9th Nov 2022 10:38
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 08 November 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 275941 | 4.98749 GBP | 4.94400 GBP |
10p ordinary | Sell
| 334351 | 4.97639 GBP | 4.94400 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 275 | 4.97429090909091 GBP |
10p ordinary | CFD
| Long | 1677 | 4.976493 GBP |
10p ordinary | CFD
| Long | 1982 | 4.96586276488396 GBP |
10p ordinary | CFD
| Long | 2791 | 4.96434969544966 GBP |
10p ordinary | CFD
| Long | 270 | 4.95985185185185 GBP |
10p ordinary | CFD
| Long | 815 | 4.97370552147239 GBP |
10p ordinary | CFD
| Long | 82 | 4.95112851365854 GBP |
10p ordinary | CFD
| Long | 119 | 4.97659 GBP |
10p ordinary | CFD
| Long | 141 | 4.9658865248227 GBP |
10p ordinary | CFD
| Long | 200 | 4.9643 GBP |
10p ordinary | CFD
| Long | 17 | 4.95941176470588 GBP |
10p ordinary | CFD
| Long | 61 | 4.97311475409836 GBP |
10p ordinary | CFD
| Long | 1430 | 4.95116428937063 GBP |
10p ordinary | CFD
| Long | 24791 | 4.9489580896293 GBP |
10p ordinary | CFD
| Long | 209 | 4.9655980861244 GBP |
10p ordinary | CFD
| Long | 19714 | 4.966 GBP |
10p ordinary | CFD
| Long | 2454 | 4.959998 GBP |
10p ordinary | CFD
| Long | 7264 | 4.975513 GBP |
10p ordinary | CFD
| Long | 3874 | 4.969969 GBP |
10p ordinary | CFD
| Long | 2804 | 101.17623395 ZAR |
10p ordinary | CFD
| Long | 1156 | 4.95114063231834 GBP |
10p ordinary | CFD
| Long | 65 | 4.96276923076923 GBP |
10p ordinary | CFD
| Long | 698 | 4.96765042979943 GBP |
10p ordinary | CFD
| Long | 605 | 4.96586776859504 GBP |
10p ordinary | CFD
| Long | 432 | 4.975439 GBP |
10p ordinary | CFD
| Long | 211 | 4.95319465691943 GBP |
10p ordinary | CFD
| Long | 1007 | 4.97367428003972 GBP |
10p ordinary | CFD
| Long | 332 | 4.95984939759036 GBP |
10p ordinary | CFD
| Long | 3451 | 4.96435525934512 GBP |
10p ordinary | CFD
| Long | 2449 | 4.96585953450388 GBP |
10p ordinary | CFD
| Long | 2074 | 4.976491 GBP |
10p ordinary | CFD
| Short | 898 | 4.966 GBP |
10p ordinary | CFD
| Short | 289 | 4.9778892733564 GBP |
10p ordinary | CFD
| Short | 925 | 4.98749189189189 GBP |
10p ordinary | CFD
| Short | 764 | 4.97439790575916 GBP |
10p ordinary | CFD
| Short | 2804 | 101.17623395 ZAR |
10p ordinary | CFD
| Short | 20849 | 4.968046 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 09 November 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L