15th Feb 2024 11:05
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 14 February 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 761855 | 13.62000 GBP | 13.40000 GBP |
EUR 0.22 ordinary | Sell
| 775182 | 13.68218 GBP | 13.51868 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 29662 | 325.093499764008 ZAR |
EUR 0.22 ordinary | CFD
| Long | 14563 | 13.555001 GBP |
EUR 0.22 ordinary | CFD
| Long | 673 | 13.578302 GBP |
EUR 0.22 ordinary | CFD
| Long | 91 | 13.584066 GBP |
EUR 0.22 ordinary | CFD
| Long | 707 | 13.525615 GBP |
EUR 0.22 ordinary | CFD
| Long | 11 | 13.485 GBP |
EUR 0.22 ordinary | CFD
| Long | 6787 | 13.524324 GBP |
EUR 0.22 ordinary | CFD
| Long | 5 | 13.5066492 GBP |
EUR 0.22 ordinary | CFD
| Long | 10822 | 13.525 GBP |
EUR 0.22 ordinary | CFD
| Long | 2796 | 13.538455 GBP |
EUR 0.22 ordinary | CFD
| Long | 973 | 13.526095 GBP |
EUR 0.22 ordinary | CFD
| Long | 4681 | 13.594696 GBP |
EUR 0.22 ordinary | CFD
| Long | 9724 | 13.530094 GBP |
EUR 0.22 ordinary | CFD
| Long | 14391 | 13.569141 GBP |
EUR 0.22 ordinary | CFD
| Long | 20030 | 13.548415 GBP |
EUR 0.22 ordinary | CFD
| Long | 7871 | 13.6018700373523 GBP |
EUR 0.22 ordinary | CFD
| Long | 1644 | 13.5399727992701 GBP |
EUR 0.22 ordinary | CFD
| Long | 1907 | 13.524729 GBP |
EUR 0.22 ordinary | CFD
| Long | 1529 | 13.484392 GBP |
EUR 0.22 ordinary | CFD
| Long | 76 | 13.56 GBP |
EUR 0.22 ordinary | CFD
| Long | 10507 | 13.527192 GBP |
EUR 0.22 ordinary | CFD
| Long | 350 | 13.5359 GBP |
EUR 0.22 ordinary | CFD
| Long | 6101 | 323.78227832 ZAR |
EUR 0.22 ordinary | CFD
| Long | 67272 | 325.093513497443 ZAR |
EUR 0.22 ordinary | CFD
| Long | 13886 | 13.52445909 GBP |
EUR 0.22 ordinary | CFD
| Long | 1884 | 13.5850067 GBP |
EUR 0.22 ordinary | CFD
| Long | 514 | 13.55305972 GBP |
EUR 0.22 ordinary | CFD
| Long | 4991 | 13.52503051 GBP |
EUR 0.22 ordinary | CFD
| Long | 60269 | 325.24560371 ZAR |
EUR 0.22 ordinary | CFD
| Long | 328 | 13.57 GBP |
EUR 0.22 ordinary | CFD
| Long | 1120 | 13.455 GBP |
EUR 0.22 ordinary | CFD
| Short | 3478 | 13.55639951 GBP |
EUR 0.22 ordinary | CFD
| Short | 100268 | 13.525 GBP |
EUR 0.22 ordinary | CFD
| Short | 11393 | 13.524117 GBP |
EUR 0.22 ordinary | CFD
| Short | 2815 | 13.487728 GBP |
EUR 0.22 ordinary | CFD
| Short | 4249 | 13.52610017 GBP |
EUR 0.22 ordinary | CFD
| Short | 199 | 13.581869 GBP |
EUR 0.22 ordinary | CFD
| Short | 982 | 13.525672 GBP |
EUR 0.22 ordinary | CFD
| Short | 1167 | 13.4001675 GBP |
EUR 0.22 ordinary | CFD
| Short | 900 | 13.52782222 GBP |
EUR 0.22 ordinary | CFD
| Short | 207 | 13.450193 GBP |
EUR 0.22 ordinary | CFD
| Short | 256 | 13.536309 GBP |
EUR 0.22 ordinary | CFD
| Short | 258 | 13.533585 GBP |
EUR 0.22 ordinary | CFD
| Short | 10619 | 13.529213 GBP |
EUR 0.22 ordinary | CFD
| Short | 8043 | 13.530263 GBP |
EUR 0.22 ordinary | CFD
| Short | 17406 | 13.52966563 GBP |
EUR 0.22 ordinary | CFD
| Short | 96934 | 325.09350929 ZAR |
EUR 0.22 ordinary | CFD
| Short | 60269 | 325.24560371 ZAR |
EUR 0.22 ordinary | CFD
| Short | 16010 | 13.525097 GBP |
EUR 0.22 ordinary | CFD
| Short | 441 | 13.546485 GBP |
EUR 0.22 ordinary | CFD
| Short | 1824 | 13.55083748 GBP |
EUR 0.22 ordinary | CFD
| Short | 1636 | 13.56578041 GBP |
EUR 0.22 ordinary | CFD
| Short | 3409 | 13.55418955 GBP |
EUR 0.22 ordinary | CFD
| Short | 687 | 13.5511948 GBP |
EUR 0.22 ordinary | CFD
| Short | 2307 | 13.56757498 GBP |
EUR 0.22 ordinary | CFD
| Short | 2242 | 13.56013561 GBP |
EUR 0.22 ordinary | CFD
| Short | 928 | 13.54485444 GBP |
EUR 0.22 ordinary | CFD
| Short | 853 | 13.55010202 GBP |
EUR 0.22 ordinary | CFD
| Short | 58800 | 13.5067134353742 GBP |
EUR 0.22 ordinary | CFD
| Short | 6101 | 323.78227832 ZAR |
EUR 0.22 ordinary | CFD
| Short | 480 | 13.535 GBP |
EUR 0.22 ordinary | CFD
| Short | 4050 | 13.515695 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 15 February 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi