5th Mar 2024 11:58
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 04 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 468940 | 14.08387 GBP | 13.66500 GBP |
EUR 0.22 ordinary | Sell
| 784719 | 14.07463 GBP | 13.66500 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 943 | 13.82538391 GBP |
EUR 0.22 ordinary | CFD
| Long | 84 | 13.8172619 GBP |
EUR 0.22 ordinary | CFD
| Long | 15923 | 331.19426804 ZAR |
EUR 0.22 ordinary | CFD
| Long | 2075 | 333.23830843 ZAR |
EUR 0.22 ordinary | CFD
| Long | 858 | 13.7756 GBP |
EUR 0.22 ordinary | CFD
| Long | 25766 | 13.84 GBP |
EUR 0.22 ordinary | CFD
| Long | 14449 | 13.7716139525227 GBP |
EUR 0.22 ordinary | CFD
| Long | 12308 | 13.83442941 GBP |
EUR 0.22 ordinary | CFD
| Long | 1900 | 13.7858684210526 GBP |
EUR 0.22 ordinary | CFD
| Long | 2100 | 13.7446809523809 GBP |
EUR 0.22 ordinary | CFD
| Long | 415 | 13.805228 GBP |
EUR 0.22 ordinary | CFD
| Long | 108 | 13.83458495 GBP |
EUR 0.22 ordinary | CFD
| Long | 211 | 13.7844486 GBP |
EUR 0.22 ordinary | CFD
| Long | 1 | 13.86 GBP |
EUR 0.22 ordinary | CFD
| Long | 4722 | 13.779909 GBP |
EUR 0.22 ordinary | CFD
| Long | 2275 | 13.839827 GBP |
EUR 0.22 ordinary | CFD
| Long | 1632 | 13.771354 GBP |
EUR 0.22 ordinary | CFD
| Long | 214 | 13.88397196 GBP |
EUR 0.22 ordinary | CFD
| Long | 28972 | 13.791903 GBP |
EUR 0.22 ordinary | CFD
| Long | 200000 | 13.7425 GBP |
EUR 0.22 ordinary | CFD
| Long | 4307 | 13.7716136521941 GBP |
EUR 0.22 ordinary | CFD
| Long | 42889 | 13.824083 GBP |
EUR 0.22 ordinary | CFD
| Long | 7288 | 13.8347839 GBP |
EUR 0.22 ordinary | CFD
| Long | 991 | 13.749551 GBP |
EUR 0.22 ordinary | CFD
| Long | 992 | 13.7555444 GBP |
EUR 0.22 ordinary | CFD
| Long | 4113 | 14.074639 GBP |
EUR 0.22 ordinary | CFD
| Long | 3172 | 13.75045082 GBP |
EUR 0.22 ordinary | CFD
| Long | 1787 | 13.745523 GBP |
EUR 0.22 ordinary | CFD
| Long | 933 | 13.76561629 GBP |
EUR 0.22 ordinary | CFD
| Long | 383 | 13.7842807 GBP |
EUR 0.22 ordinary | CFD
| Long | 42 | 13.78874004 GBP |
EUR 0.22 ordinary | CFD
| Long | 21279 | 13.839308 GBP |
EUR 0.22 ordinary | CFD
| Long | 12888 | 333.90131906 ZAR |
EUR 0.22 ordinary | CFD
| Short | 700 | 13.8275567329 GBP |
EUR 0.22 ordinary | CFD
| Short | 1099 | 13.749613 GBP |
EUR 0.22 ordinary | CFD
| Short | 1440 | 333.238034722222 ZAR |
EUR 0.22 ordinary | CFD
| Short | 12688 | 13.8328332 GBP |
EUR 0.22 ordinary | CFD
| Short | 2724 | 13.82662745 GBP |
EUR 0.22 ordinary | CFD
| Short | 3757 | 13.87453803 GBP |
EUR 0.22 ordinary | CFD
| Short | 3289 | 13.78940554 GBP |
EUR 0.22 ordinary | CFD
| Short | 2173 | 13.84241958 GBP |
EUR 0.22 ordinary | CFD
| Short | 297 | 13.96178494 GBP |
EUR 0.22 ordinary | CFD
| Short | 68 | 13.97548913 GBP |
EUR 0.22 ordinary | CFD
| Short | 122 | 13.8204146 GBP |
EUR 0.22 ordinary | CFD
| Short | 97 | 13.82400768 GBP |
EUR 0.22 ordinary | CFD
| Short | 100 | 13.8058283 GBP |
EUR 0.22 ordinary | CFD
| Short | 1 | 13.96 GBP |
EUR 0.22 ordinary | CFD
| Short | 3957 | 13.7252564 GBP |
EUR 0.22 ordinary | CFD
| Short | 42437 | 13.84 GBP |
EUR 0.22 ordinary | CFD
| Short | 1093 | 13.842855 GBP |
EUR 0.22 ordinary | CFD
| Short | 684 | 13.98020468 GBP |
EUR 0.22 ordinary | CFD
| Short | 216 | 13.840173 GBP |
EUR 0.22 ordinary | CFD
| Short | 1 | 13.73 GBP |
EUR 0.22 ordinary | CFD
| Short | 3888 | 13.75807613 GBP |
EUR 0.22 ordinary | CFD
| Short | 17527 | 13.761617 GBP |
EUR 0.22 ordinary | CFD
| Short | 15294 | 13.731686 GBP |
EUR 0.22 ordinary | CFD
| Short | 1098 | 13.775973 GBP |
EUR 0.22 ordinary | CFD
| Short | 125 | 13.752515 GBP |
EUR 0.22 ordinary | CFD
| Short | 100 | 13.8400002 GBP |
EUR 0.22 ordinary | CFD
| Short | 1964 | 13.8548499027495 GBP |
EUR 0.22 ordinary | CFD
| Short | 56 | 13.820982 GBP |
EUR 0.22 ordinary | CFD
| Short | 59 | 13.811186 GBP |
EUR 0.22 ordinary | CFD
| Short | 3230 | 13.749264 GBP |
EUR 0.22 ordinary | CFD
| Short | 635 | 333.238929133858 ZAR |
EUR 0.22 ordinary | CFD
| Short | 6841 | 13.740573 GBP |
EUR 0.22 ordinary | CFD
| Short | 8344 | 13.7678455 GBP |
EUR 0.22 ordinary | CFD
| Short | 8088 | 14.08388 GBP |
EUR 0.22 ordinary | CFD
| Short | 114 | 13.83184211 GBP |
EUR 0.22 ordinary | CFD
| Short | 155 | 13.81764516 GBP |
EUR 0.22 ordinary | CFD
| Short | 15923 | 331.19426804 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1034 | 13.761074 GBP |
EUR 0.22 ordinary | CFD
| Short | 12888 | 333.90131906 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 05 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi