23rd Feb 2024 10:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 22 February 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 508505 | 14.19750 GBP | 14.02500 GBP |
EUR 0.22 ordinary | Sell
| 493936 | 14.19500 GBP | 13.93396 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 15387 | 341.40111978 ZAR |
EUR 0.22 ordinary | CFD
| Long | 2118 | 14.105 GBP |
EUR 0.22 ordinary | CFD
| Long | 42295 | 14.10478997 GBP |
EUR 0.22 ordinary | CFD
| Long | 10802 | 14.104711 GBP |
EUR 0.22 ordinary | CFD
| Long | 6001 | 14.15014306 GBP |
EUR 0.22 ordinary | CFD
| Long | 6300 | 14.1226968253968 GBP |
EUR 0.22 ordinary | CFD
| Long | 23843 | 339.17547205 ZAR |
EUR 0.22 ordinary | CFD
| Long | 8856 | 14.111434 GBP |
EUR 0.22 ordinary | CFD
| Long | 8343 | 14.123226 GBP |
EUR 0.22 ordinary | CFD
| Long | 316 | 14.09 GBP |
EUR 0.22 ordinary | CFD
| Long | 3049 | 14.108277 GBP |
EUR 0.22 ordinary | CFD
| Long | 6552 | 14.114324 GBP |
EUR 0.22 ordinary | CFD
| Long | 5420 | 14.13103 GBP |
EUR 0.22 ordinary | CFD
| Long | 31774 | 14.104295 GBP |
EUR 0.22 ordinary | CFD
| Long | 6952 | 14.10598 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 14.15 GBP |
EUR 0.22 ordinary | CFD
| Long | 73 | 14.1 GBP |
EUR 0.22 ordinary | CFD
| Long | 14356 | 14.10337373 GBP |
EUR 0.22 ordinary | CFD
| Long | 3805 | 14.09429435 GBP |
EUR 0.22 ordinary | CFD
| Long | 1759 | 14.123246 GBP |
EUR 0.22 ordinary | CFD
| Long | 450 | 13.93395556 GBP |
EUR 0.22 ordinary | CFD
| Long | 5876 | 14.10318456 GBP |
EUR 0.22 ordinary | CFD
| Long | 7222 | 14.128157 GBP |
EUR 0.22 ordinary | CFD
| Long | 5757 | 14.12131 GBP |
EUR 0.22 ordinary | CFD
| Long | 29 | 14.01482759 GBP |
EUR 0.22 ordinary | CFD
| Short | 23843 | 339.17547205 ZAR |
EUR 0.22 ordinary | CFD
| Short | 4916 | 14.11236378 GBP |
EUR 0.22 ordinary | CFD
| Short | 3778 | 14.108855 GBP |
EUR 0.22 ordinary | CFD
| Short | 7339 | 14.1042932 GBP |
EUR 0.22 ordinary | CFD
| Short | 2779 | 14.07214958 GBP |
EUR 0.22 ordinary | CFD
| Short | 1552 | 14.08729394 GBP |
EUR 0.22 ordinary | CFD
| Short | 6613 | 14.09658629 GBP |
EUR 0.22 ordinary | CFD
| Short | 1985 | 14.09005989 GBP |
EUR 0.22 ordinary | CFD
| Short | 1937 | 14.11040221 GBP |
EUR 0.22 ordinary | CFD
| Short | 8105 | 14.0925071 GBP |
EUR 0.22 ordinary | CFD
| Short | 4138 | 14.10436386 GBP |
EUR 0.22 ordinary | CFD
| Short | 3238 | 14.07113639 GBP |
EUR 0.22 ordinary | CFD
| Short | 2620 | 14.0737397 GBP |
EUR 0.22 ordinary | CFD
| Short | 1378 | 14.10515622 GBP |
EUR 0.22 ordinary | CFD
| Short | 611 | 14.12624727 GBP |
EUR 0.22 ordinary | CFD
| Short | 5100 | 14.106168627451 GBP |
EUR 0.22 ordinary | CFD
| Short | 7066 | 14.12244454 GBP |
EUR 0.22 ordinary | CFD
| Short | 3005 | 14.14568884 GBP |
EUR 0.22 ordinary | CFD
| Short | 15387 | 341.40111978 ZAR |
EUR 0.22 ordinary | CFD
| Short | 1 | 14.09 GBP |
EUR 0.22 ordinary | CFD
| Short | 1374 | 14.08315684 GBP |
EUR 0.22 ordinary | CFD
| Short | 30281 | 14.11306653 GBP |
EUR 0.22 ordinary | CFD
| Short | 2473 | 14.107307 GBP |
EUR 0.22 ordinary | CFD
| Short | 579 | 14.098713 GBP |
EUR 0.22 ordinary | CFD
| Short | 2665 | 14.107398 GBP |
EUR 0.22 ordinary | CFD
| Short | 3275 | 14.082024 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 14.115 GBP |
EUR 0.22 ordinary | CFD
| Short | 23773 | 14.094245 GBP |
EUR 0.22 ordinary | CFD
| Short | 1759 | 14.065208 GBP |
EUR 0.22 ordinary | CFD
| Short | 1187 | 14.12905644 GBP |
EUR 0.22 ordinary | CFD
| Short | 8 | 14.10517631 GBP |
EUR 0.22 ordinary | CFD
| Short | 312 | 14.105240513 GBP |
EUR 0.22 ordinary | CFD
| Short | 4208 | 14.105 GBP |
EUR 0.22 ordinary | CFD
| Short | 14828 | 14.115425 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 23 February 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi