26th Feb 2024 11:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 23 February 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 262798 | 14.27000 GBP | 14.12720 GBP |
EUR 0.22 ordinary | Sell
| 215527 | 14.27000 GBP | 14.12720 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 827 | 14.2217896009673 GBP |
EUR 0.22 ordinary | CFD
| Long | 31 | 14.17482281 GBP |
EUR 0.22 ordinary | CFD
| Long | 1458 | 348.65631001 ZAR |
EUR 0.22 ordinary | CFD
| Long | 598 | 14.255 GBP |
EUR 0.22 ordinary | CFD
| Long | 10765 | 14.25365158 GBP |
EUR 0.22 ordinary | CFD
| Long | 336 | 14.22725482 GBP |
EUR 0.22 ordinary | CFD
| Long | 12900 | 14.2141356589147 GBP |
EUR 0.22 ordinary | CFD
| Long | 6435 | 348.3360202 ZAR |
EUR 0.22 ordinary | CFD
| Long | 912 | 14.247072 GBP |
EUR 0.22 ordinary | CFD
| Long | 3197 | 14.241572 GBP |
EUR 0.22 ordinary | CFD
| Long | 159 | 14.261085 GBP |
EUR 0.22 ordinary | CFD
| Long | 186 | 14.21 GBP |
EUR 0.22 ordinary | CFD
| Long | 8309 | 14.2230579223252 GBP |
EUR 0.22 ordinary | CFD
| Long | 1783 | 14.254285 GBP |
EUR 0.22 ordinary | CFD
| Long | 212 | 14.25 GBP |
EUR 0.22 ordinary | CFD
| Long | 3962 | 14.20395255 GBP |
EUR 0.22 ordinary | CFD
| Long | 1503 | 14.25482181 GBP |
EUR 0.22 ordinary | CFD
| Long | 5845 | 14.216075 GBP |
EUR 0.22 ordinary | CFD
| Long | 6622 | 14.219196 GBP |
EUR 0.22 ordinary | CFD
| Long | 3531 | 14.2229974599264 GBP |
EUR 0.22 ordinary | CFD
| Long | 3180 | 14.211424 GBP |
EUR 0.22 ordinary | CFD
| Long | 578 | 14.228208 GBP |
EUR 0.22 ordinary | CFD
| Long | 289 | 14.234715 GBP |
EUR 0.22 ordinary | CFD
| Long | 9489 | 14.219379 GBP |
EUR 0.22 ordinary | CFD
| Short | 13201 | 14.252562 GBP |
EUR 0.22 ordinary | CFD
| Short | 89 | 14.237472 GBP |
EUR 0.22 ordinary | CFD
| Short | 6435 | 348.3360202 ZAR |
EUR 0.22 ordinary | CFD
| Short | 7830 | 14.255 GBP |
EUR 0.22 ordinary | CFD
| Short | 1576 | 14.22124328 GBP |
EUR 0.22 ordinary | CFD
| Short | 176 | 14.23049805 GBP |
EUR 0.22 ordinary | CFD
| Short | 3261 | 14.21420263 GBP |
EUR 0.22 ordinary | CFD
| Short | 2236 | 14.22373238 GBP |
EUR 0.22 ordinary | CFD
| Short | 1176 | 14.20153445 GBP |
EUR 0.22 ordinary | CFD
| Short | 2676 | 14.1960742 GBP |
EUR 0.22 ordinary | CFD
| Short | 1458 | 348.65631001 ZAR |
EUR 0.22 ordinary | CFD
| Short | 355 | 14.219697 GBP |
EUR 0.22 ordinary | CFD
| Short | 10878 | 14.242927 GBP |
EUR 0.22 ordinary | CFD
| Short | 2036 | 14.215209 GBP |
EUR 0.22 ordinary | CFD
| Short | 27518 | 14.248293 GBP |
EUR 0.22 ordinary | CFD
| Short | 1285 | 14.221455 GBP |
EUR 0.22 ordinary | CFD
| Short | 82 | 14.221006 GBP |
EUR 0.22 ordinary | CFD
| Short | 937 | 14.224552 GBP |
EUR 0.22 ordinary | CFD
| Short | 893 | 14.239127 GBP |
EUR 0.22 ordinary | CFD
| Short | 99 | 14.2319557232324 GBP |
EUR 0.22 ordinary | CFD
| Short | 887 | 14.25517819 GBP |
EUR 0.22 ordinary | CFD
| Short | 480 | 14.195208 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 14.21 GBP |
EUR 0.22 ordinary | CFD
| Short | 66 | 14.18984849 GBP |
EUR 0.22 ordinary | CFD
| Short | 4463 | 14.240603 GBP |
EUR 0.22 ordinary | CFD
| Short | 305 | 14.2323985075 GBP |
EUR 0.22 ordinary | CFD
| Short | 4584 | 14.21190827 GBP |
EUR 0.22 ordinary | CFD
| Short | 1694 | 14.23178276 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 26 February 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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