21st Feb 2024 11:46
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 20 February 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 765880 | 13.93500 GBP | 13.71889 GBP |
EUR 0.22 ordinary | Sell
| 924620 | 14.00260 GBP | 13.71889 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 1379 | 13.857121 GBP |
EUR 0.22 ordinary | CFD
| Long | 18574 | 13.82591 GBP |
EUR 0.22 ordinary | CFD
| Long | 1224 | 13.844812 GBP |
EUR 0.22 ordinary | CFD
| Long | 73 | 13.848973 GBP |
EUR 0.22 ordinary | CFD
| Long | 370 | 13.878912 GBP |
EUR 0.22 ordinary | CFD
| Long | 119 | 13.845 GBP |
EUR 0.22 ordinary | CFD
| Long | 2168 | 13.82589 GBP |
EUR 0.22 ordinary | CFD
| Long | 2064 | 13.841458 GBP |
EUR 0.22 ordinary | CFD
| Long | 177 | 13.74898305 GBP |
EUR 0.22 ordinary | CFD
| Long | 4142 | 13.824877 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 13.82 GBP |
EUR 0.22 ordinary | CFD
| Long | 2433 | 13.82482719 GBP |
EUR 0.22 ordinary | CFD
| Long | 924 | 13.83479437 GBP |
EUR 0.22 ordinary | CFD
| Long | 12882 | 13.825 GBP |
EUR 0.22 ordinary | CFD
| Long | 81 | 13.83743827 GBP |
EUR 0.22 ordinary | CFD
| Long | 301 | 13.844427 GBP |
EUR 0.22 ordinary | CFD
| Long | 299 | 13.844381 GBP |
EUR 0.22 ordinary | CFD
| Long | 2389 | 13.851718 GBP |
EUR 0.22 ordinary | CFD
| Long | 285 | 13.8375087719298 GBP |
EUR 0.22 ordinary | CFD
| Long | 32150 | 13.834105 GBP |
EUR 0.22 ordinary | CFD
| Long | 101 | 13.729802 GBP |
EUR 0.22 ordinary | CFD
| Long | 73546 | 13.8478488969 GBP |
EUR 0.22 ordinary | CFD
| Long | 844 | 328.918921800948 ZAR |
EUR 0.22 ordinary | CFD
| Long | 23000 | 13.7298074783 GBP |
EUR 0.22 ordinary | CFD
| Long | 63000 | 13.8478308413 GBP |
EUR 0.22 ordinary | CFD
| Long | 311 | 13.8408 GBP |
EUR 0.22 ordinary | CFD
| Long | 2737 | 13.848599 GBP |
EUR 0.22 ordinary | CFD
| Long | 8010 | 331.860799 ZAR |
EUR 0.22 ordinary | CFD
| Long | 154 | 13.84440467 GBP |
EUR 0.22 ordinary | CFD
| Long | 847 | 13.82843723 GBP |
EUR 0.22 ordinary | CFD
| Long | 1155 | 13.85752579 GBP |
EUR 0.22 ordinary | CFD
| Long | 4685 | 13.85237427 GBP |
EUR 0.22 ordinary | CFD
| Long | 5513 | 13.84797885 GBP |
EUR 0.22 ordinary | CFD
| Long | 1403 | 13.8318555 GBP |
EUR 0.22 ordinary | CFD
| Long | 2182 | 13.83184974 GBP |
EUR 0.22 ordinary | CFD
| Long | 740 | 13.84109663 GBP |
EUR 0.22 ordinary | CFD
| Long | 1923 | 328.921190847634 ZAR |
EUR 0.22 ordinary | CFD
| Long | 27000 | 13.7297633333 GBP |
EUR 0.22 ordinary | CFD
| Long | 1537 | 330.85440468 ZAR |
EUR 0.22 ordinary | CFD
| Short | 8010 | 331.860799 ZAR |
EUR 0.22 ordinary | CFD
| Short | 5338 | 13.830731 GBP |
EUR 0.22 ordinary | CFD
| Short | 8563 | 13.825 GBP |
EUR 0.22 ordinary | CFD
| Short | 11600 | 13.8318120689655 GBP |
EUR 0.22 ordinary | CFD
| Short | 1537 | 330.85440468 ZAR |
EUR 0.22 ordinary | CFD
| Short | 240 | 13.74 GBP |
EUR 0.22 ordinary | CFD
| Short | 353 | 13.875 GBP |
EUR 0.22 ordinary | CFD
| Short | 575 | 13.895 GBP |
EUR 0.22 ordinary | CFD
| Short | 344 | 13.885 GBP |
EUR 0.22 ordinary | CFD
| Short | 1200 | 13.81 GBP |
EUR 0.22 ordinary | CFD
| Short | 13049 | 13.836683 GBP |
EUR 0.22 ordinary | CFD
| Short | 1520 | 13.8 GBP |
EUR 0.22 ordinary | CFD
| Short | 928 | 13.859542 GBP |
EUR 0.22 ordinary | CFD
| Short | 2873 | 13.844206 GBP |
EUR 0.22 ordinary | CFD
| Short | 6995 | 13.836354 GBP |
EUR 0.22 ordinary | CFD
| Short | 1019 | 13.851023 GBP |
EUR 0.22 ordinary | CFD
| Short | 139 | 13.83944136 GBP |
EUR 0.22 ordinary | CFD
| Short | 75 | 13.825733 GBP |
EUR 0.22 ordinary | CFD
| Short | 5 | 13.826 GBP |
EUR 0.22 ordinary | CFD
| Short | 177 | 13.82517281 GBP |
EUR 0.22 ordinary | CFD
| Short | 504 | 13.8622619047619 GBP |
EUR 0.22 ordinary | CFD
| Short | 26000 | 13.7946 GBP |
EUR 0.22 ordinary | CFD
| Short | 26000 | 13.83637885 GBP |
EUR 0.22 ordinary | CFD
| Short | 8883 | 13.834912 GBP |
EUR 0.22 ordinary | CFD
| Short | 2767 | 328.92049874 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 21 February 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi