14th Mar 2024 11:45
This announcement replaces the previous RNS announcement 7197G released at 12:00 on the 13th March 2024. Amendments to sections 2a and 2b. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 12 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 383586 | 13.57616 GBP | 13.28666 GBP |
EUR 0.22 ordinary | Sell
| 1260599 | 13.56642 GBP | 13.28666 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 1768 | 13.324468 GBP |
EUR 0.22 ordinary | CFD
| Long | 7880 | 320.58977792 ZAR |
EUR 0.22 ordinary | CFD
| Long | 135000 | 13.3906 GBP |
EUR 0.22 ordinary | CFD
| Long | 54000 | 13.419235 GBP |
EUR 0.22 ordinary | CFD
| Long | 540000 | 13.428808 GBP |
EUR 0.22 ordinary | CFD
| Long | 100000 | 13.3917 GBP |
EUR 0.22 ordinary | CFD
| Long | 43200 | 13.41670394 GBP |
EUR 0.22 ordinary | CFD
| Long | 270000 | 13.40184974 GBP |
EUR 0.22 ordinary | CFD
| Long | 1816 | 13.54609581 GBP |
EUR 0.22 ordinary | CFD
| Long | 139 | 13.43 GBP |
EUR 0.22 ordinary | CFD
| Long | 12991 | 13.29 GBP |
EUR 0.22 ordinary | CFD
| Long | 91 | 320.54 ZAR |
EUR 0.22 ordinary | CFD
| Long | 9545 | 320.40699738 ZAR |
EUR 0.22 ordinary | CFD
| Long | 135000 | 13.26010 GBP |
EUR 0.22 ordinary | CFD
| Long | 6351 | 13.42 GBP |
EUR 0.22 ordinary | CFD
| Long | 307 | 319.51713355 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1759 | 13.43688567 GBP |
EUR 0.22 ordinary | CFD
| Long | 15985 | 13.4468613 GBP |
EUR 0.22 ordinary | CFD
| Long | 2033 | 13.43127485 GBP |
EUR 0.22 ordinary | CFD
| Long | 1993 | 13.42308386 GBP |
EUR 0.22 ordinary | CFD
| Long | 1416 | 13.4250633 GBP |
EUR 0.22 ordinary | CFD
| Long | 136 | 13.34543889 GBP |
EUR 0.22 ordinary | CFD
| Long | 23714 | 13.2971 GBP |
EUR 0.22 ordinary | CFD
| Long | 1408 | 13.436964 GBP |
EUR 0.22 ordinary | CFD
| Long | 928 | 13.405286 GBP |
EUR 0.22 ordinary | CFD
| Long | 312 | 13.45 GBP |
EUR 0.22 ordinary | CFD
| Long | 101 | 13.2928898 GBP |
EUR 0.22 ordinary | CFD
| Long | 282 | 13.495 GBP |
EUR 0.22 ordinary | CFD
| Long | 94 | 13.564362 GBP |
EUR 0.22 ordinary | CFD
| Long | 2610 | 13.39152874 GBP |
EUR 0.22 ordinary | CFD
| Long | 1869 | 13.44374 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 13.345 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 13.465 GBP |
EUR 0.22 ordinary | CFD
| Long | 141 | 13.56404255 GBP |
EUR 0.22 ordinary | CFD
| Short | 10118 | 13.4483020359755 GBP |
EUR 0.22 ordinary | CFD
| Short | 2979 | 13.3875831745 GBP |
EUR 0.22 ordinary | CFD
| Short | 91 | 320.54 ZAR |
EUR 0.22 ordinary | CFD
| Short | 9545 | 320.40699738 ZAR |
EUR 0.22 ordinary | CFD
| Short | 38865 | 13.29 GBP |
EUR 0.22 ordinary | CFD
| Short | 99 | 13.352323 GBP |
EUR 0.22 ordinary | CFD
| Short | 97 | 13.348763 GBP |
EUR 0.22 ordinary | CFD
| Short | 15081 | 13.350605 GBP |
EUR 0.22 ordinary | CFD
| Short | 4013 | 13.39696 GBP |
EUR 0.22 ordinary | CFD
| Short | 7576 | 13.3938159978881 GBP |
EUR 0.22 ordinary | CFD
| Short | 7996 | 13.36492371 GBP |
EUR 0.22 ordinary | CFD
| Short | 8402 | 13.3759 GBP |
EUR 0.22 ordinary | CFD
| Short | 7880 | 320.58977792 ZAR |
EUR 0.22 ordinary | CFD
| Short | 212 | 319.517075471698 ZAR |
EUR 0.22 ordinary | CFD
| Short | 4919 | 13.2917353 GBP |
EUR 0.22 ordinary | CFD
| Short | 7367 | 13.28830688 GBP |
EUR 0.22 ordinary | CFD
| Short | 2599 | 13.4886233 GBP |
EUR 0.22 ordinary | CFD
| Short | 2735 | 13.47172835 GBP |
EUR 0.22 ordinary | CFD
| Short | 1438 | 13.46536696 GBP |
EUR 0.22 ordinary | CFD
| Short | 1161 | 13.47816767 GBP |
EUR 0.22 ordinary | CFD
| Short | 685 | 13.44422966 GBP |
EUR 0.22 ordinary | CFD
| Short | 95 | 319.517263157895 ZAR |
EUR 0.22 ordinary | CFD
| Short | 4081 | 13.43610206 GBP |
EUR 0.22 ordinary | CFD
| Short | 23716 | 13.38891 GBP |
EUR 0.22 ordinary | CFD
| Short | 4981 | 13.43917788 GBP |
EUR 0.22 ordinary | CFD
| Short | 4511 | 13.4285136 GBP |
EUR 0.22 ordinary | CFD
| Short | 1928 | 13.3971473 GBP |
EUR 0.22 ordinary | CFD
| Short | 1035 | 13.290667 GBP |
EUR 0.22 ordinary | CFD
| Short | 1038 | 13.290665 GBP |
EUR 0.22 ordinary | CFD
| Short | 8189 | 13.354687 GBP |
EUR 0.22 ordinary | CFD
| Short | 5 | 13.44 GBP |
EUR 0.22 ordinary | CFD
| Short | 5056 | 13.356952 GBP |
EUR 0.22 ordinary | CFD
| Short | 11447 | 13.37157858 GBP |
EUR 0.22 ordinary | CFD
| Short | 1710 | 13.29016613 GBP |
EUR 0.22 ordinary | CFD
| Short | 1619 | 13.37061767 GBP |
EUR 0.22 ordinary | CFD
| Short | 502 | 13.463924 GBP |
EUR 0.22 ordinary | CFD
| Short | 212 | 13.41 GBP |
EUR 0.22 ordinary | CFD
| Short | 43882 | 13.3920892393236 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 14 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi