16th Nov 2017 15:45
AMENDMENT
DECREASED EQUITY PURCHASES BY 4,316 TO 164,961
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker & Financial Advisor to Spire Healthcare Group plc |
(d) Date dealing undertaken: | 14 November 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes Spire Healthcare Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received (GBP) | Lowest price per unit paid/received (GBP) |
Ordinary Shares
| Purchases
Sales | 164,961
129,291 | 6.0000
5.9957 | 5.9398
5.9250 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit
|
Ordinary Shares | Equity Swaps
| Long
Short
| 26,578 30,933 1,286 212 2,000 14,602 3,726 1,055 5,849 31,427 7,863 7,196 170 30,657 4,220
3,623 414 266 8 672 29 66,565 925 519 3,808 8,356 8,542 21 13 50 2,745 2,616 197 661 5 8,079 7,054 15,365 94 1,084 166 21,129 1,783 1,579 1,871 7,444 3,750 463 4,149 402 463 30,657 4,220 | 5.9612 GBP 5.9733 GBP 5.9737 GBP 5.9746 GBP 5.9748 GBP 5.9753 GBP 5.9754 GBP 5.9756 GBP 5.9774 GBP 5.9815 GBP 5.9844 GBP 5.9857 GBP 5.9900 GBP 112.5295 ZAR 112.5504 ZAR
5.9450 GBP 5.9688 GBP 5.9691 GBP 5.9694 GBP 5.9711 GBP 5.9742 GBP 5.9744 GBP 5.9745 GBP 5.9747 GBP 5.9748 GBP 5.9751 GBP 5.9753 GBP 5.9754 GBP 5.9755 GBP 5.9756 GBP 5.9759 GBP 5.9762 GBP 5.9765 GBP 5.9767 GBP 5.9776 GBP 5.9788 GBP 5.9795 GBP 5.9800 GBP 5.9801 GBP 5.9802 GBP 5.9810 GBP 5.9817 GBP 5.9818 GBP 5.9820 GBP 5.9827 GBP 5.9829 GBP 5.9833 GBP 5.9856 GBP 5.9872 GBP 5.9902 GBP 6.0002 GBP 112.5329 ZAR 112.5538 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (GBP) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit (GBP) |
Ordinary Shares |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (GBP) |
Ordinary Shares |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) (GBP) |
|
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 November 2017 |
| Contact name: | Evangelos Galiatsatos |
| Telephone number: | 020 7742 6148 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L