22nd Feb 2024 11:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 21 February 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 566180 | 13.87103 GBP | 13.56949 GBP |
EUR 0.22 ordinary | Sell
| 430977 | 13.86503 GBP | 13.58951 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 16443 | 13.813551 GBP |
EUR 0.22 ordinary | CFD
| Long | 12237 | 326.43936177 ZAR |
EUR 0.22 ordinary | CFD
| Long | 2099 | 13.85499954 GBP |
EUR 0.22 ordinary | CFD
| Long | 2920 | 13.754399 GBP |
EUR 0.22 ordinary | CFD
| Long | 99 | 13.76810606 GBP |
EUR 0.22 ordinary | CFD
| Long | 61093 | 13.855 GBP |
EUR 0.22 ordinary | CFD
| Long | 841 | 13.8529250891795 GBP |
EUR 0.22 ordinary | CFD
| Long | 650 | 13.758954 GBP |
EUR 0.22 ordinary | CFD
| Long | 289 | 13.8344051 GBP |
EUR 0.22 ordinary | CFD
| Long | 408 | 13.78726253 GBP |
EUR 0.22 ordinary | CFD
| Long | 1660 | 13.74151903 GBP |
EUR 0.22 ordinary | CFD
| Long | 4465 | 13.85482681 GBP |
EUR 0.22 ordinary | CFD
| Long | 5845 | 13.74559417 GBP |
EUR 0.22 ordinary | CFD
| Long | 127 | 13.7524714 GBP |
EUR 0.22 ordinary | CFD
| Long | 1352 | 13.768447 GBP |
EUR 0.22 ordinary | CFD
| Long | 850 | 13.75463916 GBP |
EUR 0.22 ordinary | CFD
| Long | 1154 | 13.74225731 GBP |
EUR 0.22 ordinary | CFD
| Long | 16221 | 13.822731 GBP |
EUR 0.22 ordinary | CFD
| Long | 1201 | 13.78696124 GBP |
EUR 0.22 ordinary | CFD
| Long | 26681 | 13.821776 GBP |
EUR 0.22 ordinary | CFD
| Long | 3788 | 13.854723 GBP |
EUR 0.22 ordinary | CFD
| Long | 3873 | 13.783086 GBP |
EUR 0.22 ordinary | CFD
| Long | 446 | 13.781592 GBP |
EUR 0.22 ordinary | CFD
| Long | 12 | 13.8233333333333 GBP |
EUR 0.22 ordinary | CFD
| Long | 18174 | 13.853215 GBP |
EUR 0.22 ordinary | CFD
| Long | 30 | 13.82133333 GBP |
EUR 0.22 ordinary | CFD
| Long | 32010 | 13.806018 GBP |
EUR 0.22 ordinary | CFD
| Long | 1139 | 328.02791923 ZAR |
EUR 0.22 ordinary | CFD
| Short | 12237 | 326.43936177 ZAR |
EUR 0.22 ordinary | CFD
| Short | 5516 | 13.759605 GBP |
EUR 0.22 ordinary | CFD
| Short | 24349 | 13.7592011992279 GBP |
EUR 0.22 ordinary | CFD
| Short | 746 | 13.7491554959786 GBP |
EUR 0.22 ordinary | CFD
| Short | 1605 | 13.7685669781931 GBP |
EUR 0.22 ordinary | CFD
| Short | 15200 | 13.8430539473684 GBP |
EUR 0.22 ordinary | CFD
| Short | 3247 | 13.80512288 GBP |
EUR 0.22 ordinary | CFD
| Short | 2917 | 13.81334684 GBP |
EUR 0.22 ordinary | CFD
| Short | 5370 | 13.81334379 GBP |
EUR 0.22 ordinary | CFD
| Short | 23366 | 13.85015553 GBP |
EUR 0.22 ordinary | CFD
| Short | 1897 | 13.852237 GBP |
EUR 0.22 ordinary | CFD
| Short | 1139 | 328.02791923 ZAR |
EUR 0.22 ordinary | CFD
| Short | 8284 | 13.80316272 GBP |
EUR 0.22 ordinary | CFD
| Short | 1109 | 13.754496 GBP |
EUR 0.22 ordinary | CFD
| Short | 313 | 13.7959801001 GBP |
EUR 0.22 ordinary | CFD
| Short | 539 | 13.87103896 GBP |
EUR 0.22 ordinary | CFD
| Short | 874 | 13.76535469 GBP |
EUR 0.22 ordinary | CFD
| Short | 664 | 13.811968 GBP |
EUR 0.22 ordinary | CFD
| Short | 1745 | 13.855691 GBP |
EUR 0.22 ordinary | CFD
| Short | 2744 | 13.759949 GBP |
EUR 0.22 ordinary | CFD
| Short | 2640 | 13.777314 GBP |
EUR 0.22 ordinary | CFD
| Short | 14119 | 13.750294 GBP |
EUR 0.22 ordinary | CFD
| Short | 9 | 13.711 GBP |
EUR 0.22 ordinary | CFD
| Short | 169 | 13.737115 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 22 February 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi