27th Jul 2022 10:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 26 July 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 867222 | 4.84333 GBP | 4.69559 GBP |
10p ordinary | Sell
| 695497 | 4.84333 GBP | 4.71573 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 530 | 4.786 GBP |
10p ordinary | CFD
| Long | 2581 | 4.8417579 GBP |
10p ordinary | CFD
| Long | 1480 | 4.81549324 GBP |
10p ordinary | CFD
| Long | 20707 | 4.842 GBP |
10p ordinary | CFD
| Long | 823 | 4.812211 GBP |
10p ordinary | CFD
| Long | 4717 | 4.805898 GBP |
10p ordinary | CFD
| Long | 390 | 4.791487 GBP |
10p ordinary | CFD
| Long | 2070 | 4.785646 GBP |
10p ordinary | CFD
| Long | 4938 | 4.796792 GBP |
10p ordinary | CFD
| Long | 6639 | 96.98613044 ZAR |
10p ordinary | CFD
| Long | 7 | 4.802 GBP |
10p ordinary | CFD
| Long | 53407 | 96.57006104 ZAR |
10p ordinary | CFD
| Long | 2481 | 96.68490931 ZAR |
10p ordinary | CFD
| Short | 67 | 4.79864038253731 GBP |
10p ordinary | CFD
| Short | 88 | 4.780688 GBP |
10p ordinary | CFD
| Short | 20 | 4.778191 GBP |
10p ordinary | CFD
| Short | 158 | 4.76955696202532 GBP |
10p ordinary | CFD
| Short | 52 | 4.78038461538462 GBP |
10p ordinary | CFD
| Short | 166 | 4.79857744421687 GBP |
10p ordinary | CFD
| Short | 216 | 4.780671 GBP |
10p ordinary | CFD
| Short | 262 | 4.778015 GBP |
10p ordinary | CFD
| Short | 25220 | 4.842 GBP |
10p ordinary | CFD
| Short | 5673 | 4.838533 GBP |
10p ordinary | CFD
| Short | 1327 | 4.79334 GBP |
10p ordinary | CFD
| Short | 41130 | 4.808419 GBP |
10p ordinary | CFD
| Short | 199 | 4.804734 GBP |
10p ordinary | CFD
| Short | 6001 | 4.797152 GBP |
10p ordinary | CFD
| Short | 5330 | 4.81524669512195 GBP |
10p ordinary | CFD
| Short | 4339 | 4.822623 GBP |
10p ordinary | CFD
| Short | 1666 | 4.796247 GBP |
10p ordinary | CFD
| Short | 1323 | 96.6850340136054 ZAR |
10p ordinary | CFD
| Short | 1158 | 96.6847668393782 ZAR |
10p ordinary | CFD
| Short | 53407 | 96.57006104 ZAR |
10p ordinary | CFD
| Short | 6639 | 96.98613044 ZAR |
10p ordinary | CFD
| Short | 8654 | 4.807895 GBP |
10p ordinary | CFD
| Short | 43598 | 4.8278 GBP |
10p ordinary | CFD
| Short | 941 | 4.76944739638682 GBP |
10p ordinary | CFD
| Short | 317 | 4.78047318611987 GBP |
10p ordinary | CFD
| Short | 988 | 4.79857451753036 GBP |
10p ordinary | CFD
| Short | 1299 | 4.780642 GBP |
10p ordinary | CFD
| Short | 105 | 4.778248 GBP |
10p ordinary | CFD
| Short | 1228 | 4.76946254071661 GBP |
10p ordinary | CFD
| Short | 413 | 4.78048426150121 GBP |
10p ordinary | CFD
| Short | 1287 | 4.79858146964258 GBP |
10p ordinary | CFD
| Short | 1690 | 4.780645 GBP |
10p ordinary | CFD
| Short | 138 | 4.778249 GBP |
10p ordinary | CFD
| Short | 67 | 4.77 GBP |
10p ordinary | CFD
| Short | 18 | 4.78 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 27 July 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L