2nd Jun 2016 11:30
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| J Sainsbury PLC | ||
| Home Retail Group PLC | ||
| 01/06/2016 | ||
| YES If YES, specify which: (Home Retail Group PLC) |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B019KW72 | Purchase | 3,933,807 | 2.674 GBP | 2.559 GBP |
Common - ISIN GB00B019KW72 | Sale | 5,288,813 | 2.685 GBP | 2.559 GBP |
Convertible - ISIN XS1139087933 | Purchase | 1,100,000 | 106.75 GBP | 106.75 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B019KW72 | Swaps | Long | 19,979 | 2.566 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 8,097 | 2.595 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 1,283 | 2.595 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 80,472 | 2.579 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 1,283 | 2.566 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 308 | 2.569 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 1,274 | 2.601 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 9,501 | 2.601 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 8,262 | 2.601 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 1,774,637 | 2.598 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 1,771,677 | 2.598 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 673 | 2.598 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 4,447 | 2.649 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 3,171 | 2.61 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 2,116 | 2.634 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 1,723 | 2.639 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 2,519 | 2.561 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 3,286 | 2.638 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 1,574 | 2.638 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 1,110 | 2.638 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 3,127 | 2.639 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 691 | 2.648 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 11,033 | 2.638 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 1,544 | 2.655 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 21,353 | 2.638 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 1,544 | 2.561 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 38 | 2.638 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 3,433 | 2.638 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 2,519 | 2.597 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 2,100 | 2.644 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 5,586 | 2.621 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 2,100 | 2.638 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 6,563 | 2.634 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 3,337 | 2.597 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 691 | 2.597 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 420 | 2.593 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 168 | 2.643 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 72 | 2.644 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 280 | 2.571 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 95 | 2.644 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 402 | 2.639 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 57,961 | 2.577 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 57,961 | 2.595 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 29,095 | 2.569 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 7,437 | 2.569 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 2,257 | 2.569 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 6,658 | 2.569 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 804 | 2.564 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 57,272 | 2.644 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 9,488 | 2.602 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 7,176 | 2.613 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 147,844 | 2.606 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 12,331 | 2.564 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 153,555 | 2.609 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 2,470 | 2.574 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 445 | 2.564 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 298 | 2.562 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 23,509 | 2.566 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 275,365 | 2.602 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 379,168 | 2.567 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 9,280 | 2.564 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 30,778 | 2.608 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 30,367 | 2.587 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 6,965 | 2.587 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 1,428 | 2.618 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 24,810 | 2.59 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 4,730 | 2.643 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 5,658 | 2.65 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 41,559 | 2.62 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 14,025 | 2.587 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 20,935 | 2.571 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 12,776 | 2.607 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 55,973 | 2.59 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 77,045 | 2.573 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 137 | 2.593 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 271 | 2.565 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 64,161 | 2.584 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 32,299 | 2.565 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 17,614 | 2.62 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 489 | 2.565 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 249 | 2.593 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 44,681 | 2.615 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 27,582 | 2.584 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 7,872 | 2.587 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 4,309 | 2.587 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 36,460 | 2.589 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 2,452 | 2.613 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 16,806 | 2.564 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 652 | 2.573 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 3,000 | 2.606 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 20,000 | 2.606 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 14,000 | 2.606 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 40,000 | 2.606 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 3,000 | 2.606 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 40,000 | 2.606 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 122 | 2.587 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 62,257 | 2.648 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 99,187 | 2.587 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 37,743 | 2.648 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 3,837 | 2.648 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 4,976 | 2.647 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 1,924 | 2.652 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 1,748 | 2.649 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 4,042 | 2.647 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 727 | 2.641 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 898 | 2.65 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 568 | 2.645 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 898 | 2.645 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 304 | 2.572 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 432 | 2.568 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 486 | 2.574 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 1,727 | 2.57 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 7,547 | 2.569 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 1,017 | 2.571 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 431 | 2.57 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 61 | 2.571 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 95 | 2.649 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 55 | 2.65 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 209 | 2.648 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 146 | 2.673 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 312 | 2.651 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 122 | 2.648 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 256 | 2.658 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 220 | 2.647 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 104 | 2.652 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 104 | 2.645 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 4,424 | 2.647 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 1,890 | 2.649 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 2,079 | 2.652 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 787 | 2.641 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 976 | 2.645 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 972 | 2.65 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 615 | 2.645 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 4,376 | 2.647 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 4,154 | 2.648 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 48 | 2.641 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 267 | 2.647 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 127 | 2.652 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 37 | 2.645 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 332 | 2.647 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 115 | 2.649 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 60 | 2.65 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 253 | 2.648 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 59 | 2.645 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 19,582 | 2.607 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 95,745 | 2.607 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 482,951 | 2.607 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 42,691 | 2.607 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 396,069 | 2.638 GBP |
Common - ISIN GB00B019KW72 | Swaps | Long | 308 | 2.569 GBP |
Common - ISIN GB00B019KW72 | Swaps | Short | 255,000 | 2.587 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 02/06/2016 |
Contact name: | Harshini Gopa |
Telephone number: | +44207 996 3410 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Sainsbury's