21st Oct 2022 10:39
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mediclinic International plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mediclinic International plc |
(d) Date dealing undertaken: | 20 October 2022 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Buy
| 648539 | 4.94800 GBP | 4.93261 GBP |
10p ordinary | Sell
| 657450 | 4.95000 GBP | 4.91754 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD
| Long | 1340 | 4.94239545432836 GBP |
10p ordinary | CFD
| Long | 1026 | 4.94585769980507 GBP |
10p ordinary | CFD
| Long | 175 | 4.939802 GBP |
10p ordinary | CFD
| Long | 16 | 4.940256 GBP |
10p ordinary | CFD
| Long | 105 | 4.94347119238095 GBP |
10p ordinary | CFD
| Long | 24 | 4.94375 GBP |
10p ordinary | CFD
| Long | 49 | 4.94448979591837 GBP |
10p ordinary | CFD
| Long | 1205 | 4.94585892116183 GBP |
10p ordinary | CFD
| Long | 205 | 4.940111 GBP |
10p ordinary | CFD
| Long | 1164 | 4.94261871580756 GBP |
10p ordinary | CFD
| Long | 349 | 4.94332378223496 GBP |
10p ordinary | CFD
| Long | 436 | 4.94373853211009 GBP |
10p ordinary | CFD
| Long | 232 | 4.9425 GBP |
10p ordinary | CFD
| Long | 2998 | 4.94586057371581 GBP |
10p ordinary | CFD
| Long | 206 | 4.940399 GBP |
10p ordinary | CFD
| Long | 1441 | 4.94348404013879 GBP |
10p ordinary | CFD
| Long | 372 | 4.94384408602151 GBP |
10p ordinary | CFD
| Long | 616 | 4.94443181818182 GBP |
10p ordinary | CFD
| Long | 203 | 4.9415763546798 GBP |
10p ordinary | CFD
| Long | 7686 | 101.2977999 ZAR |
10p ordinary | CFD
| Long | 92 | 4.942239 GBP |
10p ordinary | CFD
| Long | 1 | 4.9465053 GBP |
10p ordinary | CFD
| Long | 59844 | 4.945526 GBP |
10p ordinary | CFD
| Long | 1175 | 4.9390434 GBP |
10p ordinary | CFD
| Long | 18292 | 4.942718 GBP |
10p ordinary | CFD
| Long | 19 | 4.94263157894737 GBP |
10p ordinary | CFD
| Long | 477 | 4.94352201257862 GBP |
10p ordinary | CFD
| Long | 426 | 4.94321596244131 GBP |
10p ordinary | CFD
| Long | 1856 | 4.946 GBP |
10p ordinary | CFD
| Long | 291 | 4.94254295532646 GBP |
10p ordinary | CFD
| Long | 3735 | 4.94586077643909 GBP |
10p ordinary | CFD
| Long | 256 | 4.940397 GBP |
10p ordinary | CFD
| Long | 1797 | 4.94348908362827 GBP |
10p ordinary | CFD
| Long | 463 | 4.9438444924406 GBP |
10p ordinary | CFD
| Long | 767 | 4.94441981747066 GBP |
10p ordinary | CFD
| Long | 69166 | 101.32 ZAR |
10p ordinary | CFD
| Long | 216 | 4.94587962962963 GBP |
10p ordinary | CFD
| Long | 231 | 4.94125541125541 GBP |
10p ordinary | CFD
| Long | 244 | 4.940063 GBP |
10p ordinary | CFD
| Short | 7686 | 101.2977999 ZAR |
10p ordinary | CFD
| Short | 2624 | 4.94038 GBP |
10p ordinary | CFD
| Short | 69166 | 101.32 ZAR |
10p ordinary | CFD
| Short | 13445 | 4.944868 GBP |
10p ordinary | CFD
| Short | 7100 | 4.944381431 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 21 October 2022 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MDC.L