13th Mar 2024 12:14
This announcement replaces the previous RNS announcement 5459G released at 12:05 on the 12th March 2024. Amendments to sections 2a and 2b. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 11 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 993880 | 13.72007 GBP | 13.25753 GBP |
EUR 0.22 ordinary | Sell
| 645950 | 13.68512 GBP | 13.25753 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 7303 | 13.321928 GBP |
EUR 0.22 ordinary | CFD
| Long | 1044 | 13.4616318 GBP |
EUR 0.22 ordinary | CFD
| Long | 7353 | 13.491227 GBP |
EUR 0.22 ordinary | CFD
| Long | 164 | 13.39840088 GBP |
EUR 0.22 ordinary | CFD
| Long | 3264 | 13.362503 GBP |
EUR 0.22 ordinary | CFD
| Long | 54000 | 13.467975 GBP |
EUR 0.22 ordinary | CFD
| Long | 893 | 13.31569989 GBP |
EUR 0.22 ordinary | CFD
| Long | 900 | 13.46952855 GBP |
EUR 0.22 ordinary | CFD
| Long | 10214 | 13.4763276 GBP |
EUR 0.22 ordinary | CFD
| Long | 54000 | 13.41802796 GBP |
EUR 0.22 ordinary | CFD
| Long | 49 | 13.48071429 GBP |
EUR 0.22 ordinary | CFD
| Long | 141 | 13.554326 GBP |
EUR 0.22 ordinary | CFD
| Long | 76 | 13.49452768 GBP |
EUR 0.22 ordinary | CFD
| Long | 9169 | 13.495 GBP |
EUR 0.22 ordinary | CFD
| Long | 8252 | 13.46516976 GBP |
EUR 0.22 ordinary | CFD
| Long | 58 | 13.26983667 GBP |
EUR 0.22 ordinary | CFD
| Long | 703 | 13.43847795 GBP |
EUR 0.22 ordinary | CFD
| Long | 135000 | 13.361625 GBP |
EUR 0.22 ordinary | CFD
| Long | 1135 | 13.36459031 GBP |
EUR 0.22 ordinary | CFD
| Long | 48377 | 320.21633111 ZAR |
EUR 0.22 ordinary | CFD
| Long | 6093 | 13.46024773 GBP |
EUR 0.22 ordinary | CFD
| Long | 123 | 13.52848709 GBP |
EUR 0.22 ordinary | CFD
| Long | 7240 | 13.48597015 GBP |
EUR 0.22 ordinary | CFD
| Long | 884 | 13.3861751 GBP |
EUR 0.22 ordinary | CFD
| Long | 1217 | 13.467666 GBP |
EUR 0.22 ordinary | CFD
| Long | 11656 | 319.07864276 ZAR |
EUR 0.22 ordinary | CFD
| Long | 285 | 13.47601955 GBP |
EUR 0.22 ordinary | CFD
| Long | 2153 | 319.42 ZAR |
EUR 0.22 ordinary | CFD
| Long | 973 | 13.47000 GBP |
EUR 0.22 ordinary | CFD
| Short | 111792 | 13.42054 GBP |
EUR 0.22 ordinary | CFD
| Short | 192792 | 13.37329 GBP |
EUR 0.22 ordinary | CFD
| Short | 4845 | 13.37017271 GBP |
EUR 0.22 ordinary | CFD
| Short | 254429 | 13.42597 GBP |
EUR 0.22 ordinary | CFD
| Short | 48377 | 320.21633111 ZAR |
EUR 0.22 ordinary | CFD
| Short | 20724 | 13.3507826674387 GBP |
EUR 0.22 ordinary | CFD
| Short | 4544 | 13.3893 GBP |
EUR 0.22 ordinary | CFD
| Short | 2153 | 319.42 ZAR |
EUR 0.22 ordinary | CFD
| Short | 8956 | 13.3546559068781 GBP |
EUR 0.22 ordinary | CFD
| Short | 284 | 13.425845 GBP |
EUR 0.22 ordinary | CFD
| Short | 119509 | 13.3391700206679 GBP |
EUR 0.22 ordinary | CFD
| Short | 268 | 13.431772 GBP |
EUR 0.22 ordinary | CFD
| Short | 6823 | 13.37363089 GBP |
EUR 0.22 ordinary | CFD
| Short | 268 | 13.28289179 GBP |
EUR 0.22 ordinary | CFD
| Short | 20082 | 13.495 GBP |
EUR 0.22 ordinary | CFD
| Short | 1231 | 13.36766 GBP |
EUR 0.22 ordinary | CFD
| Short | 11656 | 319.07864276 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1051 | 13.495671 GBP |
EUR 0.22 ordinary | CFD
| Short | 2335 | 13.466625 GBP |
EUR 0.22 ordinary | CFD
| Short | 6699 | 13.324895 GBP |
EUR 0.22 ordinary | CFD
| Short | 3598 | 13.35972758 GBP |
EUR 0.22 ordinary | CFD
| Short | 4631 | 13.369564 GBP |
EUR 0.22 ordinary | CFD
| Short | 10422 | 13.415377 GBP |
EUR 0.22 ordinary | CFD
| Short | 1122 | 13.495677 GBP |
EUR 0.22 ordinary | CFD
| Short | 29084 | 13.4874 GBP |
EUR 0.22 ordinary | CFD
| Short | 5444 | 13.332363 GBP |
EUR 0.22 ordinary | CFD
| Short | 5658 | 13.330027 GBP |
EUR 0.22 ordinary | CFD
| Short | 16442 | 13.359359 GBP |
EUR 0.22 ordinary | CFD
| Short | 2405 | 13.34067169 GBP |
EUR 0.22 ordinary | CFD
| Short | 719 | 13.55602225 GBP |
EUR 0.22 ordinary | CFD
| Short | 963 | 13.4970301142264 GBP |
EUR 0.22 ordinary | CFD
| Short | 28160 | 13.35398597 GBP |
EUR 0.22 ordinary | CFD
| Short | 5628 | 13.44008596 GBP |
EUR 0.22 ordinary | CFD
| Short | 11846 | 13.3933353 GBP |
EUR 0.22 ordinary | CFD
| Short | 2231 | 13.493831 GBP |
EUR 0.22 ordinary | CFD
| Short | 2561 | 13.3191898 GBP |
EUR 0.22 ordinary | CFD
| Short | 1891 | 13.3487202538339 GBP |
EUR 0.22 ordinary | CFD
| Short | 6137 | 13.4935188 GBP |
EUR 0.22 ordinary | CFD
| Short | 33 | 13.323485 GBP |
EUR 0.22 ordinary | CFD
| Short | 873 | 318.66 ZAR |
EUR 0.22 ordinary | CFD
| Short | 951 | 13.30626972 GBP |
EUR 0.22 ordinary | CFD
| Short | 60000 | 13.38491 GBP |
EUR 0.22 ordinary | CFD
| Short | 13453 | 13.327655 GBP |
EUR 0.22 ordinary | CFD
| Short | 3938 | 13.490192 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 13 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi