28th Feb 2024 11:44
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 27 February 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 433922 | 14.11818 GBP | 13.75119 GBP |
EUR 0.22 ordinary | Sell
| 361628 | 14.17644 GBP | 13.70727 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 5539 | 14.019223 GBP |
EUR 0.22 ordinary | CFD
| Long | 12623 | 13.92863 GBP |
EUR 0.22 ordinary | CFD
| Long | 597 | 13.9424958123953 GBP |
EUR 0.22 ordinary | CFD
| Long | 2223 | 13.98820135 GBP |
EUR 0.22 ordinary | CFD
| Long | 221 | 14.05254095 GBP |
EUR 0.22 ordinary | CFD
| Long | 37 | 13.96837838 GBP |
EUR 0.22 ordinary | CFD
| Long | 6890 | 337.79104064 ZAR |
EUR 0.22 ordinary | CFD
| Long | 5435 | 336.45707452 ZAR |
EUR 0.22 ordinary | CFD
| Long | 15277 | 14.03 GBP |
EUR 0.22 ordinary | CFD
| Long | 4842 | 14.05584993 GBP |
EUR 0.22 ordinary | CFD
| Long | 14400 | 13.9766034722222 GBP |
EUR 0.22 ordinary | CFD
| Long | 443 | 13.93 GBP |
EUR 0.22 ordinary | CFD
| Long | 670 | 13.995299 GBP |
EUR 0.22 ordinary | CFD
| Long | 5772 | 14.02999973 GBP |
EUR 0.22 ordinary | CFD
| Long | 82 | 13.89 GBP |
EUR 0.22 ordinary | CFD
| Long | 3806 | 13.962909 GBP |
EUR 0.22 ordinary | CFD
| Long | 3417 | 14.027193444542 GBP |
EUR 0.22 ordinary | CFD
| Long | 50 | 14.02982462 GBP |
EUR 0.22 ordinary | CFD
| Long | 272 | 13.99893382 GBP |
EUR 0.22 ordinary | CFD
| Long | 3266 | 13.97909675 GBP |
EUR 0.22 ordinary | CFD
| Long | 3970 | 13.981950005 GBP |
EUR 0.22 ordinary | CFD
| Long | 26970 | 14.022254 GBP |
EUR 0.22 ordinary | CFD
| Long | 16463 | 14.029536 GBP |
EUR 0.22 ordinary | CFD
| Long | 2160 | 13.939498 GBP |
EUR 0.22 ordinary | CFD
| Long | 3689 | 13.987696 GBP |
EUR 0.22 ordinary | CFD
| Long | 3289 | 13.930554 GBP |
EUR 0.22 ordinary | CFD
| Long | 1876 | 14.05554482 GBP |
EUR 0.22 ordinary | CFD
| Long | 4514 | 14.04789112 GBP |
EUR 0.22 ordinary | CFD
| Long | 130 | 13.987808 GBP |
EUR 0.22 ordinary | CFD
| Long | 14993 | 337.77455613 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1796 | 14.06363916 GBP |
EUR 0.22 ordinary | CFD
| Long | 35676 | 14.03179114 GBP |
EUR 0.22 ordinary | CFD
| Short | 282 | 14.015 GBP |
EUR 0.22 ordinary | CFD
| Short | 6890 | 337.79104064 ZAR |
EUR 0.22 ordinary | CFD
| Short | 16719 | 13.968158 GBP |
EUR 0.22 ordinary | CFD
| Short | 24126 | 13.920477 GBP |
EUR 0.22 ordinary | CFD
| Short | 6858 | 13.885354 GBP |
EUR 0.22 ordinary | CFD
| Short | 9073 | 13.861697 GBP |
EUR 0.22 ordinary | CFD
| Short | 8682 | 14.030701 GBP |
EUR 0.22 ordinary | CFD
| Short | 2235 | 13.939323 GBP |
EUR 0.22 ordinary | CFD
| Short | 19576 | 14.03 GBP |
EUR 0.22 ordinary | CFD
| Short | 12796 | 13.96030829 GBP |
EUR 0.22 ordinary | CFD
| Short | 4216 | 13.882915 GBP |
EUR 0.22 ordinary | CFD
| Short | 906 | 14.05023179 GBP |
EUR 0.22 ordinary | CFD
| Short | 551 | 13.92083 GBP |
EUR 0.22 ordinary | CFD
| Short | 226 | 14.01 GBP |
EUR 0.22 ordinary | CFD
| Short | 158 | 13.80170886 GBP |
EUR 0.22 ordinary | CFD
| Short | 389 | 13.954705101 GBP |
EUR 0.22 ordinary | CFD
| Short | 1497 | 13.90457415 GBP |
EUR 0.22 ordinary | CFD
| Short | 1669 | 336.457213900539 ZAR |
EUR 0.22 ordinary | CFD
| Short | 573 | 13.978935 GBP |
EUR 0.22 ordinary | CFD
| Short | 22000 | 14.0375546 GBP |
EUR 0.22 ordinary | CFD
| Short | 15000 | 13.7836 GBP |
EUR 0.22 ordinary | CFD
| Short | 4780 | 13.96672176 GBP |
EUR 0.22 ordinary | CFD
| Short | 14993 | 337.77455613 ZAR |
EUR 0.22 ordinary | CFD
| Short | 500 | 13.8365690308 GBP |
EUR 0.22 ordinary | CFD
| Short | 400 | 13.8365740308 GBP |
EUR 0.22 ordinary | CFD
| Short | 2333 | 13.9557 GBP |
EUR 0.22 ordinary | CFD
| Short | 3766 | 336.457012745619 ZAR |
EUR 0.22 ordinary | CFD
| Short | 11325 | 14.02980689 GBP |
EUR 0.22 ordinary | CFD
| Short | 6076 | 14.01940819 GBP |
EUR 0.22 ordinary | CFD
| Short | 7364 | 13.81536979 GBP |
EUR 0.22 ordinary | CFD
| Short | 4943 | 13.80318085 GBP |
EUR 0.22 ordinary | CFD
| Short | 3753 | 13.80249879 GBP |
EUR 0.22 ordinary | CFD
| Short | 2742 | 13.81278649 GBP |
EUR 0.22 ordinary | CFD
| Short | 12353 | 13.81054366 GBP |
EUR 0.22 ordinary | CFD
| Short | 3864 | 13.81027954 GBP |
EUR 0.22 ordinary | CFD
| Short | 6279 | 13.81202107 GBP |
EUR 0.22 ordinary | CFD
| Short | 5502 | 13.81523951 GBP |
EUR 0.22 ordinary | CFD
| Short | 2090 | 13.81874919 GBP |
EUR 0.22 ordinary | CFD
| Short | 2258 | 13.80042985 GBP |
EUR 0.22 ordinary | CFD
| Short | 500 | 13.96098 GBP |
EUR 0.22 ordinary | CFD
| Short | 16596 | 13.848498 GBP |
EUR 0.22 ordinary | CFD
| Short | 457 | 13.815 GBP |
EUR 0.22 ordinary | CFD
| Short | 253 | 14.005 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 28 February 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi