2nd Sep 2015 11:37
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 01/09/2015 | ||
| YES If YES, specify which: (BG Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 3,082,260 | 17.28 GBP | 16.38 GBP |
Common - ISIN GB00B03MM408 | Sale | 3,187,960 | 17.26 GBP | 16.4 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 4,084,210 | 17.22 GBP | 16.31 GBP |
Common - ISIN GB00B03MLX29 | Purchase | 2,587,941 | 23.62 EUR | 22.42 EUR |
Common - ISIN GB00B03MLX29 | Sale | 3,864,838 | 17.15 GBP | 16.36 GBP |
Common - ISIN GB00B03MLX29 | Sale | 2,517,293 | 30.92 EUR | 22.44 EUR |
(b) |
Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MLX29 | Swaps | Long | 990 | 16.587 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 5,433 | 17.025 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 4,775 | 17.025 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 541 | 16.683 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 921 | 22.655 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 7,780 | 16.38 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,650 | 16.38 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,724,397 | 22.816 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 423 | 22.816 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,610,554 | 16.63 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 24,909 | 16.673 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 13,998 | 16.635 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 2,044 | 16.635 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 984 | 22.885 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 431 | 22.952 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,015 | 23.131 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 389 | 22.92 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 348 | 22.92 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 21,700 | 22.485 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 1,250 | 16.562 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 301 | 16.679 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 236 | 17.014 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 203 | 17.014 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Long | 19,500 | 22.918 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Long | 12,161 | 16.867 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,166 | 16.991 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,694 | 16.688 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 15,682 | 16.741 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 24,893 | 16.744 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 28,698 | 16.756 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 673 | 22.897 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 27,482 | 22.966 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 10,000 | 17.068 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 114,272 | 16.861 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 317 | 22.8 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,729 | 16.618 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 4,775 | 16.618 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 728 | 16.393 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 920 | 16.389 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 7,890 | 16.395 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,957 | 16.878 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,725,335 | 22.812 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 2,610,720 | 16.628 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 13,998 | 16.629 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 26,953 | 16.683 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 400 | 22.691 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 518 | 22.721 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,104 | 22.706 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,186 | 22.711 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,053 | 23.403 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 9,406 | 23.37 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 21,597 | 23.407 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 88,621 | 23.35 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 107 | 23.011 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 219 | 23.336 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 348 | 23.011 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,015 | 23.011 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 22,684 | 22.502 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 285 | 16.491 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 520 | 16.491 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 3,040 | 16.491 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 61 | 16.516 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 236 | 16.516 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 301 | 16.516 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,250 | 16.516 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 350 | 22.857 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 8,263 | 22.857 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 19,500 | 22.857 EUR |
Common - ISIN GB00B03MLX29 | Swaps | Short | 117 | 16.382 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 25,956 | 16.725 GBP |
Common - ISIN GB00B03MLX29 | Swaps | Short | 1,000 | 16.925 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 345 | 16.477 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 830 | 17.039 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,381 | 16.995 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,748 | 16.459 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 274 | 16.747 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 610 | 16.46 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,237,852 | 16.69 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,454 | 16.445 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 208 | 16.445 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 312 | 16.667 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 250 | 16.643 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 233 | 16.643 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 205 | 16.667 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1 | 16.599 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 112,053 | 16.877 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 104,646 | 16.665 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 112,053 | 16.877 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 104,646 | 16.665 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 112,053 | 16.877 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 104,646 | 16.665 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 628 | 16.806 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,529 | 17.056 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,065 | 16.842 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,286 | 16.7 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 23,844 | 16.751 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 33,369 | 16.869 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 19,500 | 17.168 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,990 | 17.168 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 728 | 16.461 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 8,551 | 16.443 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 22,865 | 16.787 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,732 | 17.041 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,282 | 17.041 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 40 | 16.728 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,153 | 16.464 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,144 | 16.461 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,238,227 | 16.686 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 800 | 16.566 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,000 | 16.566 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,654 | 16.566 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 423 | 17.091 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 562 | 17.226 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 400 | 16.431 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 400 | 16.531 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 500 | 16.441 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,006 | 16.509 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,662 | 16.445 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,422 | 16.605 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 02/09/2015 |
Contact name: | Kim Oakley |
Telephone number: | 0207 996 0275 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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