFD
| Short | 417 | 316.645803357314 ZAR |
EUR 0.22 ordinary | CFD
| Short | 242 | 13.1360738794215 GBP |
EUR 0.22 ordinary | CFD
| Short | 12 | 313.415 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1525 | 13.193334 GBP |
EUR 0.22 ordinary | CFD
| Short | 18711 | 13.17825878 GBP |
EUR 0.22 ordinary | CFD
| Short | 6206 | 13.18689131 GBP |
EUR 0.22 ordinary | CFD
| Short | 564 | 13.13908541 GBP |
EUR 0.22 ordinary | CFD
| Short | 328 | 13.201283 GBP |
EUR 0.22 ordinary | CFD
| Short | 43 | 13.220135 GBP |
EUR 0.22 ordinary | CFD
| Short | 5357 | 13.194916 GBP |
EUR 0.22 ordinary | CFD
| Short | 15154 | 13.19258001 GBP |
EUR 0.22 ordinary | CFD
| Short | 4227 | 13.180477 GBP |
EUR 0.22 ordinary | CFD
| Short | 2699 | 13.20994072 GBP |
EUR 0.22 ordinary | CFD
| Short | 38348 | 13.18716632 GBP |
EUR 0.22 ordinary | CFD
| Short | 424 | 13.189297 GBP |
EUR 0.22 ordinary | CFD
| Short | 24 | 13.189721 GBP |
EUR 0.22 ordinary | CFD
| Short | 3121 | 13.18025 GBP |
EUR 0.22 ordinary | CFD
| Short | 18865 | 13.20816 GBP |
EUR 0.22 ordinary | CFD
| Short | 49355 | 13.17745598 GBP |
EUR 0.22 ordinary | CFD
| Short | 289 | 13.20906574 GBP |
EUR 0.22 ordinary | CFD
| Short | 233 | 13.182938 GBP |
EUR 0.22 ordinary | CFD
| Short | 2005 | 13.183409 GBP |
EUR 0.22 ordinary | CFD
| Short | 1221 | 13.1881602 GBP |
EUR 0.22 ordinary | CFD
| Short | 6914 | 13.1867663 GBP |
EUR 0.22 ordinary | CFD
| Short | 17945 | 315.57808582 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.22 ordinary | Call | Purchasing | 58128 | 14.325 GBP | European | 10 April 2024 | 0.0659 GBP |
EUR 0.22 ordinary | Call | Selling | 58128 | 14.325 GBP | European | 10 April 2024 | 0.0659 GBP |
EUR 0.22 ordinary | Call | Purchasing | 58128 | 14.325 GBP | European | 10 April 2024 | 0.0659 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 14 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi