21st Mar 2024 11:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 20 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 524683 | 13.42736 GBP | 13.28500 GBP |
EUR 0.22 ordinary | Sell
| 896480 | 13.56712 GBP | 13.08690 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 1778 | 320.673273340832 ZAR |
EUR 0.22 ordinary | CFD
| Long | 37721 | 13.30160362 GBP |
EUR 0.22 ordinary | CFD
| Long | 54000 | 13.354308 GBP |
EUR 0.22 ordinary | CFD
| Long | 13500 | 13.374291 GBP |
EUR 0.22 ordinary | CFD
| Long | 12560 | 13.4069 GBP |
EUR 0.22 ordinary | CFD
| Long | 16600 | 13.365 GBP |
EUR 0.22 ordinary | CFD
| Long | 635 | 13.31771497 GBP |
EUR 0.22 ordinary | CFD
| Long | 891 | 13.39921337 GBP |
EUR 0.22 ordinary | CFD
| Long | 1185 | 13.40117229 GBP |
EUR 0.22 ordinary | CFD
| Long | 1040 | 13.40456929 GBP |
EUR 0.22 ordinary | CFD
| Long | 771 | 13.40125597 GBP |
EUR 0.22 ordinary | CFD
| Long | 909 | 13.40175729 GBP |
EUR 0.22 ordinary | CFD
| Long | 392 | 13.39703109 GBP |
EUR 0.22 ordinary | CFD
| Long | 4979 | 320.3917855 ZAR |
EUR 0.22 ordinary | CFD
| Long | 8340 | 13.38932 GBP |
EUR 0.22 ordinary | CFD
| Long | 1219 | 13.3773 GBP |
EUR 0.22 ordinary | CFD
| Long | 12000 | 13.3159656667 GBP |
EUR 0.22 ordinary | CFD
| Long | 12232 | 13.311183312 GBP |
EUR 0.22 ordinary | CFD
| Long | 100000 | 13.0869 GBP |
EUR 0.22 ordinary | CFD
| Long | 791 | 320.674197218711 ZAR |
EUR 0.22 ordinary | CFD
| Long | 23042 | 13.385806 GBP |
EUR 0.22 ordinary | CFD
| Long | 2 | 13.37 GBP |
EUR 0.22 ordinary | CFD
| Long | 4271 | 13.3215816 GBP |
EUR 0.22 ordinary | CFD
| Long | 25763 | 13.385 GBP |
EUR 0.22 ordinary | CFD
| Long | 2533 | 13.322146 GBP |
EUR 0.22 ordinary | CFD
| Long | 4864 | 13.3085218 GBP |
EUR 0.22 ordinary | CFD
| Long | 3242 | 13.340395 GBP |
EUR 0.22 ordinary | CFD
| Long | 4709 | 13.3961477 GBP |
EUR 0.22 ordinary | CFD
| Long | 19367 | 13.384331 GBP |
EUR 0.22 ordinary | CFD
| Long | 1168 | 13.384332 GBP |
EUR 0.22 ordinary | CFD
| Long | 334 | 13.36401198 GBP |
EUR 0.22 ordinary | CFD
| Long | 1023 | 13.37709189 GBP |
EUR 0.22 ordinary | CFD
| Long | 44232 | 13.37876605 GBP |
EUR 0.22 ordinary | CFD
| Long | 8581 | 13.384732 GBP |
EUR 0.22 ordinary | CFD
| Long | 4103 | 13.396998 GBP |
EUR 0.22 ordinary | CFD
| Long | 2517 | 13.418886 GBP |
EUR 0.22 ordinary | CFD
| Long | 1989 | 13.405184 GBP |
EUR 0.22 ordinary | CFD
| Long | 1700 | 13.385735 GBP |
EUR 0.22 ordinary | CFD
| Long | 833 | 13.374898 GBP |
EUR 0.22 ordinary | CFD
| Long | 833 | 13.377002 GBP |
EUR 0.22 ordinary | CFD
| Long | 4446 | 13.3701934322987 GBP |
EUR 0.22 ordinary | CFD
| Long | 643 | 13.394803 GBP |
EUR 0.22 ordinary | CFD
| Long | 7068 | 320.29140351 ZAR |
EUR 0.22 ordinary | CFD
| Long | 27935 | 320.72 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1583 | 13.3850031585597 GBP |
EUR 0.22 ordinary | CFD
| Short | 8886 | 13.385 GBP |
EUR 0.22 ordinary | CFD
| Short | 4178 | 13.3758 GBP |
EUR 0.22 ordinary | CFD
| Short | 34297 | 13.3364585823833 GBP |
EUR 0.22 ordinary | CFD
| Short | 1970 | 13.3838439337056 GBP |
EUR 0.22 ordinary | CFD
| Short | 2374 | 13.31488207 GBP |
EUR 0.22 ordinary | CFD
| Short | 836 | 13.31445821 GBP |
EUR 0.22 ordinary | CFD
| Short | 357 | 13.32066228 GBP |
EUR 0.22 ordinary | CFD
| Short | 1858 | 13.31377732 GBP |
EUR 0.22 ordinary | CFD
| Short | 398 | 13.31194831 GBP |
EUR 0.22 ordinary | CFD
| Short | 7068 | 320.29140351 ZAR |
EUR 0.22 ordinary | CFD
| Short | 4412 | 13.377403 GBP |
EUR 0.22 ordinary | CFD
| Short | 16977 | 13.38035 GBP |
EUR 0.22 ordinary | CFD
| Short | 467 | 13.37715203 GBP |
EUR 0.22 ordinary | CFD
| Short | 62 | 13.3019758 GBP |
EUR 0.22 ordinary | CFD
| Short | 943 | 13.385673 GBP |
EUR 0.22 ordinary | CFD
| Short | 155 | 13.365677 GBP |
EUR 0.22 ordinary | CFD
| Short | 5939 | 13.36296324 GBP |
EUR 0.22 ordinary | CFD
| Short | 1181 | 13.3769094 GBP |
EUR 0.22 ordinary | CFD
| Short | 32 | 13.38625 GBP |
EUR 0.22 ordinary | CFD
| Short | 16848 | 13.364044 GBP |
EUR 0.22 ordinary | CFD
| Short | 108 | 13.3375 GBP |
EUR 0.22 ordinary | CFD
| Short | 1173 | 13.3701137 GBP |
EUR 0.22 ordinary | CFD
| Short | 488 | 13.39303279 GBP |
EUR 0.22 ordinary | CFD
| Short | 55870 | 320.72 ZAR |
EUR 0.22 ordinary | CFD
| Short | 4979 | 320.3917855 ZAR |
EUR 0.22 ordinary | CFD
| Short | 2569 | 320.6735578 ZAR |
EUR 0.22 ordinary | CFD
| Short | 6853 | 13.3906797 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 21 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi