2nd Aug 2010 11:12
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management |
|
|
|
LLC |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
30/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
5,803 |
GBP 10.00 |
GBP 9.97 |
|
|
Common - NL0009347863 |
Sale |
10,736 |
GBP 10.02 |
GBP 9.95 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
813 |
GBP 9.97 |
|
|
Common - NL0009347863 |
Swap |
LONG |
46 |
GBP 9.97 |
|
|
Common - NL0009347863 |
Swap |
LONG |
2 |
GBP 9.97 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
2 |
GBP 10.01 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
46 |
GBP 10.01 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
369 |
GBP 10.01 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
624 |
GBP 9.95 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
813 |
GBP 10.01 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1113 |
GBP 10.02 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1180 |
GBP 10.01 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1647 |
GBP 10.00 |
|
|
(c) Options transactions in respect of existing securities |
|
|||
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
02/08/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
|
|
|
Group Plc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
30/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
181,070 |
GBP 7.15 |
GBP 7.12 |
|
|
Common - GB0001411924 |
Sale |
298,746 |
GBP 7.16 |
GBP 7.10 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
||||||
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
02/08/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Dana Petroleum Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Korea National Oil |
|
|
|
Corporation |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
30/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0033252056 |
Purchase |
470,911 |
GBP 17.21 |
GBP 17.10 |
|
|
Common - GB0033252056 |
Sale |
394,987 |
GBP 17.18 |
GBP 17.10 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
LONG |
1284 |
GBP 17.09 |
|
|
Common - GB0033252056 |
Swap |
LONG |
133 |
GBP 17.19 |
|
|
Common - GB0033252056 |
Swap |
LONG |
294 |
GBP 17.19 |
|
|
Common - GB0033252056 |
Swap |
LONG |
386 |
GBP 17.19 |
|
|
Common - GB0033252056 |
Swap |
LONG |
462 |
GBP 17.19 |
|
|
Common - GB0033252056 |
Swap |
LONG |
471 |
GBP 17.18 |
|
|
Common - GB0033252056 |
Swap |
LONG |
723 |
GBP 17.19 |
|
|
Common - GB0033252056 |
Swap |
LONG |
876 |
GBP 17.11 |
|
|
Common - GB0033252056 |
Swap |
LONG |
884 |
GBP 17.19 |
|
|
Common - GB0033252056 |
Swap |
LONG |
122 |
GBP 17.19 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1278 |
GBP 17.17 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2236 |
GBP 17.19 |
|
|
Common - GB0033252056 |
Swap |
LONG |
2410 |
GBP 17.17 |
|
|
Common - GB0033252056 |
Swap |
LONG |
902 |
GBP 17.19 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
SHORT |
294 |
GBP 17.13 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
2358 |
GBP 17.12 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1809 |
GBP 17.13 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1625 |
GBP 17.15 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
857 |
GBP 17.18 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
471 |
GBP 17.18 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
462 |
GBP 17.12 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
02/08/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Tomkins Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Pinafore LLC and Pinafore, |
|
|
|
Inc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
30/07/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0008962655 |
Purchase |
875,553 |
GBP 3.25 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Sale |
618,393 |
GBP 3.25 |
GBP 3.24 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
LONG |
112772 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
1969 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
2685 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
5310 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
5624 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
9966 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
LONG |
15240 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
1066 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
110000 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
LONG |
100000 |
GBP 3.25 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
SHORT |
874 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
133287 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
28285 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
4750 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
4012 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
3242 |
GBP 3.24 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
2708 |
GBP 3.25 |
|
|
Common - GB0008962655 |
Swap |
SHORT |
2200 |
GBP 3.25 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per |
|
|
security |
|
unit |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
|
3. OTHER INFORMATION |
|||
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
02/08/2010 |
|
|
Contact name: |
Doug Berwick |
|
|
Telephone number: |
+44 20 7995 8859 |
Please note that the party name (1c) for Tomkins Plc has been changed from previous filings to utilize the accurate legal entities' names.
Related Shares:
BRE.LSky