20th Mar 2024 11:30
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 19 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 753223 | 13.33566 GBP | 13.04666 GBP |
EUR 0.22 ordinary | Sell
| 971064 | 13.34000 GBP | 13.04666 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 90 | 13.334333 GBP |
EUR 0.22 ordinary | CFD
| Long | 2867 | 13.2697776 GBP |
EUR 0.22 ordinary | CFD
| Long | 150000 | 13.17 GBP |
EUR 0.22 ordinary | CFD
| Long | 123037 | 13.335 GBP |
EUR 0.22 ordinary | CFD
| Long | 7487 | 317.22140243 ZAR |
EUR 0.22 ordinary | CFD
| Long | 19845 | 13.16659763 GBP |
EUR 0.22 ordinary | CFD
| Long | 162000 | 13.07752963 GBP |
EUR 0.22 ordinary | CFD
| Long | 108000 | 13.22691 GBP |
EUR 0.22 ordinary | CFD
| Long | 135000 | 13.069536 GBP |
EUR 0.22 ordinary | CFD
| Long | 519 | 317.617206165703 ZAR |
EUR 0.22 ordinary | CFD
| Long | 4622 | 13.19287553 GBP |
EUR 0.22 ordinary | CFD
| Long | 232 | 317.612844827586 ZAR |
EUR 0.22 ordinary | CFD
| Long | 686 | 13.11970479 GBP |
EUR 0.22 ordinary | CFD
| Long | 2222 | 13.136787 GBP |
EUR 0.22 ordinary | CFD
| Long | 6078 | 315.8367588 ZAR |
EUR 0.22 ordinary | CFD
| Long | 7255 | 13.1047463598 GBP |
EUR 0.22 ordinary | CFD
| Long | 7255 | 13.0678422516 GBP |
EUR 0.22 ordinary | CFD
| Long | 13006 | 13.255927147 GBP |
EUR 0.22 ordinary | CFD
| Long | 7963 | 13.3009739426 GBP |
EUR 0.22 ordinary | CFD
| Long | 4783 | 13.1408779423 GBP |
EUR 0.22 ordinary | CFD
| Long | 7255 | 13.0477503866 GBP |
EUR 0.22 ordinary | CFD
| Long | 805 | 13.2773416149 GBP |
EUR 0.22 ordinary | CFD
| Long | 360 | 13.13704019 GBP |
EUR 0.22 ordinary | CFD
| Long | 194 | 13.16953905 GBP |
EUR 0.22 ordinary | CFD
| Long | 155 | 13.33087836 GBP |
EUR 0.22 ordinary | CFD
| Long | 7370 | 13.16633733 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 13.095 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 13.3 GBP |
EUR 0.22 ordinary | CFD
| Long | 4066 | 13.33483331 GBP |
EUR 0.22 ordinary | CFD
| Long | 1779 | 13.30376616 GBP |
EUR 0.22 ordinary | CFD
| Long | 119 | 13.1289916 GBP |
EUR 0.22 ordinary | CFD
| Long | 4710 | 13.107603 GBP |
EUR 0.22 ordinary | CFD
| Long | 6917 | 13.13122199 GBP |
EUR 0.22 ordinary | CFD
| Long | 458 | 13.18893559 GBP |
EUR 0.22 ordinary | CFD
| Long | 2157 | 13.099924 GBP |
EUR 0.22 ordinary | CFD
| Long | 4625 | 13.17109305 GBP |
EUR 0.22 ordinary | CFD
| Long | 3833 | 13.16373897 GBP |
EUR 0.22 ordinary | CFD
| Long | 3418 | 13.21332921 GBP |
EUR 0.22 ordinary | CFD
| Long | 64 | 13.11446285 GBP |
EUR 0.22 ordinary | CFD
| Long | 13033 | 13.163169 GBP |
EUR 0.22 ordinary | CFD
| Long | 2829 | 13.18247084 GBP |
EUR 0.22 ordinary | CFD
| Long | 276 | 13.24369565 GBP |
EUR 0.22 ordinary | CFD
| Short | 649 | 13.0846803 GBP |
EUR 0.22 ordinary | CFD
| Short | 82 | 13.13061 GBP |
EUR 0.22 ordinary | CFD
| Short | 15732 | 13.335667 GBP |
EUR 0.22 ordinary | CFD
| Short | 22215 | 13.335 GBP |
EUR 0.22 ordinary | CFD
| Short | 6078 | 315.8367588 ZAR |
EUR 0.22 ordinary | CFD
| Short | 751 | 317.61585885 ZAR |
EUR 0.22 ordinary | CFD
| Short | 16147 | 13.33316947 GBP |
EUR 0.22 ordinary | CFD
| Short | 16221 | 13.16019851 GBP |
EUR 0.22 ordinary | CFD
| Short | 3005 | 13.12156073 GBP |
EUR 0.22 ordinary | CFD
| Short | 1808 | 13.2341 GBP |
EUR 0.22 ordinary | CFD
| Short | 22839 | 13.33520877 GBP |
EUR 0.22 ordinary | CFD
| Short | 5310 | 13.20541109 GBP |
EUR 0.22 ordinary | CFD
| Short | 1673 | 13.1415520023909 GBP |
EUR 0.22 ordinary | CFD
| Short | 1368 | 13.335252997076 GBP |
EUR 0.22 ordinary | CFD
| Short | 482 | 13.131234 GBP |
EUR 0.22 ordinary | CFD
| Short | 4240 | 13.183164 GBP |
EUR 0.22 ordinary | CFD
| Short | 286 | 13.22359 GBP |
EUR 0.22 ordinary | CFD
| Short | 6603 | 13.3352530001515 GBP |
EUR 0.22 ordinary | CFD
| Short | 891 | 13.1415419977553 GBP |
EUR 0.22 ordinary | CFD
| Short | 424 | 13.131228 GBP |
EUR 0.22 ordinary | CFD
| Short | 2373 | 13.183171 GBP |
EUR 0.22 ordinary | CFD
| Short | 1327 | 13.223533 GBP |
EUR 0.22 ordinary | CFD
| Short | 450 | 13.085 GBP |
EUR 0.22 ordinary | CFD
| Short | 139 | 13.210689 GBP |
EUR 0.22 ordinary | CFD
| Short | 107 | 13.262605 GBP |
EUR 0.22 ordinary | CFD
| Short | 19 | 13.140526 GBP |
EUR 0.22 ordinary | CFD
| Short | 63799 | 13.16019875 GBP |
EUR 0.22 ordinary | CFD
| Short | 11817 | 13.12155792 GBP |
EUR 0.22 ordinary | CFD
| Short | 125580 | 13.16019884 GBP |
EUR 0.22 ordinary | CFD
| Short | 23260 | 13.12155761 GBP |
EUR 0.22 ordinary | CFD
| Short | 5091 | 13.20794213 GBP |
EUR 0.22 ordinary | CFD
| Short | 17107 | 13.2093359443503 GBP |
EUR 0.22 ordinary | CFD
| Short | 424 | 13.0942924528302 GBP |
EUR 0.22 ordinary | CFD
| Short | 72 | 13.055 GBP |
EUR 0.22 ordinary | CFD
| Short | 16585 | 13.298371 GBP |
EUR 0.22 ordinary | CFD
| Short | 3144 | 13.235 GBP |
EUR 0.22 ordinary | CFD
| Short | 7487 | 317.22140243 ZAR |
EUR 0.22 ordinary | CFD
| Short | 150000 | 13.17 GBP |
EUR 0.22 ordinary | CFD
| Short | 5113 | 13.22818789 GBP |
EUR 0.22 ordinary | CFD
| Short | 28169 | 13.23780148 GBP |
EUR 0.22 ordinary | CFD
| Short | 580 | 13.13019 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 13.125 GBP |
EUR 0.22 ordinary | CFD
| Short | 352 | 13.17630682 GBP |
EUR 0.22 ordinary | CFD
| Short | 6453 | 13.310287 GBP |
EUR 0.22 ordinary | CFD
| Short | 425 | 13.0708835811765 GBP |
EUR 0.22 ordinary | CFD
| Short | 12560 | 13.12524 GBP |
EUR 0.22 ordinary | CFD
| Short | 10140 | 13.179839 GBP |
EUR 0.22 ordinary | CFD
| Short | 408 | 13.280104 GBP |
EUR 0.22 ordinary | CFD
| Short | 1414 | 13.201152758133 GBP |
EUR 0.22 ordinary | CFD
| Short | 1818 | 13.17353036 GBP |
EUR 0.22 ordinary | CFD
| Short | 1756 | 13.15809719 GBP |
EUR 0.22 ordinary | CFD
| Short | 1 | 13.14 GBP |
EUR 0.22 ordinary | CFD
| Short | 2342 | 13.141684 GBP |
EUR 0.22 ordinary | CFD
| Short | 1 | 13.26 GBP |
EUR 0.22 ordinary | CFD
| Short | 6082 | 13.25082868 GBP |
EUR 0.22 ordinary | CFD
| Short | 35030 | 13.2243 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 20 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi