27th Oct 2022 10:34
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 26 October 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 195332 | 4.96049 GBP | 4.93800 GBP |
10p ordinary | Sell
| 225490 | 4.96049 GBP | 4.93257 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 7307 | 4.96 GBP |
10p ordinary | CFD
| Long | 464 | 4.95586368931034 GBP |
10p ordinary | CFD
| Long | 1342 | 4.939506 GBP |
10p ordinary | CFD
| Long | 1624 | 4.947776 GBP |
10p ordinary | CFD
| Long | 2282 | 4.953361 GBP |
10p ordinary | CFD
| Long | 294 | 4.945505 GBP |
10p ordinary | CFD
| Long | 127 | 4.958249 GBP |
10p ordinary | CFD
| Long | 17954 | 4.947431 GBP |
10p ordinary | CFD
| Long | 105 | 4.9326 GBP |
10p ordinary | CFD
| Long | 202 | 4.95612832960396 GBP |
10p ordinary | CFD
| Long | 78 | 4.958238 GBP |
10p ordinary | CFD
| Long | 932 | 4.951838 GBP |
10p ordinary | CFD
| Long | 894 | 4.948247 GBP |
10p ordinary | CFD
| Long | 1126 | 4.953654 GBP |
10p ordinary | CFD
| Long | 3481 | 4.959861 GBP |
10p ordinary | CFD
| Long | 1902 | 4.94747634069401 GBP |
10p ordinary | CFD
| Long | 306 | 4.9502614379085 GBP |
10p ordinary | CFD
| Long | 24 | 4.95654492666667 GBP |
10p ordinary | CFD
| Long | 9 | 4.958349 GBP |
10p ordinary | CFD
| Long | 166 | 4.953322 GBP |
10p ordinary | CFD
| Long | 119 | 4.947715 GBP |
10p ordinary | CFD
| Long | 150 | 4.953699 GBP |
10p ordinary | CFD
| Long | 278 | 4.94758992805755 GBP |
10p ordinary | CFD
| Long | 41 | 4.95024390243902 GBP |
10p ordinary | CFD
| Long | 2121 | 4.94802755 GBP |
10p ordinary | CFD
| Long | 159 | 4.958251 GBP |
10p ordinary | CFD
| Long | 2844 | 4.953354 GBP |
10p ordinary | CFD
| Long | 2026 | 4.947779 GBP |
10p ordinary | CFD
| Long | 4640 | 4.94759698275862 GBP |
10p ordinary | CFD
| Long | 722 | 4.95020775623269 GBP |
10p ordinary | CFD
| Long | 2592 | 4.9537140007716 GBP |
10p ordinary | CFD
| Long | 211 | 4.95615443691943 GBP |
10p ordinary | CFD
| Long | 75 | 4.958188 GBP |
10p ordinary | CFD
| Long | 895 | 4.948471 GBP |
10p ordinary | CFD
| Long | 800 | 4.950745 GBP |
10p ordinary | CFD
| Long | 1134 | 4.95363 GBP |
10p ordinary | CFD
| Long | 1852 | 4.94740820734341 GBP |
10p ordinary | CFD
| Long | 307 | 4.95029315960912 GBP |
10p ordinary | CFD
| Long | 3723 | 4.94759602471125 GBP |
10p ordinary | CFD
| Long | 580 | 4.95020689655172 GBP |
10p ordinary | CFD
| Long | 2080 | 4.953714 GBP |
10p ordinary | CFD
| Long | 374 | 4.9558636415508 GBP |
10p ordinary | CFD
| Short | 7481 | 4.955254 GBP |
10p ordinary | CFD
| Short | 17055 | 4.96 GBP |
10p ordinary | CFD
| Short | 980 | 4.9494 GBP |
10p ordinary | CFD
| Short | 2083 | 4.946124 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 27 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L