18th Apr 2024 11:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MONDI PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SMITH (DS) PLC |
(d) Date dealing undertaken: | 17 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Purchases | 1,139,435 | 13.8407 GBP | 13.5400 GBP |
EUR 0.22 ordinary | Sales | 1,803,913 | 13.8250 GBP | 13.5400 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD | Reducing a long position | 7,330 | 13.5810 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 6,618 | 13.5996 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 14,305 | 13.6022 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 7,692 | 13.6063 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 103 | 13.6216 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 3,520 | 13.6216 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 44 | 13.6216 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 996 | 13.6216 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 307 | 13.6233 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 9,039 | 13.6233 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 129 | 13.6233 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,556 | 13.6233 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 32,307 | 13.6237 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 24,200 | 13.6258 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 5,470 | 13.6349 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 19,212 | 13.6349 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 321 | 13.6351 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 21,759 | 13.6355 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,182 | 13.6361 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 3,414 | 13.6364 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 171 | 13.6366 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 14,416 | 13.6370 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 18,458 | 13.6372 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 19,775 | 13.6380 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 11,690 | 13.6489 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 20,000 | 13.6618 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 5,470 | 13.6692 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1,373 | 13.6703 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 46 | 13.6977 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1,551 | 13.6977 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 17 | 13.6977 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 439 | 13.6977 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 2,041 | 13.7000 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 25 | 13.7171 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 169 | 13.7171 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 171 | 13.7184 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 226 | 13.7199 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1 | 13.7201 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 57 | 13.7214 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 59 | 13.7221 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1,584 | 13.7493 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 76 | 13.7650 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 526 | 13.7650 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 62 | 13.7650 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 70 | 13.7650 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 220 | 13.7650 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 250 | 13.7650 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 94 | 13.7800 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,959 | 13.7800 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 34 | 13.7800 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 837 | 13.7800 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 8,940 | 13.7845 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 52 | 13.8435 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 869 | 13.8435 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 48 | 13.8435 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 283 | 321.3014 ZAR |
EUR 0.22 ordinary | CFD | Reducing a short position | 1,693 | 321.3014 ZAR |
EUR 0.22 ordinary | CFD | Opening a short position | 24,000 | 322.4253 ZAR |
EUR 0.22 ordinary | SWAP | Reducing a long position | 557 | 13.7165 GBP |
EUR 0.22 ordinary | SWAP | Increasing a short position | 1,976 | 321.3979 ZAR |
EUR 0.22 ordinary | SWAP | Reducing a short position | 680,240 | 321.4782 ZAR |
EUR 0.22 ordinary | SWAP | Reducing a short position | 19,760 | 321.4782 ZAR |
EUR 0.22 ordinary | SWAP | Reducing a short position | 24,000 | 322.3286 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 18 April 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi