6th Mar 2024 11:52
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 05 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 238505 | 13.86261 GBP | 13.71000 GBP |
EUR 0.22 ordinary | Sell
| 190291 | 13.86261 GBP | 13.71000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 73 | 13.85923279 GBP |
EUR 0.22 ordinary | CFD
| Long | 28784 | 13.85029597 GBP |
EUR 0.22 ordinary | CFD
| Long | 1324 | 13.81055324 GBP |
EUR 0.22 ordinary | CFD
| Long | 363 | 13.80696853 GBP |
EUR 0.22 ordinary | CFD
| Long | 1493 | 13.77265738 GBP |
EUR 0.22 ordinary | CFD
| Long | 1071 | 13.77818141 GBP |
EUR 0.22 ordinary | CFD
| Long | 258 | 13.75049647 GBP |
EUR 0.22 ordinary | CFD
| Long | 385 | 13.77243334 GBP |
EUR 0.22 ordinary | CFD
| Long | 117 | 13.80430975 GBP |
EUR 0.22 ordinary | CFD
| Long | 80 | 13.825775 GBP |
EUR 0.22 ordinary | CFD
| Long | 2290 | 13.7908558951965 GBP |
EUR 0.22 ordinary | CFD
| Long | 1310 | 13.7871450381679 GBP |
EUR 0.22 ordinary | CFD
| Long | 7059 | 13.781822 GBP |
EUR 0.22 ordinary | CFD
| Long | 7133 | 331.53032665 ZAR |
EUR 0.22 ordinary | CFD
| Long | 4632 | 13.808232 GBP |
EUR 0.22 ordinary | CFD
| Long | 5552 | 13.788098 GBP |
EUR 0.22 ordinary | CFD
| Long | 980 | 13.7664133 GBP |
EUR 0.22 ordinary | CFD
| Long | 3894 | 13.77282614 GBP |
EUR 0.22 ordinary | CFD
| Long | 741 | 13.81889125 GBP |
EUR 0.22 ordinary | CFD
| Long | 7342 | 13.773968 GBP |
EUR 0.22 ordinary | CFD
| Long | 3561 | 13.773191 GBP |
EUR 0.22 ordinary | CFD
| Long | 3391 | 13.836681 GBP |
EUR 0.22 ordinary | CFD
| Long | 39 | 13.76692308 GBP |
EUR 0.22 ordinary | CFD
| Long | 9051 | 331.7553309 ZAR |
EUR 0.22 ordinary | CFD
| Long | 482 | 13.85 GBP |
EUR 0.22 ordinary | CFD
| Long | 562 | 13.85121003 GBP |
EUR 0.22 ordinary | CFD
| Long | 503 | 13.85462939 GBP |
EUR 0.22 ordinary | CFD
| Long | 172 | 13.75451858 GBP |
EUR 0.22 ordinary | CFD
| Long | 790 | 13.85086963 GBP |
EUR 0.22 ordinary | CFD
| Long | 649 | 13.80507151 GBP |
EUR 0.22 ordinary | CFD
| Short | 4570 | 13.7654123 GBP |
EUR 0.22 ordinary | CFD
| Short | 427 | 13.76120762 GBP |
EUR 0.22 ordinary | CFD
| Short | 2562 | 13.76349693 GBP |
EUR 0.22 ordinary | CFD
| Short | 2278 | 13.77247609 GBP |
EUR 0.22 ordinary | CFD
| Short | 3324 | 13.850554 GBP |
EUR 0.22 ordinary | CFD
| Short | 247 | 13.737389 GBP |
EUR 0.22 ordinary | CFD
| Short | 9051 | 331.7553309 ZAR |
EUR 0.22 ordinary | CFD
| Short | 192 | 13.77979167 GBP |
EUR 0.22 ordinary | CFD
| Short | 277 | 13.75427798 GBP |
EUR 0.22 ordinary | CFD
| Short | 7927 | 13.8333919 GBP |
EUR 0.22 ordinary | CFD
| Short | 4139 | 13.77189 GBP |
EUR 0.22 ordinary | CFD
| Short | 1843 | 13.7609217 GBP |
EUR 0.22 ordinary | CFD
| Short | 17534 | 13.850692 GBP |
EUR 0.22 ordinary | CFD
| Short | 3602 | 13.850691 GBP |
EUR 0.22 ordinary | CFD
| Short | 94 | 13.810638 GBP |
EUR 0.22 ordinary | CFD
| Short | 29601 | 13.85 GBP |
EUR 0.22 ordinary | CFD
| Short | 8592 | 13.85017312 GBP |
EUR 0.22 ordinary | CFD
| Short | 239 | 13.82431 GBP |
EUR 0.22 ordinary | CFD
| Short | 1845 | 13.78119106 GBP |
EUR 0.22 ordinary | CFD
| Short | 6775 | 13.782484 GBP |
EUR 0.22 ordinary | CFD
| Short | 597 | 13.790184 GBP |
EUR 0.22 ordinary | CFD
| Short | 7133 | 331.53032665 ZAR |
EUR 0.22 ordinary | CFD
| Short | 16 | 13.8109 GBP |
EUR 0.22 ordinary | CFD
| Short | 4674 | 13.76358986 GBP |
EUR 0.22 ordinary | CFD
| Short | 2469 | 13.75943863 GBP |
EUR 0.22 ordinary | CFD
| Short | 155 | 13.759 GBP |
EUR 0.22 ordinary | CFD
| Short | 1326 | 13.76518765 GBP |
EUR 0.22 ordinary | CFD
| Short | 2175 | 13.77032677 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 06 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Mondi